CITIGROUP GLOBAL MARKETS INC.

Reporter ID: CGWM • Quarter: 2026Q3 • Methodology: exq-2

Status: ACTIVE

Generated: Wed, 14 Oct 2026 19:28:38 GMT

Quarter:2026Q3

Covered Orders169,890Across all reported tiers

Covered Shares101,811,758In Q3 2026

Active Tiers82Order class × notional buckets

Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

Class	Notional × Lot	Orders	Covered Sh	Fill Rate	PI Rate	NPI (bps)	Peer Bench (bps)	Coverage	Rank Pctl	Eff Spread	Speed <1s
market	<$250 • ODD	21,489	104,586	—	93.7%	9.1 bps	—	—	69th	—	99.9%
market	<$250 • ROUND	398	96,343	—	80.0%	32.0 bps	—	—	70th	—	100.0%
market	$250–$999 • ODD	10,757	151,428	—	94.7%	5.1 bps	—	—	43rd	—	100.0%
market	$250–$999 • ROUND	1,258	486,615	—	84.4%	24.6 bps	—	—	91st	—	99.9%
market	$1k–$5k • ODD	11,610	311,663	—	93.4%	4.4 bps	—	—	57th	—	100.0%
market	$1k–$5k • ROUND	5,234	3,345,116	—	79.2%	11.3 bps	—	—	86th	—	99.7%
market	$5k–$10k • ODD	3,088	134,524	—	93.8%	3.6 bps	—	—	54th	—	100.0%
market	$5k–$10k • ROUND	3,999	2,919,900	—	70.4%	5.5 bps	—	—	65th	—	99.7%
market	$10k–$20k • ODD	1,299	61,744	—	94.0%	3.2 bps	—	—	41st	—	100.0%
market	$10k–$20k • ROUND	5,366	3,812,635	—	77.2%	4.6 bps	—	—	72nd	—	99.5%
market	$20k–$50k • ODD	133	6,830	—	92.6%	2.3 bps	—	—	38th	—	100.0%
market	$20k–$50k • ROUND	6,221	6,844,920	—	74.3%	3.2 bps	—	—	57th	—	100.0%
market	$50k–$200k • ROUND	4,947	12,297,238	—	67.3%	2.0 bps	—	—	56th	—	99.6%
market	≥$200k • ROUND	3,028	25,854,552	—	56.7%	0.4 bps	—	—	67th	—	96.2%
marketable_limit	<$250 • ODD	1,662	5,920	—	89.0%	5.9 bps	—	—	60th	—	100.0%
marketable_limit	<$250 • ROUND	36	34,077	—	—	—	—	—	—	—	—
marketable_limit	$250–$999 • ODD	612	11,137	—	93.8%	5.0 bps	—	—	71st	—	100.0%
marketable_limit	$250–$999 • ROUND	162	58,735	—	88.4%	12.6 bps	—	—	68th	—	100.0%
marketable_limit	$1k–$5k • ODD	632	20,327	—	91.4%	3.8 bps	—	—	77th	—	100.0%
marketable_limit	$1k–$5k • ROUND	696	619,537	—	66.5%	8.2 bps	—	—	74th	—	92.3%
marketable_limit	$5k–$10k • ODD	179	8,668	—	90.1%	2.6 bps	—	—	69th	—	100.0%
marketable_limit	$5k–$10k • ROUND	480	615,406	—	65.9%	5.9 bps	—	—	73rd	—	96.2%
marketable_limit	$10k–$20k • ODD	69	3,148	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ROUND	603	1,597,109	—	49.3%	2.7 bps	—	—	66th	—	94.9%
marketable_limit	$20k–$50k • ODD	5	387	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ROUND	801	4,615,618	—	35.1%	1.4 bps	—	—	59th	—	88.6%
marketable_limit	$50k–$200k • ROUND	670	5,216,855	—	31.9%	-0.7 bps	—	—	11th	—	91.4%
marketable_limit	≥$200k • ROUND	259	3,330,021	—	41.0%	-0.7 bps	—	—	30th	—	96.2%
nonmarketable_limit	<$250 • ODD	4,405	26,629	—	100.0%	26.7 bps	—	—	63rd	—	31.4%
nonmarketable_limit	<$250 • ROUND	131	21,216	—	100.0%	109.2 bps	—	—	94th	—	25.5%
nonmarketable_limit	$250–$999 • ODD	2,208	30,539	—	100.0%	17.9 bps	—	—	57th	—	37.7%
nonmarketable_limit	$250–$999 • ROUND	540	158,012	—	100.0%	36.1 bps	—	—	30th	—	33.9%
nonmarketable_limit	$1k–$5k • ODD	2,462	65,030	—	100.0%	10.0 bps	—	—	40th	—	44.2%
nonmarketable_limit	$1k–$5k • ROUND	1,914	1,047,936	—	100.0%	27.9 bps	—	—	60th	—	34.1%
nonmarketable_limit	$5k–$10k • ODD	643	27,355	—	100.0%	13.6 bps	—	—	73rd	—	56.3%
nonmarketable_limit	$5k–$10k • ROUND	1,313	976,838	—	100.0%	21.3 bps	—	—	71st	—	36.2%
nonmarketable_limit	$10k–$20k • ODD	296	16,008	—	100.0%	8.0 bps	—	—	38th	—	46.2%
nonmarketable_limit	$10k–$20k • ROUND	1,936	1,679,462	—	100.0%	23.0 bps	—	—	86th	—	20.4%
nonmarketable_limit	$20k–$50k • ODD	19	1,313	—	—	—	—	—	—	—	—
nonmarketable_limit	$20k–$50k • ROUND	1,818	3,019,516	—	100.0%	10.6 bps	—	—	53rd	—	25.0%
nonmarketable_limit	$50k–$200k • ROUND	1,539	6,673,814	—	100.0%	12.5 bps	—	—	83rd	—	19.5%
nonmarketable_limit	≥$200k • ROUND	432	4,043,044	—	100.0%	13.0 bps	—	—	88th	—	19.2%
market	<$250 • ODD	3,439	6,122	—	97.8%	2.7 bps	—	—	49th	—	100.0%
market	$250–$999 • ODD	8,284	31,210	—	96.3%	2.5 bps	—	—	40th	—	100.0%
market	$250–$999 • ROUND	3	300	—	—	—	—	—	—	—	—
market	$1k–$5k • ODD	12,957	163,067	—	96.8%	2.5 bps	—	—	43rd	—	100.0%
market	$1k–$5k • ROUND	396	47,031	—	97.6%	1.9 bps	—	—	66th	—	100.0%
market	$5k–$10k • ODD	5,033	134,164	—	96.5%	2.6 bps	—	—	43rd	—	100.0%
market	$5k–$10k • ROUND	844	127,455	—	97.6%	1.8 bps	—	—	69th	—	100.0%
market	$10k–$20k • ODD	3,003	110,703	—	96.3%	2.4 bps	—	—	37th	—	100.0%
market	$10k–$20k • ROUND	2,496	371,209	—	96.6%	2.1 bps	—	—	46th	—	100.0%
market	$20k–$50k • ODD	752	29,089	—	97.0%	2.9 bps	—	—	43rd	—	100.0%
market	$20k–$50k • ROUND	5,669	1,048,836	—	95.7%	1.9 bps	—	—	44th	—	100.0%
market	$50k–$200k • ODD	3	102	—	—	—	—	—	—	—	—
market	$50k–$200k • ROUND	5,267	2,330,018	—	91.4%	1.9 bps	—	—	41st	—	100.0%
market	≥$200k • ROUND	1,431	3,525,797	—	65.2%	1.3 bps	—	—	66th	—	100.0%
marketable_limit	<$250 • ODD	144	243	—	97.5%	2.3 bps	—	—	80th	—	100.0%
marketable_limit	$250–$999 • ODD	368	1,739	—	95.5%	2.1 bps	—	—	74th	—	100.0%
marketable_limit	$1k–$5k • ODD	626	9,193	—	95.3%	2.5 bps	—	—	80th	—	100.0%
marketable_limit	$1k–$5k • ROUND	35	4,090	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ODD	266	7,290	—	97.7%	2.5 bps	—	—	81st	—	100.0%
marketable_limit	$5k–$10k • ROUND	75	12,641	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ODD	163	5,985	—	96.5%	2.5 bps	—	—	84th	—	100.0%
marketable_limit	$10k–$20k • ROUND	175	22,667	—	97.4%	1.7 bps	—	—	63rd	—	100.0%
marketable_limit	$20k–$50k • ODD	45	1,630	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ROUND	364	82,555	—	92.4%	2.0 bps	—	—	83rd	—	99.7%
marketable_limit	$50k–$200k • ODD	1	35	—	—	—	—	—	—	—	—
marketable_limit	$50k–$200k • ROUND	320	224,984	—	78.5%	1.6 bps	—	—	70th	—	97.6%
marketable_limit	≥$200k • ROUND	115	647,973	—	25.0%	0.2 bps	—	—	62nd	—	96.6%
nonmarketable_limit	<$250 • ODD	786	1,345	—	100.0%	3.4 bps	—	—	21st	—	37.2%
nonmarketable_limit	$250–$999 • ODD	1,983	7,306	—	100.0%	3.8 bps	—	—	44th	—	55.7%
nonmarketable_limit	$1k–$5k • ODD	3,311	41,970	—	100.0%	6.4 bps	—	—	82nd	—	58.7%
nonmarketable_limit	$1k–$5k • ROUND	148	18,140	—	100.0%	2.1 bps	—	—	8th	—	31.8%
nonmarketable_limit	$5k–$10k • ODD	1,190	30,334	—	100.0%	6.8 bps	—	—	86th	—	65.1%
nonmarketable_limit	$5k–$10k • ROUND	270	40,477	—	100.0%	5.2 bps	—	—	89th	—	37.9%
nonmarketable_limit	$10k–$20k • ODD	825	27,440	—	100.0%	4.4 bps	—	—	59th	—	64.4%
nonmarketable_limit	$10k–$20k • ROUND	730	120,086	—	100.0%	3.4 bps	—	—	49th	—	42.9%
nonmarketable_limit	$20k–$50k • ODD	232	7,896	—	100.0%	6.3 bps	—	—	86th	—	68.5%
nonmarketable_limit	$20k–$50k • ROUND	1,308	280,831	—	100.0%	4.1 bps	—	—	69th	—	48.5%
nonmarketable_limit	$50k–$200k • ODD	6	207	—	—	—	—	—	—	—	—
nonmarketable_limit	$50k–$200k • ROUND	1,044	609,036	—	100.0%	3.9 bps	—	—	67th	—	48.8%
nonmarketable_limit	≥$200k • ROUND	434	1,328,812	—	100.0%	3.5 bps	—	—	66th	—	34.0%

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

No raw Rule 605 files stored for this market center.

4. Coverage Gaps & Review Limitations

Suppressed Cells

Tiers with < 100 covered orders

Missing Files

Months unretrievable

Methodological Caveats:

A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
This report is not legal or compliance advice.
Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
Brokers routing here reflect venue aliases as of the last crosswalk-venues run.

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