MOOMOO FINANCIAL INC.

Reporter ID: FUTM • Quarter: 2026Q3 • Methodology: exq-2

Status: ACTIVE

Generated: Wed, 14 Oct 2026 19:28:37 GMT

Quarter:2026Q3

Covered Orders1,584,535Across all reported tiers

Covered Shares589,305,200In Q3 2026

Active Tiers83Order class × notional buckets

Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

Class	Notional × Lot	Orders	Covered Sh	Fill Rate	PI Rate	NPI (bps)	Peer Bench (bps)	Coverage	Rank Pctl	Eff Spread	Speed <1s
market	<$250 • ODD	55,995	391,295	—	71.3%	5.3 bps	—	—	35th	—	99.8%
market	<$250 • ROUND	3,027	645,950	—	37.4%	12.4 bps	—	—	15th	—	100.0%
market	$250–$999 • ODD	33,316	599,963	—	89.0%	4.0 bps	—	—	29th	—	99.8%
market	$250–$999 • ROUND	6,980	2,406,154	—	34.7%	6.5 bps	—	—	7th	—	99.9%
market	$1k–$5k • ODD	24,051	698,673	—	91.2%	3.3 bps	—	—	31st	—	99.8%
market	$1k–$5k • ROUND	17,683	8,843,608	—	40.1%	3.5 bps	—	—	15th	—	99.7%
market	$5k–$10k • ODD	6,053	304,957	—	92.4%	2.3 bps	—	—	17th	—	100.0%
market	$5k–$10k • ROUND	6,179	3,419,202	—	56.8%	2.1 bps	—	—	13th	—	99.9%
market	$10k–$20k • ODD	1,158	71,274	—	94.3%	3.6 bps	—	—	48th	—	99.9%
market	$10k–$20k • ROUND	7,200	4,640,312	—	59.6%	1.6 bps	—	—	21st	—	99.9%
market	$20k–$50k • ODD	103	7,618	—	97.9%	4.1 bps	—	—	64th	—	100.0%
market	$20k–$50k • ROUND	6,836	8,003,802	—	55.4%	1.2 bps	—	—	19th	—	99.6%
market	$50k–$200k • ROUND	1,937	3,163,300	—	50.3%	-0.0 bps	—	—	15th	—	99.9%
market	≥$200k • ROUND	234	2,241,012	—	28.5%	-1.6 bps	—	—	18th	—	100.0%
marketable_limit	<$250 • ODD	81,208	885,841	—	81.8%	5.0 bps	—	—	57th	—	99.8%
marketable_limit	<$250 • ROUND	5,200	1,221,761	—	31.3%	9.7 bps	—	—	52nd	—	99.4%
marketable_limit	$250–$999 • ODD	37,202	966,433	—	90.5%	3.1 bps	—	—	52nd	—	99.7%
marketable_limit	$250–$999 • ROUND	13,852	4,744,776	—	43.9%	5.9 bps	—	—	47th	—	99.0%
marketable_limit	$1k–$5k • ODD	22,937	757,486	—	91.2%	2.3 bps	—	—	54th	—	99.7%
marketable_limit	$1k–$5k • ROUND	32,412	15,349,837	—	57.8%	3.2 bps	—	—	52nd	—	98.6%
marketable_limit	$5k–$10k • ODD	4,504	225,756	—	93.0%	1.9 bps	—	—	55th	—	99.7%
marketable_limit	$5k–$10k • ROUND	11,220	9,704,401	—	57.9%	1.8 bps	—	—	48th	—	98.1%
marketable_limit	$10k–$20k • ODD	878	58,281	—	94.6%	2.3 bps	—	—	56th	—	99.9%
marketable_limit	$10k–$20k • ROUND	9,859	14,763,703	—	50.6%	1.3 bps	—	—	52nd	—	98.4%
marketable_limit	$20k–$50k • ODD	28	2,144	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ROUND	11,785	55,126,289	—	40.0%	0.7 bps	—	—	43rd	—	98.9%
marketable_limit	$50k–$200k • ROUND	11,462	97,104,913	—	34.1%	0.3 bps	—	—	39th	—	98.2%
marketable_limit	≥$200k • ROUND	1,339	28,336,834	—	30.5%	-0.3 bps	—	—	36th	—	86.7%
nonmarketable_limit	<$250 • ODD	236,617	2,273,046	—	100.0%	18.8 bps	—	—	38th	—	37.1%
nonmarketable_limit	<$250 • ROUND	12,625	3,472,947	—	100.0%	66.9 bps	—	—	62nd	—	45.8%
nonmarketable_limit	$250–$999 • ODD	142,234	3,099,996	—	100.0%	12.1 bps	—	—	37th	—	44.8%
nonmarketable_limit	$250–$999 • ROUND	34,177	12,960,838	—	100.0%	45.9 bps	—	—	43rd	—	42.6%
nonmarketable_limit	$1k–$5k • ODD	102,892	3,100,373	—	100.0%	7.7 bps	—	—	27th	—	56.1%
nonmarketable_limit	$1k–$5k • ROUND	88,896	37,796,710	—	100.0%	17.4 bps	—	—	38th	—	38.4%
nonmarketable_limit	$5k–$10k • ODD	18,817	973,744	—	100.0%	5.3 bps	—	—	19th	—	64.8%
nonmarketable_limit	$5k–$10k • ROUND	32,538	22,715,267	—	100.0%	11.5 bps	—	—	35th	—	38.0%
nonmarketable_limit	$10k–$20k • ODD	4,474	277,084	—	100.0%	5.8 bps	—	—	25th	—	62.3%
nonmarketable_limit	$10k–$20k • ROUND	28,952	24,837,398	—	100.0%	7.9 bps	—	—	32nd	—	39.1%
nonmarketable_limit	$20k–$50k • ODD	191	14,475	—	100.0%	5.2 bps	—	—	8th	—	57.4%
nonmarketable_limit	$20k–$50k • ROUND	23,363	59,016,923	—	100.0%	7.0 bps	—	—	26th	—	42.4%
nonmarketable_limit	$50k–$200k • ROUND	15,703	95,515,888	—	100.0%	6.8 bps	—	—	38th	—	48.0%
nonmarketable_limit	≥$200k • ROUND	1,644	36,905,616	—	100.0%	5.7 bps	—	—	40th	—	24.9%
market	<$250 • ODD	8,888	14,141	—	95.3%	2.1 bps	—	—	32nd	—	99.9%
market	$250–$999 • ODD	21,230	71,059	—	95.4%	2.0 bps	—	—	25th	—	99.8%
market	$1k–$5k • ODD	28,839	337,129	—	93.3%	1.8 bps	—	—	26th	—	99.9%
market	$1k–$5k • ROUND	804	86,169	—	96.5%	1.1 bps	—	—	14th	—	99.9%
market	$5k–$10k • ODD	7,822	176,545	—	94.1%	1.9 bps	—	—	24th	—	100.0%
market	$5k–$10k • ROUND	876	132,526	—	89.3%	0.9 bps	—	—	11th	—	100.0%
market	$10k–$20k • ODD	4,065	127,690	—	93.4%	1.8 bps	—	—	25th	—	100.0%
market	$10k–$20k • ROUND	4,392	648,513	—	83.9%	1.1 bps	—	—	9th	—	100.0%
market	$20k–$50k • ODD	1,690	52,999	—	92.8%	1.9 bps	—	—	17th	—	99.9%
market	$20k–$50k • ROUND	5,385	900,522	—	85.4%	1.2 bps	—	—	20th	—	99.9%
market	$50k–$200k • ODD	13	443	—	—	—	—	—	—	—	—
market	$50k–$200k • ROUND	3,460	1,132,445	—	73.5%	0.7 bps	—	—	6th	—	100.0%
market	≥$200k • ROUND	501	1,185,843	—	43.7%	-0.4 bps	—	—	13th	—	100.0%
marketable_limit	<$250 • ODD	7,578	14,016	—	95.0%	1.1 bps	—	—	41st	—	99.8%
marketable_limit	$250–$999 • ODD	16,111	66,373	—	94.6%	1.3 bps	—	—	44th	—	99.8%
marketable_limit	$250–$999 • ROUND	4	400	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ODD	21,748	278,258	—	93.2%	1.4 bps	—	—	41st	—	99.7%
marketable_limit	$1k–$5k • ROUND	711	81,239	—	94.5%	1.0 bps	—	—	52nd	—	99.8%
marketable_limit	$5k–$10k • ODD	6,172	160,231	—	92.9%	1.5 bps	—	—	49th	—	99.8%
marketable_limit	$5k–$10k • ROUND	975	157,425	—	87.5%	0.7 bps	—	—	48th	—	99.5%
marketable_limit	$10k–$20k • ODD	3,228	122,041	—	89.8%	1.4 bps	—	—	47th	—	99.7%
marketable_limit	$10k–$20k • ROUND	2,607	384,521	—	82.8%	1.0 bps	—	—	43rd	—	99.5%
marketable_limit	$20k–$50k • ODD	973	31,283	—	90.0%	1.6 bps	—	—	50th	—	99.8%
marketable_limit	$20k–$50k • ROUND	3,767	839,296	—	79.1%	0.9 bps	—	—	42nd	—	99.5%
marketable_limit	$50k–$200k • ODD	12	418	—	—	—	—	—	—	—	—
marketable_limit	$50k–$200k • ROUND	2,392	1,290,671	—	66.1%	0.9 bps	—	—	45th	—	98.8%
marketable_limit	≥$200k • ROUND	448	1,135,003	—	46.5%	-0.4 bps	—	—	15th	—	94.8%
nonmarketable_limit	<$250 • ODD	24,690	38,716	—	100.0%	3.4 bps	—	—	23rd	—	51.2%
nonmarketable_limit	$250–$999 • ODD	72,905	242,791	—	100.0%	3.2 bps	—	—	22nd	—	57.4%
nonmarketable_limit	$250–$999 • ROUND	7	700	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ODD	94,910	986,450	—	100.0%	3.1 bps	—	—	14th	—	62.4%
nonmarketable_limit	$1k–$5k • ROUND	2,476	260,433	—	100.0%	3.3 bps	—	—	46th	—	46.6%
nonmarketable_limit	$5k–$10k • ODD	25,184	561,411	—	100.0%	3.1 bps	—	—	19th	—	65.8%
nonmarketable_limit	$5k–$10k • ROUND	2,562	350,879	—	100.0%	2.7 bps	—	—	37th	—	44.8%
nonmarketable_limit	$10k–$20k • ODD	13,612	435,342	—	100.0%	2.7 bps	—	—	19th	—	66.8%
nonmarketable_limit	$10k–$20k • ROUND	8,178	1,018,569	—	100.0%	2.4 bps	—	—	13th	—	58.6%
nonmarketable_limit	$20k–$50k • ODD	4,683	147,242	—	100.0%	2.9 bps	—	—	19th	—	69.6%
nonmarketable_limit	$20k–$50k • ROUND	12,812	2,452,289	—	100.0%	2.7 bps	—	—	23rd	—	56.5%
nonmarketable_limit	$50k–$200k • ODD	94	3,225	—	—	—	—	—	—	—	—
nonmarketable_limit	$50k–$200k • ROUND	8,273	3,013,511	—	100.0%	2.6 bps	—	—	19th	—	58.5%
nonmarketable_limit	≥$200k • ROUND	1,697	2,720,563	—	100.0%	2.2 bps	—	—	24th	—	57.6%

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

File Name	Month	Kind	Status	Fetched At	Source URL
FUTM202608.zip	202608	detailed	stored	2026-09-30T21:27:23.981304101+00:00	File Link ↗
FUTM202608.csv	202608	summary	stored	2026-09-30T21:27:23.981298490+00:00	File Link ↗
FUTM202608.zip	202608	detailed	stored	2026-10-05T20:24:13.587+00:00	File Link ↗
FUTM202608.csv	202608	summary	stored	2026-10-05T20:24:17.093+00:00	File Link ↗
FUTM202608.csv	202608	summary	stored	2026-10-05T21:24:43.679+00:00	File Link ↗
FUTM202608.zip	202608	detailed	stored	2026-10-05T21:24:46.496+00:00	File Link ↗

4. Coverage Gaps & Review Limitations

Suppressed Cells

Tiers with < 100 covered orders

Missing Files

Months unretrievable

Methodological Caveats:

A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
This report is not legal or compliance advice.
Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
Brokers routing here reflect venue aliases as of the last crosswalk-venues run.

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