EXECUTIONREPORTS.COM AMENDED SEC RULE 605 / FINRA 5310.09 ENGINE
TRANSPARENT REGULATORY LICENSING • NO METERED DATA FEES

Simple, predictable pricing for broker-dealers and compliance teams

Covers the competing-markets comparison in FINRA Rule 5310.09 from public 605/606 data. Your own order-level review is still required.

Manual provisioning policy: Access to private workspaces is provisioned manually upon verification of broker-dealer identity and CRD authority. We do not offer automated checkout or self-serve instant access to protected firm datasets.
Free Tier

Public Review

Open public research and diagnostic previews for any market participant.

$ 0 / year
No registration or credit card needed
  • Public broker-dealer overview pages for all ~2,000 BDs
  • Public market center scorecards for ~200 venues
  • Top routed venues & headline NPI benchmark stats
  • Full public CSV exports for venue & firm datasets
  • Open methodology specification (exq-2) & peer formulas
Browse Public Firms
MOST POPULAR FOR BDS
Single Broker-Dealer

Firm Workspace

For CCOs and committees conducting quarterly Rule 5310.09 reviews.

$ 4,990 / year
Single CRD license • Under standard corporate card limit
  • One CRD dedicated workspace with full historical quarter archives
  • All 144 scored cells (unlocked across 24 notional & odd-lot tiers)
  • Interactive Dispositions Register: record committee determinations
  • Pre-vetted 5310.09 justifications (clearing, fill latency, terms, immateriality)
  • Committee Dossier Export: browser-printable dossier with SHA-256 hash
  • Conflict analysis: PFOF ¢/100 sh vs. price improvement delta side by side
Request Firm Access Request 7-day preview for your committee →
Consulting & Multi-CRD

Partner License

For outsourced CCOs, regulatory consultancies, and law firms managing 5 to 50 broker-dealers.

$ 14,900 / year
5 to 50 broker-dealers included
  • 5 to 50 broker-dealers managed in a unified dashboard
  • White-label dossier exports: client-ready committee packets
  • Multi-client exception rollup: triage review priorities across all BDs
  • Introducing broker 5310.09(c) clearing audit workflows (Apex, Pershing, NFS)
  • Flexible CRD allocation: add or replace client firms during your license year
Start Partner License
FOUNDING COHORT • 5 SLOTS
Early Adopter Incentive

Charter Partner

Preferential rate for the first 5 compliance consulting practices.

$ 9,900 / year
Up to 10 client CRDs • Under $1,000 per broker-dealer
  • Up to 10 client CRDs included under one license
  • Limited to first 5 consulting partners applying this quarter
  • Full multi-CRD portal, exception triage & white-label exports
  • Direct channel with quantitative engineering & methodology team
  • Locked charter renewal rate for active practices
Apply for Charter Tier

How Firm Onboarding & Verification Works

To ensure strict regulatory confidentiality and compliance with FINRA Rule 5310 supervisory requirements, we do not use generic self-serve signups.

1
Request via Corporate Email
A designated CCO or compliance officer submits their firm name, CRD #, and corporate email.
2
Broker-Dealer Verification
Our team verifies authority against Form BD disclosures and matches active 606 filings.
3
Manual Workspace Setup
Your private CRD workspace is activated with pre-computed amended Rule 605 mix-adjusted benchmarks.
4
Annual Corporate Invoice
Annual invoice issued via corporate card or ACH transfer. No automatic price hikes.

Frequently Asked Regulatory & Pricing Questions

Clear answers regarding regulatory scope, data boundaries, and supervisory requirements.

Does ExecutionReports satisfy our firm's FINRA Rule 5310 best-execution obligation?

No. No commercial tool or vendor can satisfy your firm's best-execution obligation. ExecutionReports covers the competing-markets comparison in FINRA Rule 5310.09 from public 605/606 data. Your firm's own order-level review, customer order handling analysis, and committee supervisory decisions are still required.

What is the difference between the public firm view and the paid Firm Workspace?

Public firm pages summarize top routed venues and headline net price improvement metrics from public 606 filings. The paid Firm Workspace unlocks all 144 order-size and notional buckets, surfaces mix-adjusted shortfall exceptions against non-routed venues, provides an interactive committee disposition register, and generates a printable committee dossier with a client-side SHA-256 content hash.

How does Amended SEC Rule 605 change what our committee must review?

Amended SEC Rule 605 expands monthly market-center disclosures to include odd lots, fractional shares, 24 notional tiers, and short-interval realized spreads (15 seconds and 1 minute). Under FINRA Rule 5310.09, firms must compare execution quality across competing markets. ExecutionReports normalizes these files across all reporting market centers so your committee can benchmark non-routed venues on the exact symbols and order sizes your firm routes.

How does multi-CRD licensing work for outsourced CCOs and consulting firms?

Consulting firms managing multiple broker-dealers can use our Partner License ($14,900/yr for 5 to 50 BDs) or Charter Partner tier ($9,900/yr for up to 10 BDs). This provides a centralized Consultant Portal to monitor exception counts across all client firms, apply uniform committee justifications, and generate white-labeled dossiers for each client's compliance archive.

What does the Dossier Export contain, and how is it archived?

The dossier export formats the four 5310.09 requirements and eight factors into a clean, browser-printable record containing your quantitative matrix, competing market comparisons, conflict analysis, and committee disposition notes. Each dossier computes a client-side SHA-256 content hash of the underlying data for internal record verification. It is not a government-signed or certified record; your committee's actual review, discussion, and adoption are required.

Ready to review your firm's Q3 2026 competing-market benchmark?

Contact our team to request a 7-day preview or discuss multi-CRD consulting partner terms.