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Rule 605 Market Center Scorecard
UBS ATS
MPID Firm: UBS SECURITIES LLC(UBSA)
Status: ACTIVE
Generated: Wed, 14 Oct 2026 19:28:43 GMT
Quarter:2026Q3
Covered Orders216,058,335Across all reported tiers
Covered Shares31,257,005,394In Q3 2026
Active Tiers78Order class × notional buckets
Routing Brokers0Disclosed in 606 filings
1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08
Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.
| Class | Notional × Lot | Orders | Covered Sh | Fill Rate | PI Rate | NPI (bps) | Peer Bench (bps) | Coverage | Rank Pctl | Eff Spread | Speed <1s |
|---|---|---|---|---|---|---|---|---|---|---|---|
| market | <$250 • ODD | 86 | 2,480 | — | — | — | — | — | — | — | — |
| market | <$250 • ROUND | 79 | 16,128 | — | — | — | — | — | — | — | — |
| market | $250–$999 • ODD | 32 | 1,815 | — | — | — | — | — | — | — | — |
| market | $250–$999 • ROUND | 135 | 62,671 | 5.9% | 6.4% | 2.6 bps | — | 0% | 1st | $0.0164 | 100.0% |
| market | $1k–$5k • ODD | 6 | 271 | — | — | — | — | — | — | — | — |
| market | $1k–$5k • ROUND | 223 | 278,968 | 1.9% | 1.9% | -2.0 bps | — | 0% | 4th | $0.0305 | 100.0% |
| market | $5k–$10k • ODD | 1 | 21 | — | — | — | — | — | — | — | — |
| market | $5k–$10k • ROUND | 52 | 160,000 | — | — | — | — | — | — | — | — |
| market | $10k–$20k • ODD | 3 | 260 | — | — | — | — | — | — | — | — |
| market | $10k–$20k • ROUND | 32 | 82,584 | — | — | — | — | — | — | — | — |
| market | $20k–$50k • ROUND | 26 | 99,158 | — | — | — | — | — | — | — | — |
| market | $50k–$200k • ROUND | 10 | 55,386 | — | — | — | — | — | — | — | — |
| market | ≥$200k • ROUND | 2 | 71,400 | — | — | — | — | — | — | — | — |
| marketable_limit | <$250 • ODD | 2,339,358 | 18,407,370 | 23.3% | 8.8% | 1.4 bps | -0.6 bps | 97% | 23rd | $0.0233 | 100.0% |
| marketable_limit | <$250 • ROUND | 378,772 | 77,525,762 | 9.1% | 17.6% | 2.4 bps | -11.4 bps | 95% | 31st | $0.0079 | 99.9% |
| marketable_limit | $250–$999 • ODD | 911,304 | 25,115,157 | 24.6% | 11.9% | 1.5 bps | -2.0 bps | 88% | 34th | $0.0340 | 100.0% |
| marketable_limit | $250–$999 • ROUND | 712,616 | 182,210,990 | 11.9% | 9.4% | 1.5 bps | -8.7 bps | 92% | 26th | $0.0136 | 99.9% |
| marketable_limit | $1k–$5k • ODD | 712,494 | 35,155,539 | 25.0% | 20.5% | 1.4 bps | -2.0 bps | 86% | 40th | $0.0560 | 99.9% |
| marketable_limit | $1k–$5k • ROUND | 1,706,672 | 598,852,712 | 10.5% | 14.4% | 1.3 bps | -3.6 bps | 91% | 38th | $0.0213 | 99.9% |
| marketable_limit | $5k–$10k • ODD | 141,921 | 8,694,285 | 29.9% | 33.1% | 1.5 bps | -3.9 bps | 76% | 52nd | $0.1039 | 100.0% |
| marketable_limit | $5k–$10k • ROUND | 646,921 | 291,657,237 | 13.3% | 18.8% | 1.3 bps | -2.6 bps | 72% | 43rd | $0.0298 | 99.7% |
| marketable_limit | $10k–$20k • ODD | 49,886 | 3,316,915 | 32.2% | 40.0% | 1.7 bps | -2.5 bps | 72% | 53rd | $0.1931 | 100.0% |
| marketable_limit | $10k–$20k • ROUND | 513,023 | 373,314,739 | 10.8% | 20.9% | 1.2 bps | -3.0 bps | 64% | 51st | $0.0379 | 99.6% |
| marketable_limit | $20k–$50k • ODD | 5,115 | 372,466 | 35.1% | 45.8% | 1.6 bps | -0.2 bps | 65% | 48th | $0.3688 | 99.9% |
| marketable_limit | $20k–$50k • ROUND | 390,466 | 528,485,248 | 8.9% | 21.9% | 1.2 bps | -2.7 bps | 63% | 57th | $0.0471 | 99.8% |
| marketable_limit | $50k–$200k • ROUND | 244,697 | 826,627,282 | 5.7% | 22.8% | 1.1 bps | -2.9 bps | 60% | 66th | $0.0521 | 99.8% |
| marketable_limit | ≥$200k • ROUND | 61,355 | 885,367,247 | 2.8% | 22.4% | 0.8 bps | -3.4 bps | 48% | 91st | $0.0495 | 99.7% |
| nonmarketable_limit | <$250 • ODD | 35,199,088 | 310,164,548 | 0.8% | 99.9% | 11.7 bps | 65.7 bps | 100% | 18th | $0.0109 | 99.2% |
| nonmarketable_limit | <$250 • ROUND | 4,040,201 | 637,284,935 | 1.0% | 100.0% | 34.8 bps | 120.5 bps | 99% | 17th | $0.0022 | 98.4% |
| nonmarketable_limit | $250–$999 • ODD | 16,838,790 | 348,882,593 | 1.0% | 99.9% | 9.7 bps | 55.5 bps | 99% | 23rd | $0.0289 | 98.6% |
| nonmarketable_limit | $250–$999 • ROUND | 9,022,958 | 1,327,833,125 | 1.1% | 99.9% | 18.7 bps | 82.1 bps | 99% | 14th | $0.0036 | 96.4% |
| nonmarketable_limit | $1k–$5k • ODD | 14,954,421 | 532,192,295 | 1.2% | 99.8% | 7.6 bps | 49.8 bps | 99% | 24th | $0.0599 | 96.7% |
| nonmarketable_limit | $1k–$5k • ROUND | 35,989,536 | 5,405,437,834 | 0.9% | 99.9% | 9.2 bps | 64.8 bps | 99% | 15th | $0.0072 | 94.6% |
| nonmarketable_limit | $5k–$10k • ODD | 3,078,008 | 158,767,013 | 1.4% | 99.8% | 6.5 bps | 46.7 bps | 99% | 36th | $0.1288 | 99.3% |
| nonmarketable_limit | $5k–$10k • ROUND | 18,137,065 | 3,092,416,629 | 0.8% | 99.9% | 7.1 bps | 60.4 bps | 95% | 18th | $0.0125 | 95.8% |
| nonmarketable_limit | $10k–$20k • ODD | 1,776,279 | 109,341,737 | 1.0% | 99.8% | 7.2 bps | 42.0 bps | 99% | 34th | $0.3140 | 99.5% |
| nonmarketable_limit | $10k–$20k • ROUND | 12,794,678 | 2,874,231,220 | 0.8% | 99.9% | 6.3 bps | 54.6 bps | 93% | 22nd | $0.0216 | 95.5% |
| nonmarketable_limit | $20k–$50k • ODD | 408,937 | 29,325,548 | 0.6% | 100.0% | 7.8 bps | 27.6 bps | 99% | 24th | $0.5603 | 99.3% |
| nonmarketable_limit | $20k–$50k • ROUND | 6,678,581 | 2,738,225,017 | 0.8% | 99.9% | 6.4 bps | 47.8 bps | 92% | 23rd | $0.0367 | 95.2% |
| nonmarketable_limit | $50k–$200k • ROUND | 2,234,790 | 2,950,472,734 | 0.5% | 99.9% | 5.7 bps | 42.1 bps | 83% | 25th | $0.0292 | 93.3% |
| nonmarketable_limit | ≥$200k • ROUND | 218,517 | 1,492,472,104 | 0.4% | 99.9% | 5.5 bps | 40.6 bps | 62% | 31st | $0.0286 | 93.9% |
| market | $250–$999 • ODD | 2 | 8 | — | — | — | — | — | — | — | — |
| market | $1k–$5k • ODD | 10 | 158 | — | — | — | — | — | — | — | — |
| market | $5k–$10k • ODD | 6 | 82 | — | — | — | — | — | — | — | — |
| market | $10k–$20k • ODD | 25 | 595 | — | — | — | — | — | — | — | — |
| market | $10k–$20k • ROUND | 1 | 45 | — | — | — | — | — | — | — | — |
| market | $20k–$50k • ODD | 7 | 214 | — | — | — | — | — | — | — | — |
| market | $20k–$50k • ROUND | 9 | 763 | — | — | — | — | — | — | — | — |
| market | $50k–$200k • ROUND | 19 | 3,397 | — | — | — | — | — | — | — | — |
| market | ≥$200k • ROUND | 13 | 13,752 | — | — | — | — | — | — | — | — |
| marketable_limit | <$250 • ODD | 169,138 | 359,576 | 53.0% | 9.8% | 0.4 bps | -0.4 bps | 99% | 26th | $0.0310 | 100.0% |
| marketable_limit | $250–$999 • ODD | 243,402 | 1,466,980 | 47.1% | 15.1% | 0.6 bps | -0.9 bps | 100% | 34th | $0.0520 | 100.0% |
| marketable_limit | $250–$999 • ROUND | 1,224 | 122,412 | 29.9% | 1.3% | 0.1 bps | -1.7 bps | 100% | 29th | $0.0101 | 100.0% |
| marketable_limit | $1k–$5k • ODD | 366,288 | 9,383,243 | 31.8% | 18.7% | 0.7 bps | -2.3 bps | 100% | 33rd | $0.0556 | 100.0% |
| marketable_limit | $1k–$5k • ROUND | 191,913 | 18,475,596 | 25.4% | 8.4% | 0.2 bps | -2.4 bps | 100% | 32nd | $0.0123 | 100.0% |
| marketable_limit | $5k–$10k • ODD | 182,441 | 8,377,464 | 28.2% | 25.8% | 0.8 bps | -2.8 bps | 98% | 36th | $0.0801 | 100.0% |
| marketable_limit | $5k–$10k • ROUND | 272,523 | 32,108,501 | 22.3% | 18.5% | 0.5 bps | -2.1 bps | 100% | 42nd | $0.0212 | 100.0% |
| marketable_limit | $10k–$20k • ODD | 110,520 | 5,694,154 | 32.7% | 35.3% | 0.8 bps | -2.2 bps | 94% | 40th | $0.1298 | 100.0% |
| marketable_limit | $10k–$20k • ROUND | 343,890 | 42,044,220 | 28.9% | 28.7% | 0.9 bps | -1.9 bps | 99% | 41st | $0.0555 | 100.0% |
| marketable_limit | $20k–$50k • ODD | 29,987 | 1,612,818 | 33.4% | 42.5% | 1.1 bps | -0.4 bps | 86% | 47th | $0.2516 | 100.0% |
| marketable_limit | $20k–$50k • ROUND | 357,987 | 67,989,201 | 27.3% | 30.8% | 0.8 bps | -2.2 bps | 98% | 41st | $0.0788 | 100.0% |
| marketable_limit | $50k–$200k • ODD | 498 | 18,416 | 28.6% | 74.5% | 1.6 bps | 1.3 bps | 88% | 53rd | $0.8477 | 100.0% |
| marketable_limit | $50k–$200k • ROUND | 207,069 | 130,965,951 | 16.5% | 33.3% | 0.7 bps | -1.8 bps | 93% | 42nd | $0.1013 | 100.0% |
| marketable_limit | ≥$200k • ROUND | 94,526 | 336,346,027 | 4.8% | 36.2% | 0.6 bps | -3.2 bps | 80% | 83rd | $0.1343 | 99.9% |
| nonmarketable_limit | <$250 • ODD | 2,619,274 | 4,500,739 | 3.7% | 99.9% | 3.2 bps | 26.9 bps | 100% | 14th | $0.0043 | 99.9% |
| nonmarketable_limit | $250–$999 • ODD | 4,042,624 | 16,889,807 | 3.1% | 99.9% | 3.4 bps | 25.0 bps | 100% | 28th | $0.0121 | 99.9% |
| nonmarketable_limit | $250–$999 • ROUND | 4,629 | 464,074 | 4.4% | 100.0% | 6.0 bps | 51.7 bps | 100% | 29th | $-0.0000 | 100.0% |
| nonmarketable_limit | $1k–$5k • ODD | 5,528,985 | 89,702,745 | 2.4% | 99.8% | 3.3 bps | 25.4 bps | 100% | 17th | $0.0244 | 98.1% |
| nonmarketable_limit | $1k–$5k • ROUND | 2,080,006 | 217,422,203 | 1.6% | 99.8% | 2.3 bps | 18.3 bps | 100% | 15th | $0.0006 | 97.8% |
| nonmarketable_limit | $5k–$10k • ODD | 2,309,787 | 80,228,415 | 2.4% | 99.8% | 3.2 bps | 27.7 bps | 100% | 25th | $0.0508 | 99.9% |
| nonmarketable_limit | $5k–$10k • ROUND | 5,258,041 | 588,733,607 | 1.0% | 99.7% | 2.6 bps | 26.0 bps | 100% | 35th | $0.0029 | 98.8% |
| nonmarketable_limit | $10k–$20k • ODD | 1,557,096 | 72,835,799 | 2.4% | 99.8% | 3.1 bps | 25.2 bps | 100% | 29th | $0.0888 | 99.8% |
| nonmarketable_limit | $10k–$20k • ROUND | 8,623,904 | 918,390,005 | 1.2% | 99.8% | 3.3 bps | 36.7 bps | 100% | 43rd | $0.0214 | 99.1% |
| nonmarketable_limit | $20k–$50k • ODD | 557,163 | 29,630,484 | 1.9% | 99.8% | 3.1 bps | 12.4 bps | 100% | 27th | $0.1998 | 99.6% |
| nonmarketable_limit | $20k–$50k • ROUND | 7,715,535 | 934,910,229 | 1.5% | 99.9% | 3.3 bps | 43.8 bps | 100% | 46th | $0.0384 | 99.1% |
| nonmarketable_limit | $50k–$200k • ODD | 6,334 | 207,329 | 3.7% | 99.5% | 3.2 bps | 5.4 bps | 100% | 20th | $0.8095 | 100.0% |
| nonmarketable_limit | $50k–$200k • ROUND | 2,724,941 | 573,003,432 | 1.8% | 99.9% | 3.3 bps | 30.1 bps | 100% | 58th | $0.0412 | 98.2% |
| nonmarketable_limit | ≥$200k • ROUND | 271,382 | 1,212,121,530 | 0.5% | 99.7% | 3.0 bps | 28.6 bps | 91% | 51st | $0.0318 | 98.1% |
2. Broker-Dealers Routing Here (Reverse 606 Index)
Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.
No broker-dealers identified routing flow to this market center in 2026Q3.
3. Rule 605 Report Files & Ingestion History
Published monthly execution quality data files crawled from vendor and exchange landing pages.
| File Name | Month | Kind | Status | Fetched At | Source URL |
|---|---|---|---|---|---|
| TUBSA202607.dat | 202607 | detailed | stored | 2026-10-01T00:17:39.918+00:00 | File Link ↗ |
| TUBSA202607.zip | 202607 | detailed | variant | File Link ↗ | |
| UBSA202608.zip | 202608 | detailed | stored | 2026-09-30T21:17:15.593443203+00:00 | File Link ↗ |
| UBSA202608.csv | 202608 | summary | stored | 2026-09-30T21:17:15.593444656+00:00 | File Link ↗ |
4. Coverage Gaps & Review Limitations
Suppressed Cells
20
Tiers with < 100 covered ordersMissing Files
0
Months unretrievableMethodological Caveats:
- A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
- 606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
- FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
- This report is not legal or compliance advice.
- Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
- Brokers routing here reflect venue aliases as of the last crosswalk-venues run.
Does your firm route to UBS ATS? See which competing venues beat it on your symbol mix → Enter your Firm CRD