EQUITABLE ADVISORS, LLC

Reporter ID: EQHA • Quarter: 2026Q3 • Methodology: exq-3

Status: ACTIVE

Generated: Thu, 15 Oct 2026 21:46:34 GMT

Quarter:2026Q3

Covered Orders88,845Across all reported tiers

Covered Shares19,169,214In Q3 2026

Active Tiers71Order class × notional buckets

Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

Class	Notional × Lot	Orders	Covered Sh	Fill Rate	PI Rate	NPI (bps)	Peer Bench (bps)	Coverage	Rank Pctl	Eff Spread	Speed <1s
Market	<$250 • Odd Lot	3,883	12,864	—	99.2%	2.8 bps	—	—	9th	—	100.0%
Market	<$250 • Round Lot	11	2,250	—	—	—	—	—	—	—	—
Market	$250–$999 • Odd Lot	10,238	105,332	—	98.3%	2.5 bps	—	—	12th	—	99.9%
Market	$250–$999 • Round Lot	84	24,878	—	—	—	—	—	—	—	—
Market	$1k–$5k • Odd Lot	21,193	694,167	—	98.2%	2.3 bps	—	—	13th	—	100.0%
Market	$1k–$5k • Round Lot	2,976	632,092	—	96.9%	4.9 bps	—	—	30th	—	100.0%
Market	$5k–$10k • Odd Lot	5,776	300,179	—	98.1%	2.1 bps	—	—	11th	—	100.0%
Market	$5k–$10k • Round Lot	6,004	1,398,003	—	98.5%	3.1 bps	—	—	23rd	—	100.0%
Market	$10k–$20k • Odd Lot	1,870	104,245	—	97.4%	1.9 bps	—	—	12th	—	100.0%
Market	$10k–$20k • Round Lot	7,184	2,933,674	—	82.8%	2.7 bps	—	—	29th	—	95.7%
Market	$20k–$50k • Odd Lot	184	11,162	—	95.9%	1.2 bps	—	—	12th	—	100.0%
Market	$20k–$50k • Round Lot	6,600	4,793,737	—	96.5%	2.3 bps	—	—	31st	—	85.2%
Market	$50k–$200k • Round Lot	2,625	3,865,486	—	95.7%	1.7 bps	—	—	40th	—	99.5%
Market	≥$200k • Round Lot	270	1,854,930	—	69.3%	0.5 bps	—	—	78th	—	84.6%
Marketable Limit	$250–$999 • Odd Lot	4	87	—	—	—	—	—	—	—	—
Marketable Limit	$250–$999 • Round Lot	1	100	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Odd Lot	11	152	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Round Lot	8	10,110	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Odd Lot	14	506	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Round Lot	24	97,775	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Odd Lot	2	90	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Round Lot	19	39,482	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Odd Lot	1	91	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Round Lot	42	82,234	—	—	—	—	—	—	—	—
Marketable Limit	$50k–$200k • Round Lot	37	104,211	—	—	—	—	—	—	—	—
Marketable Limit	≥$200k • Round Lot	11	111,102	—	—	—	—	—	—	—	—
Non-Marketable Limit	<$250 • Odd Lot	9	28	—	—	—	—	—	—	—	—
Non-Marketable Limit	$250–$999 • Odd Lot	19	227	—	—	—	—	—	—	—	—
Non-Marketable Limit	$250–$999 • Round Lot	2	1,225	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Odd Lot	63	1,724	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Round Lot	35	40,530	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Odd Lot	36	1,705	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Round Lot	59	187,727	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Odd Lot	14	673	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Round Lot	52	89,969	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Odd Lot	2	115	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Round Lot	70	86,243	—	—	—	—	—	—	—	—
Non-Marketable Limit	$50k–$200k • Round Lot	33	57,581	—	—	—	—	—	—	—	—
Non-Marketable Limit	≥$200k • Round Lot	11	65,470	—	—	—	—	—	—	—	—
Market	<$250 • Odd Lot	418	913	—	99.9%	2.6 bps	—	—	41st	—	100.0%
Market	$250–$999 • Odd Lot	2,670	11,425	—	99.1%	2.3 bps	—	—	29th	—	100.0%
Market	$1k–$5k • Odd Lot	7,248	97,905	—	98.9%	2.0 bps	—	—	22nd	—	100.0%
Market	$1k–$5k • Round Lot	154	21,199	—	98.2%	1.9 bps	—	—	57th	—	100.0%
Market	$5k–$10k • Odd Lot	3,121	83,095	—	98.1%	2.0 bps	—	—	20th	—	100.0%
Market	$5k–$10k • Round Lot	348	55,429	—	98.4%	1.6 bps	—	—	40th	—	100.0%
Market	$10k–$20k • Odd Lot	1,729	64,119	—	97.8%	1.7 bps	—	—	17th	—	100.0%
Market	$10k–$20k • Round Lot	933	141,003	—	99.2%	1.9 bps	—	—	30th	—	100.0%
Market	$20k–$50k • Odd Lot	340	13,841	—	97.3%	2.1 bps	—	—	16th	—	100.0%
Market	$20k–$50k • Round Lot	1,439	272,836	—	97.1%	1.6 bps	—	—	25th	—	100.0%
Market	$50k–$200k • Round Lot	626	285,269	—	95.8%	2.3 bps	—	—	49th	—	100.0%
Market	≥$200k • Round Lot	81	385,361	—	—	—	—	—	—	—	—
Marketable Limit	$250–$999 • Odd Lot	2	30	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Odd Lot	4	73	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Odd Lot	4	150	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Odd Lot	2	125	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Round Lot	6	1,110	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Odd Lot	1	80	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Round Lot	5	635	—	—	—	—	—	—	—	—
Marketable Limit	$50k–$200k • Round Lot	7	2,564	—	—	—	—	—	—	—	—
Non-Marketable Limit	<$250 • Odd Lot	3	4	—	—	—	—	—	—	—	—
Non-Marketable Limit	$250–$999 • Odd Lot	9	27	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Odd Lot	54	1,103	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Round Lot	1	200	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Odd Lot	54	1,478	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Round Lot	9	1,646	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Odd Lot	30	972	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Round Lot	37	5,820	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Odd Lot	5	300	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Round Lot	21	4,120	—	—	—	—	—	—	—	—
Non-Marketable Limit	$50k–$200k • Round Lot	5	2,125	—	—	—	—	—	—	—	—
Non-Marketable Limit	≥$200k • Round Lot	2	2,101	—	—	—	—	—	—	—	—

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

File Name	Month	Kind	Status	Fetched At	Source URL
sec-605-oes-2026-q3-datareport-eqha.txt	202608	detailed	stored	2026-10-15T20:09:57.048939261+00:00	File Link ↗
sec-605-oes-2026-q3-datareport-eqha.csv	—	summary	challenge	2026-10-15T18:07:20.992478762+00:00	File Link ↗

4. Coverage Gaps & Review Limitations

Suppressed Cells

Tiers with < 100 covered orders

Missing Files

Months unretrievable

Methodological Caveats:

A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
This report is not legal or compliance advice.
Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
Brokers routing here reflect venue aliases as of the last crosswalk-venues run.

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