OSAIC WEALTH, INC.

Reporter ID: OWIP • Quarter: 2026Q3 • Methodology: exq-3

Status: ACTIVE

Generated: Thu, 15 Oct 2026 22:28:27 GMT

Quarter:2026Q3

Covered Orders313,248Across all reported tiers

Covered Shares64,411,836In Q3 2026

Active Tiers84Order class × notional buckets

Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

Class	Notional × Lot	Orders	Covered Sh	Fill Rate	PI Rate	NPI (bps)	Peer Bench (bps)	Coverage	Rank Pctl	Eff Spread	Speed <1s
Market	<$250 • Fractional	3,375	1,571	—	0.9%	0.0 bps	—	—	9th	—	100.0%
Market	<$250 • Odd Lot	19,028	66,759	—	93.7%	4.5 bps	—	—	29th	—	100.0%
Market	<$250 • Round Lot	42	28,145	—	—	—	—	—	—	—	—
Market	$250–$999 • Fractional	117	83	—	4.9%	0.0 bps	—	—	7th	—	100.0%
Market	$250–$999 • Odd Lot	36,284	406,889	—	93.2%	4.0 bps	—	—	30th	—	100.0%
Market	$250–$999 • Round Lot	420	105,995	—	86.9%	20.2 bps	—	—	73rd	—	100.0%
Market	$1k–$5k • Fractional	1	1	—	—	—	—	—	—	—	—
Market	$1k–$5k • Odd Lot	56,103	1,865,392	—	91.8%	3.1 bps	—	—	29th	—	100.0%
Market	$1k–$5k • Round Lot	8,702	1,812,781	—	92.2%	4.9 bps	—	—	29th	—	100.0%
Market	$5k–$10k • Odd Lot	12,518	623,388	—	92.4%	2.8 bps	—	—	33rd	—	100.0%
Market	$5k–$10k • Round Lot	15,096	3,611,853	—	94.4%	3.4 bps	—	—	29th	—	100.0%
Market	$10k–$20k • Odd Lot	4,456	245,535	—	93.1%	2.5 bps	—	—	29th	—	100.0%
Market	$10k–$20k • Round Lot	18,118	6,725,926	—	92.2%	3.0 bps	—	—	36th	—	100.0%
Market	$20k–$50k • Odd Lot	472	27,927	—	89.9%	2.0 bps	—	—	31st	—	100.0%
Market	$20k–$50k • Round Lot	16,785	10,829,917	—	91.2%	2.3 bps	—	—	34th	—	99.8%
Market	$50k–$200k • Round Lot	8,081	13,387,844	—	85.6%	1.8 bps	—	—	44th	—	99.6%
Market	≥$200k • Round Lot	1,664	12,930,822	—	54.3%	-0.7 bps	—	—	42nd	—	95.4%
Marketable Limit	<$250 • Odd Lot	26	108	—	—	—	—	—	—	—	—
Marketable Limit	$250–$999 • Odd Lot	41	637	—	—	—	—	—	—	—	—
Marketable Limit	$250–$999 • Round Lot	11	1,575	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Odd Lot	100	4,384	—	86.3%	2.5 bps	—	—	53rd	—	100.0%
Marketable Limit	$1k–$5k • Round Lot	114	108,060	—	69.5%	12.2 bps	—	—	89th	—	92.3%
Marketable Limit	$5k–$10k • Odd Lot	63	4,133	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Round Lot	152	191,930	—	75.0%	8.7 bps	—	—	91st	—	94.9%
Marketable Limit	$10k–$20k • Odd Lot	5	333	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Round Lot	205	301,941	—	74.7%	4.6 bps	—	—	73rd	—	98.6%
Marketable Limit	$20k–$50k • Odd Lot	1	90	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Round Lot	236	432,399	—	70.7%	3.1 bps	—	—	67th	—	97.0%
Marketable Limit	$50k–$200k • Round Lot	169	694,149	—	65.9%	2.5 bps	—	—	89th	—	91.6%
Marketable Limit	≥$200k • Round Lot	33	391,202	—	—	—	—	—	—	—	—
Non-Marketable Limit	<$250 • Odd Lot	176	1,161	—	100.0%	26.6 bps	—	—	63rd	—	29.8%
Non-Marketable Limit	<$250 • Round Lot	3	400	—	—	—	—	—	—	—	—
Non-Marketable Limit	$250–$999 • Odd Lot	211	2,671	—	100.0%	23.4 bps	—	—	80th	—	32.9%
Non-Marketable Limit	$250–$999 • Round Lot	46	11,452	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Odd Lot	285	9,463	—	100.0%	11.7 bps	—	—	49th	—	49.5%
Non-Marketable Limit	$1k–$5k • Round Lot	420	624,975	—	100.0%	90.3 bps	—	—	94th	—	25.3%
Non-Marketable Limit	$5k–$10k • Odd Lot	90	4,790	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Round Lot	314	340,672	—	100.0%	27.8 bps	—	—	86th	—	18.0%
Non-Marketable Limit	$10k–$20k • Odd Lot	21	1,160	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Round Lot	306	331,687	—	100.0%	17.2 bps	—	—	68th	—	20.7%
Non-Marketable Limit	$20k–$50k • Odd Lot	1	86	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Round Lot	289	466,477	—	100.0%	23.5 bps	—	—	91st	—	33.7%
Non-Marketable Limit	$50k–$200k • Round Lot	239	660,659	—	100.0%	13.1 bps	—	—	80th	—	25.7%
Non-Marketable Limit	≥$200k • Round Lot	40	280,977	—	—	—	—	—	—	—	—
Market	<$250 • Fractional	1,466	569	—	1.0%	0.0 bps	—	—	5th	—	100.0%
Market	<$250 • Odd Lot	7,738	14,160	—	98.0%	3.1 bps	—	—	68th	—	100.0%
Market	$250–$999 • Fractional	202	136	—	4.0%	0.0 bps	—	—	6th	—	100.0%
Market	$250–$999 • Odd Lot	24,272	107,080	—	97.8%	3.2 bps	—	—	72nd	—	100.0%
Market	$1k–$5k • Fractional	3	2	—	—	—	—	—	—	—	—
Market	$1k–$5k • Odd Lot	39,044	580,614	—	97.7%	3.1 bps	—	—	68th	—	100.0%
Market	$1k–$5k • Round Lot	1,080	117,353	—	98.3%	1.7 bps	—	—	36th	—	99.7%
Market	$5k–$10k • Odd Lot	12,448	380,688	—	97.4%	3.1 bps	—	—	67th	—	100.0%
Market	$5k–$10k • Round Lot	1,997	311,147	—	98.6%	1.6 bps	—	—	42nd	—	99.9%
Market	$10k–$20k • Odd Lot	5,790	241,481	—	97.5%	2.9 bps	—	—	62nd	—	100.0%
Market	$10k–$20k • Round Lot	3,837	654,357	—	98.0%	2.2 bps	—	—	51st	—	99.8%
Market	$20k–$50k • Odd Lot	1,001	48,158	—	96.1%	3.2 bps	—	—	55th	—	100.0%
Market	$20k–$50k • Round Lot	4,945	966,026	—	97.4%	2.4 bps	—	—	58th	—	99.8%
Market	$50k–$200k • Odd Lot	3	285	—	—	—	—	—	—	—	—
Market	$50k–$200k • Round Lot	2,335	1,252,328	—	94.8%	2.4 bps	—	—	52nd	—	99.9%
Market	≥$200k • Round Lot	590	1,809,552	—	65.0%	2.1 bps	—	—	86th	—	98.1%
Marketable Limit	<$250 • Odd Lot	15	21	—	—	—	—	—	—	—	—
Marketable Limit	$250–$999 • Odd Lot	24	160	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Odd Lot	47	1,269	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Round Lot	13	1,550	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Odd Lot	30	979	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Round Lot	27	4,141	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Odd Lot	8	279	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Round Lot	19	4,016	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Odd Lot	1	30	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Round Lot	28	9,522	—	—	—	—	—	—	—	—
Marketable Limit	$50k–$200k • Round Lot	19	7,314	—	—	—	—	—	—	—	—
Marketable Limit	≥$200k • Round Lot	24	115,803	—	—	—	—	—	—	—	—
Non-Marketable Limit	<$250 • Odd Lot	140	172	—	100.0%	3.4 bps	—	—	24th	—	35.0%
Non-Marketable Limit	$250–$999 • Odd Lot	419	1,186	—	100.0%	5.7 bps	—	—	87th	—	42.7%
Non-Marketable Limit	$1k–$5k • Odd Lot	228	3,633	—	100.0%	3.6 bps	—	—	32nd	—	56.1%
Non-Marketable Limit	$1k–$5k • Round Lot	18	2,528	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Odd Lot	136	3,716	—	100.0%	3.4 bps	—	—	33rd	—	65.3%
Non-Marketable Limit	$5k–$10k • Round Lot	94	12,023	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Odd Lot	51	2,141	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Round Lot	79	11,105	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Odd Lot	10	288	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Round Lot	109	25,355	—	100.0%	18.9 bps	—	—	95th	—	61.7%
Non-Marketable Limit	$50k–$200k • Round Lot	65	35,435	—	—	—	—	—	—	—	—
Non-Marketable Limit	≥$200k • Round Lot	34	146,835	—	—	—	—	—	—	—	—

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

File Name	Month	Kind	Status	Fetched At	Source URL
OWIP202608.zip	202608	detailed	stored	2026-10-15T20:12:44.081337554+00:00	File Link ↗
OWIP202608.csv	202608	summary	too_large	2026-10-15T22:24:30.760+00:00	File Link ↗

4. Coverage Gaps & Review Limitations

Suppressed Cells

Tiers with < 100 covered orders

Missing Files

Months unretrievable

Methodological Caveats:

A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
This report is not legal or compliance advice.
Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
Brokers routing here reflect venue aliases as of the last crosswalk-venues run.

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