FIFTH THIRD SECURITIES, INC.

Reporter ID: FTSR • Quarter: 2026Q3 • Methodology: exq-2

Status: ACTIVE

Generated: Wed, 14 Oct 2026 19:30:07 GMT

Quarter:2026Q3

Covered Orders25,893Across all reported tiers

Covered Shares6,402,586In Q3 2026

Active Tiers76Order class × notional buckets

Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

Class	Notional × Lot	Orders	Covered Sh	Fill Rate	PI Rate	NPI (bps)	Peer Bench (bps)	Coverage	Rank Pctl	Eff Spread	Speed <1s
market	<$250 • FRACT	706	323	100.0%	98.0%	2.7 bps	—	0%	65th	$-0.0000	100.0%
market	<$250 • ODD	1,980	5,453	—	97.5%	4.4 bps	—	—	25th	—	99.9%
market	$250–$999 • FRACT	17	12	—	—	—	—	—	—	—	—
market	$250–$999 • ODD	4,041	42,574	—	97.7%	4.3 bps	—	—	35th	—	97.1%
market	$250–$999 • ROUND	114	40,061	—	92.0%	27.3 bps	—	—	94th	—	92.8%
market	$1k–$5k • ODD	5,005	151,036	—	95.8%	3.3 bps	—	—	32nd	—	99.4%
market	$1k–$5k • ROUND	984	235,126	—	97.0%	7.7 bps	—	—	56th	—	98.4%
market	$5k–$10k • ODD	1,027	52,431	—	94.5%	2.5 bps	—	—	26th	—	99.9%
market	$5k–$10k • ROUND	1,194	416,198	—	92.0%	4.9 bps	—	—	57th	—	98.7%
market	$10k–$20k • ODD	315	16,919	—	94.8%	2.5 bps	—	—	28th	—	100.0%
market	$10k–$20k • ROUND	1,156	566,521	—	94.8%	3.6 bps	—	—	49th	—	97.1%
market	$20k–$50k • ODD	26	1,400	—	—	—	—	—	—	—	—
market	$20k–$50k • ROUND	891	719,097	—	81.5%	3.8 bps	—	—	73rd	—	92.8%
market	$50k–$200k • ROUND	440	853,030	—	73.6%	3.9 bps	—	—	86th	—	92.6%
market	≥$200k • ROUND	46	1,354,540	—	—	—	—	—	—	—	—
marketable_limit	<$250 • ODD	1	12	—	—	—	—	—	—	—	—
marketable_limit	<$250 • ROUND	1	210	—	—	—	—	—	—	—	—
marketable_limit	$250–$999 • ODD	26	603	—	—	—	—	—	—	—	—
marketable_limit	$250–$999 • ROUND	4	1,239	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ODD	34	1,262	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ROUND	25	8,400	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ODD	8	247	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ROUND	19	10,016	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ODD	3	175	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ROUND	13	6,744	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ROUND	12	44,886	—	—	—	—	—	—	—	—
marketable_limit	$50k–$200k • ROUND	7	54,359	—	—	—	—	—	—	—	—
nonmarketable_limit	<$250 • ODD	6	12	—	—	—	—	—	—	—	—
nonmarketable_limit	$250–$999 • ODD	98	2,408	—	—	—	—	—	—	—	—
nonmarketable_limit	$250–$999 • ROUND	22	5,270	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ODD	123	4,229	—	100.0%	24.2 bps	—	—	89th	—	41.7%
nonmarketable_limit	$1k–$5k • ROUND	90	23,437	—	—	—	—	—	—	—	—
nonmarketable_limit	$5k–$10k • ODD	12	476	—	—	—	—	—	—	—	—
nonmarketable_limit	$5k–$10k • ROUND	81	105,001	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ODD	4	326	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ROUND	44	74,423	—	—	—	—	—	—	—	—
nonmarketable_limit	$20k–$50k • ROUND	33	64,547	—	—	—	—	—	—	—	—
nonmarketable_limit	$50k–$200k • ROUND	89	896,924	—	—	—	—	—	—	—	—
nonmarketable_limit	≥$200k • ROUND	1	6,800	—	—	—	—	—	—	—	—
market	<$250 • FRACT	614	216	100.0%	99.6%	3.6 bps	—	0%	83rd	$-0.0007	100.0%
market	<$250 • ODD	257	481	—	99.4%	3.7 bps	—	—	80th	—	100.0%
market	$250–$999 • FRACT	58	40	—	—	—	—	—	—	—	—
market	$250–$999 • ODD	1,590	7,126	—	98.0%	4.7 bps	—	—	96th	—	100.0%
market	$1k–$5k • ODD	2,140	32,194	—	98.0%	4.2 bps	—	—	93rd	—	99.0%
market	$1k–$5k • ROUND	70	7,991	—	—	—	—	—	—	—	—
market	$5k–$10k • ODD	462	12,767	—	97.1%	4.8 bps	—	—	96th	—	100.0%
market	$5k–$10k • ROUND	91	15,286	—	—	—	—	—	—	—	—
market	$10k–$20k • ODD	241	8,678	—	93.2%	4.1 bps	—	—	93rd	—	99.9%
market	$10k–$20k • ROUND	210	33,523	—	98.2%	4.1 bps	—	—	96th	—	97.9%
market	$20k–$50k • ODD	59	2,559	—	—	—	—	—	—	—	—
market	$20k–$50k • ROUND	457	92,243	—	96.7%	3.4 bps	—	—	90th	—	98.9%
market	$50k–$200k • ROUND	355	184,607	—	93.1%	2.7 bps	—	—	71st	—	93.9%
market	≥$200k • ROUND	78	105,674	—	—	—	—	—	—	—	—
marketable_limit	$250–$999 • ODD	10	64	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ODD	13	188	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ROUND	18	2,068	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ODD	12	457	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ROUND	8	1,684	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ODD	4	208	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ROUND	4	1,600	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ODD	3	213	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ROUND	7	2,876	—	—	—	—	—	—	—	—
marketable_limit	$50k–$200k • ROUND	4	1,902	—	—	—	—	—	—	—	—
marketable_limit	≥$200k • ROUND	3	27,250	—	—	—	—	—	—	—	—
nonmarketable_limit	<$250 • ODD	7	15	—	—	—	—	—	—	—	—
nonmarketable_limit	$250–$999 • ODD	56	542	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ODD	73	908	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ROUND	133	15,964	—	—	—	—	—	—	—	17.1%
nonmarketable_limit	$5k–$10k • ODD	37	1,091	—	—	—	—	—	—	—	—
nonmarketable_limit	$5k–$10k • ROUND	10	2,090	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ODD	24	899	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ROUND	29	8,452	—	—	—	—	—	—	—	—
nonmarketable_limit	$20k–$50k • ODD	3	138	—	—	—	—	—	—	—	—
nonmarketable_limit	$20k–$50k • ROUND	32	8,457	—	—	—	—	—	—	—	—
nonmarketable_limit	$50k–$200k • ROUND	17	7,876	—	—	—	—	—	—	—	—
nonmarketable_limit	≥$200k • ROUND	6	47,532	—	—	—	—	—	—	—	—

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

File Name	Month	Kind	Status	Fetched At	Source URL
FTSR202608.csv	202608	summary	stored	2026-09-30T21:27:23.981284163+00:00	File Link ↗
FTSR202608.zip	202608	detailed	stored	2026-09-30T21:27:23.981289393+00:00	File Link ↗

4. Coverage Gaps & Review Limitations

Suppressed Cells

Tiers with < 100 covered orders

Missing Files

Months unretrievable

Methodological Caveats:

A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
This report is not legal or compliance advice.
Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
Brokers routing here reflect venue aliases as of the last crosswalk-venues run.

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