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Adopted Clearing Firm Rule 606 Reports
Under FINRA Rule 6151, this broker-dealer adopts by reference the 606 routing reports of its clearing firm(s): CHARLES SCHWAB & CO., INC., PERSHING LLC, FIDELITY BROKERAGE SERVICES LLC, PERSHING ADVISOR SOLUTIONS LLC. Every underlying execution venue and clearing context is evaluated below.
CRD #120222
Review Period: 2026Q1
Filing: Adopts clearing firm report
PRIVATE CLIENT SERVICES, LLC (CRD #120222) — Quarterly Rule 606 vs. Amended Rule 605 Competing Market Review
• 0 COMPETING-MARKET EXCEPTIONS DETECTED (>1.0 BPS THRESHOLD)
Primary Routed Venues (606)
1. CITADEL SECURITIES LLC(797.0%)
2. JANE STREET CAPITAL, LLC(225.5%)
3. G1 EXECUTION SERVICES, LLC(179.4%)
Top routed order shares
Disclosed PFOF / Rebates
Clears via CHARLES SCHWAB & CO., INC., PERSHING LLC, FIDELITY BROKERAGE SERVICES LLC, PERSHING ADVISOR SOLUTIONS LLC • Subject to 5310.09(c) supervision
Clearing firm adoption
Competing-Market Exceptions
0 of 0
Scored cells with >1.0 bps shortfall
Data Coverage
0 mo • 0 builds
Amended 605 builds
Rule 5310.09 Exceptions Preview (0 Total)
All scored order size and routing buckets where venue net price improvement trailed mix-adjusted peers by > 1.0 bps.
No statistically significant competing-market shortfalls exceeding 1.0 bps were detected in this quarter’s scored cells.
FINRA Rule 5310.09 Review Packet
PRIVATE CLIENT SERVICES, LLC
CRD Number: 120222 •
Quarter: 2026Q1 •
Generated: Wed, 14 Oct 2026 20:21:49 GMT
Methodology: exq-2
Status: CLOSED QUARTER
Resolved Rule 606 Source Filings
| Author / Clearing Firm | CRD | Variant / Context | Version | SHA-256 Digest | Source Document |
|---|---|---|---|---|---|
| Charles Schwab(Clearing: CHARLES SCHWAB & CO., INC.) | 5393 | CHAS | V1 | f00c0873daa27141d532012cb54f4c027db271efa6c6c6ab3221cb6fea597c3b | Download XML ↗ |
| PERSHING LLC(Clearing: PERSHING LLC) | 7560 | Direct | V2 | 472178c156014c0e387da0287f75c77a7e32bb2c95144c2389f80a19a9ae55d2 | Download XML ↗ |
| FIDELITY BROKERAGE SERVICES LLC(Clearing: FIDELITY BROKERAGE SERVICES LLC) | 7784 | Direct | V1 | 2adb34d623ef16937a3abe1db5c778bd221c20b3e8bcd2b9b85be07a3f94e78e | Download XML ↗ |
| PERSHING ADVISOR SOLUTIONS LLC(Clearing: PERSHING ADVISOR SOLUTIONS LLC) | 36671 | Direct | V1 | 69bb2e0eeeb942cbb8a69d495b0a1db7ade0bfab5ec1d419fd00da3967b00aba | Download XML ↗ |
1. SEC Rule 606(a)(1) Order Routing
Quarterly non-directed customer order routing shares and net PFOF/rebates by section and venue.
| Month | Section | Execution Venue | 605 Reporter | Route % | Market % | Mkt Limit % | Non-Mkt % | PFOF Mkt (¢/100) | PFOF Limit (¢/100) |
|---|---|---|---|---|---|---|---|---|---|
| 202601 | options | CITADEL SECURITIES LLC (CDRG) | CDRG | 35.8% | 37.3% | 36.5% | 37.1% | 0.00 ¢ | 0.00 ¢ |
| 202601 | options | DASH FINANCIAL OPTION ATS (DASH) | Unmapped | 14.9% | 19.1% | 18.8% | 12.9% | 0.00 ¢ | 0.00 ¢ |
| 202601 | options | DASH FINANCIAL TECH LLC (DFIN) | Unmapped | 3.7% | 0.3% | 4.0% | 4.8% | 0.00 ¢ | 0.00 ¢ |
| 202601 | options | JNOP (JNOP) | Unmapped | 2.6% | 4.1% | 3.2% | 2.9% | 0.00 ¢ | 0.00 ¢ |
| 202601 | options | GLOBAL EXECUTION BROKERS, LP. (SUSQ) | Unmapped | 26.2% | 20.6% | 20.1% | 28.2% | 0.00 ¢ | 0.00 ¢ |
| 202601 | options | WOLVERINE EXECUTION SERV, LLC (WEXX) | Unmapped | 16.8% | 18.5% | 17.5% | 14.1% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | CITADEL SECURITIES LLC (CDRG) | CDRG | 23.9% | 23.6% | 23.9% | 26.5% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 16.4% | 16.0% | 18.2% | 17.9% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | GTS SECURITIES LLC. (GTSM) | GTSM | 0.7% | 0.8% | 0.2% | 0.1% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 10.8% | 11.3% | 8.4% | 7.6% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | STONEX FINANCIAL INC. (INTL) | INTL | 4.0% | 4.1% | 3.6% | 3.8% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | JANE STREET CAPITAL, LLC (JNST) | JNST | 19.0% | 18.5% | 17.9% | 19.1% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | VIRTU AMERICAS LLC (NITE) | NITE | 12.2% | 12.0% | 14.8% | 13.1% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | PERSHING FRACTIONAL SHARE (PFRA) | PFRA | 1.6% | 1.8% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.8% | 6.0% | 6.6% | 5.9% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | UBS SECURITIES (UBSS) | UBSS | 5.3% | 5.5% | 6.4% | 5.9% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | CITADEL SECURITIES LLC (CDRG) | CDRG | 26.8% | 25.2% | 28.1% | 28.3% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 13.1% | 12.5% | 12.8% | 13.4% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 11.7% | 13.2% | 12.3% | 12.7% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | ICRS (ICRS) | Unmapped | 0.6% | 0.7% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | STONEX FINANCIAL INC. (INTL) | INTL | 4.5% | 5.1% | 4.3% | 3.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | JANE STREET CAPITAL, LLC (JNST) | JNST | 18.4% | 17.2% | 17.4% | 19.8% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | VIRTU AMERICAS LLC (NITE) | NITE | 12.5% | 12.0% | 10.6% | 11.2% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | PERSHING FRACTIONAL SHARE (PFRA) | PFRA | 1.1% | 1.2% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.2% | 5.8% | 7.0% | 5.5% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | UBS SECURITIES (UBSS) | UBSS | 6.2% | 7.0% | 7.5% | 6.1% | 0.00 ¢ | 0.00 ¢ |
| 202602 | options | CITADEL SECURITIES LLC (CDRG) | CDRG | 33.0% | 32.7% | 31.6% | 35.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | options | DASH FINANCIAL OPTION ATS (DASH) | Unmapped | 13.8% | 18.7% | 17.6% | 12.2% | 0.00 ¢ | 0.00 ¢ |
| 202602 | options | DASH FINANCIAL TECH LLC (DFIN) | Unmapped | 5.3% | 0.9% | 4.8% | 6.7% | 0.00 ¢ | 0.00 ¢ |
| 202602 | options | JNOP (JNOP) | Unmapped | 3.9% | 7.9% | 3.3% | 3.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | options | GLOBAL EXECUTION BROKERS, LP. (SUSQ) | Unmapped | 27.5% | 21.7% | 26.8% | 28.4% | 0.00 ¢ | 0.00 ¢ |
| 202602 | options | WOLVERINE EXECUTION SERV, LLC (WEXX) | Unmapped | 16.5% | 18.1% | 15.8% | 14.7% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | CITADEL SECURITIES LLC (CDRG) | CDRG | 24.0% | 23.7% | 24.1% | 25.6% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 16.4% | 16.0% | 19.6% | 18.9% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | GTS SECURITIES LLC. (GTSM) | GTSM | 0.8% | 0.8% | 0.1% | 0.1% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 10.2% | 10.9% | 7.6% | 6.6% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | STONEX FINANCIAL INC. (INTL) | INTL | 4.0% | 4.2% | 3.6% | 3.4% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | JANE STREET CAPITAL, LLC (JNST) | JNST | 19.4% | 18.7% | 17.6% | 20.4% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | VIRTU AMERICAS LLC (NITE) | NITE | 12.2% | 12.0% | 13.5% | 12.5% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | PERSHING FRACTIONAL SHARE (PFRA) | PFRA | 1.1% | 1.2% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.9% | 6.2% | 6.9% | 6.1% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | UBS SECURITIES (UBSS) | UBSS | 5.6% | 5.9% | 7.1% | 6.4% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | CITADEL SECURITIES LLC (CDRG) | CDRG | 26.9% | 25.2% | 31.5% | 26.3% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 13.2% | 12.5% | 13.6% | 12.3% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 11.9% | 13.5% | 13.0% | 12.8% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | ICRS (ICRS) | Unmapped | 0.5% | 0.6% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | STONEX FINANCIAL INC. (INTL) | INTL | 4.4% | 5.0% | 3.7% | 2.9% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | JANE STREET CAPITAL, LLC (JNST) | JNST | 18.6% | 17.4% | 15.3% | 19.3% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | VIRTU AMERICAS LLC (NITE) | NITE | 12.0% | 11.4% | 13.0% | 13.6% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | PERSHING FRACTIONAL SHARE (PFRA) | PFRA | 1.2% | 1.4% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.1% | 5.8% | 4.8% | 5.9% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | UBS SECURITIES (UBSS) | UBSS | 6.2% | 7.1% | 5.0% | 6.8% | 0.00 ¢ | 0.00 ¢ |
| 202603 | options | CITADEL SECURITIES LLC (CDRG) | CDRG | 32.5% | 34.1% | 27.2% | 33.8% | 0.00 ¢ | 0.00 ¢ |
| 202603 | options | DASH FINANCIAL OPTION ATS (DASH) | Unmapped | 13.1% | 17.4% | 17.0% | 11.8% | 0.00 ¢ | 0.00 ¢ |
| 202603 | options | DASH FINANCIAL TECH LLC (DFIN) | Unmapped | 4.5% | 0.4% | 6.4% | 6.6% | 0.00 ¢ | 0.00 ¢ |
| 202603 | options | JNOP (JNOP) | Unmapped | 5.8% | 10.3% | 8.3% | 5.4% | 0.00 ¢ | 0.00 ¢ |
| 202603 | options | GLOBAL EXECUTION BROKERS, LP. (SUSQ) | Unmapped | 27.1% | 20.2% | 23.7% | 28.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | options | WOLVERINE EXECUTION SERV, LLC (WEXX) | Unmapped | 17.1% | 17.6% | 17.3% | 14.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | CITADEL SECURITIES LLC (CDRG) | CDRG | 24.4% | 24.1% | 23.8% | 23.3% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 17.4% | 16.9% | 20.3% | 20.9% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | GTS SECURITIES LLC. (GTSM) | GTSM | 0.8% | 0.8% | 0.2% | 0.3% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 9.4% | 10.1% | 7.6% | 7.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | STONEX FINANCIAL INC. (INTL) | INTL | 3.6% | 3.9% | 3.0% | 2.6% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | JANE STREET CAPITAL, LLC (JNST) | JNST | 19.5% | 18.7% | 18.3% | 20.9% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | VIRTU AMERICAS LLC (NITE) | NITE | 11.5% | 11.3% | 13.9% | 12.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | PERSHING FRACTIONAL SHARE (PFRA) | PFRA | 0.9% | 0.9% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | TWO SIGMA SECURITIES (SOHO) | SOHO | 6.1% | 6.5% | 6.5% | 5.7% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | UBS SECURITIES (UBSS) | UBSS | 5.8% | 6.2% | 6.3% | 7.1% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | CITADEL SECURITIES LLC (CDRG) | CDRG | 27.6% | 25.9% | 28.5% | 27.1% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 13.9% | 13.2% | 13.3% | 13.4% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 10.9% | 12.6% | 14.2% | 12.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | ICRS (ICRS) | Unmapped | 0.5% | 0.6% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | STONEX FINANCIAL INC. (INTL) | INTL | 4.1% | 4.8% | 5.3% | 4.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | JANE STREET CAPITAL, LLC (JNST) | JNST | 19.0% | 17.6% | 17.1% | 19.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | VIRTU AMERICAS LLC (NITE) | NITE | 11.2% | 10.6% | 10.9% | 12.9% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | PERSHING FRACTIONAL SHARE (PFRA) | PFRA | 1.3% | 1.5% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.1% | 5.9% | 4.3% | 5.7% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | UBS SECURITIES (UBSS) | UBSS | 6.3% | 7.3% | 6.5% | 5.6% | 0.00 ¢ | 0.00 ¢ |
| 202601 | options | Wolverine Execution Services, LLC | Unmapped | 28.6% | 8.2% | 8.7% | 22.9% | 43.03 ¢ | 40.92 ¢ |
| 202601 | options | CITADEL SECURITIES LLC | CDRG | 25.9% | 39.2% | 38.1% | 19.3% | 42.91 ¢ | 42.36 ¢ |
| 202601 | options | Dash/IMC Financial Markets | Unmapped | 21.5% | 19.2% | 20.4% | 30.0% | 43.26 ¢ | 41.39 ¢ |
| 202601 | options | Jane Street Capital | JNST | 13.7% | 14.8% | 14.7% | 13.9% | 42.76 ¢ | 40.36 ¢ |
| 202601 | options | Global Execution Brokers LP | Unmapped | 10.3% | 18.7% | 18.1% | 13.9% | 42.81 ¢ | 39.01 ¢ |
| 202601 | other_stocks | CITADEL SECURITIES LLC | CDRG | 35.9% | 42.4% | 44.8% | 34.2% | 9.94 ¢ | 9.28 ¢ |
| 202601 | other_stocks | Hudson River Trading (HRT) | HRTF | 18.9% | 7.7% | 6.7% | 24.4% | 9.85 ¢ | 10.00 ¢ |
| 202601 | other_stocks | Virtu Americas, LLC | NITE | 16.3% | 15.3% | 17.6% | 16.5% | 10.00 ¢ | 9.19 ¢ |
| 202601 | other_stocks | Jane Street Capital | JNST | 9.9% | 9.2% | 13.9% | 10.0% | 10.00 ¢ | 8.65 ¢ |
| 202601 | other_stocks | Two Sigma Securities, LLC | Unmapped | 8.1% | 5.2% | 3.9% | 9.1% | 10.00 ¢ | 10.00 ¢ |
| 202601 | other_stocks | G1 Execution Services, LLC | ETMM | 4.9% | 13.3% | 7.8% | 0.7% | 10.00 ¢ | 10.00 ¢ |
| 202601 | sp500 | CITADEL SECURITIES LLC | CDRG | 38.0% | 42.5% | 44.6% | 37.6% | 10.00 ¢ | 9.45 ¢ |
| 202601 | sp500 | Virtu Americas, LLC | NITE | 17.4% | 15.3% | 18.3% | 19.0% | 9.99 ¢ | 9.30 ¢ |
| 202601 | sp500 | Hudson River Trading (HRT) | HRTF | 15.6% | 7.8% | 7.1% | 20.4% | 9.87 ¢ | 9.98 ¢ |
| 202601 | sp500 | Jane Street Capital | JNST | 9.9% | 9.0% | 12.6% | 10.8% | 10.01 ¢ | 8.81 ¢ |
| 202601 | sp500 | Two Sigma Securities, LLC | Unmapped | 7.2% | 5.1% | 4.0% | 7.6% | 10.00 ¢ | 10.00 ¢ |
| 202601 | sp500 | G1 Execution Services, LLC | ETMM | 6.1% | 13.1% | 8.1% | 0.6% | 10.00 ¢ | 10.00 ¢ |
| 202602 | options | Wolverine Execution Services, LLC | Unmapped | 25.3% | 5.4% | 6.1% | 20.2% | 50.87 ¢ | 48.12 ¢ |
| 202602 | options | CITADEL SECURITIES LLC | CDRG | 24.7% | 41.3% | 39.4% | 18.2% | 50.69 ¢ | 48.05 ¢ |
| 202602 | options | Dash/IMC Financial Markets | Unmapped | 23.6% | 16.5% | 18.0% | 32.6% | 51.03 ¢ | 47.12 ¢ |
| 202602 | options | Jane Street Capital | JNST | 15.7% | 17.8% | 17.9% | 16.8% | 50.60 ¢ | 46.53 ¢ |
| 202602 | options | Global Execution Brokers LP | Unmapped | 10.8% | 19.0% | 18.5% | 12.2% | 50.61 ¢ | 44.37 ¢ |
| 202602 | other_stocks | CITADEL SECURITIES LLC | CDRG | 35.0% | 39.4% | 41.9% | 34.2% | 9.89 ¢ | 9.31 ¢ |
| 202602 | other_stocks | Hudson River Trading (HRT) | HRTF | 21.0% | 9.4% | 9.3% | 26.1% | 9.86 ¢ | 10.00 ¢ |
| 202602 | other_stocks | Virtu Americas, LLC | NITE | 16.1% | 18.8% | 20.2% | 14.6% | 10.00 ¢ | 9.30 ¢ |
| 202602 | other_stocks | Two Sigma Securities, LLC | Unmapped | 9.6% | 4.3% | 4.3% | 11.8% | 10.00 ¢ | 10.00 ¢ |
| 202602 | other_stocks | Jane Street Capital | JNST | 9.4% | 13.2% | 14.9% | 7.5% | 10.00 ¢ | 9.09 ¢ |
| 202602 | sp500 | CITADEL SECURITIES LLC | CDRG | 36.9% | 39.6% | 42.1% | 37.7% | 10.00 ¢ | 9.40 ¢ |
| 202602 | sp500 | Virtu Americas, LLC | NITE | 18.4% | 18.9% | 20.8% | 18.0% | 9.99 ¢ | 9.33 ¢ |
| 202602 | sp500 | Hudson River Trading (HRT) | HRTF | 16.8% | 9.5% | 9.4% | 21.1% | 9.87 ¢ | 9.99 ¢ |
| 202602 | sp500 | Jane Street Capital | JNST | 10.7% | 13.2% | 14.3% | 9.0% | 10.01 ¢ | 9.11 ¢ |
| 202602 | sp500 | Two Sigma Securities, LLC | Unmapped | 7.7% | 4.1% | 4.2% | 9.7% | 10.00 ¢ | 10.00 ¢ |
| 202602 | sp500 | G1 Execution Services, LLC | ETMM | 5.8% | 12.4% | 6.9% | 0.7% | 10.00 ¢ | 9.99 ¢ |
| 202603 | options | Dash/IMC Financial Markets | Unmapped | 24.8% | 19.1% | 20.6% | 32.8% | 53.91 ¢ | 49.27 ¢ |
| 202603 | options | CITADEL SECURITIES LLC | CDRG | 24.0% | 41.9% | 40.1% | 16.3% | 53.69 ¢ | 50.35 ¢ |
| 202603 | options | Wolverine Execution Services, LLC | Unmapped | 23.0% | 2.1% | 2.7% | 17.2% | 53.30 ¢ | 50.77 ¢ |
| 202603 | options | Jane Street Capital | JNST | 16.3% | 20.8% | 20.9% | 19.8% | 53.54 ¢ | 48.70 ¢ |
| 202603 | options | Global Execution Brokers LP | Unmapped | 12.0% | 16.1% | 15.8% | 14.0% | 53.65 ¢ | 46.02 ¢ |
| 202603 | other_stocks | CITADEL SECURITIES LLC | CDRG | 36.8% | 41.2% | 43.1% | 36.0% | 9.68 ¢ | 9.65 ¢ |
| 202603 | other_stocks | Hudson River Trading (HRT) | HRTF | 20.5% | 11.3% | 9.1% | 24.4% | 9.85 ¢ | 10.00 ¢ |
| 202603 | other_stocks | Virtu Americas, LLC | NITE | 15.5% | 21.5% | 23.0% | 12.7% | 10.00 ¢ | 9.30 ¢ |
| 202603 | other_stocks | Two Sigma Securities, LLC | Unmapped | 11.0% | 4.0% | 3.9% | 14.0% | 10.00 ¢ | 10.00 ¢ |
| 202603 | other_stocks | Jane Street Capital | JNST | 9.5% | 10.3% | 13.9% | 8.7% | 10.00 ¢ | 8.96 ¢ |
| 202603 | sp500 | CITADEL SECURITIES LLC | CDRG | 38.6% | 41.4% | 42.9% | 39.6% | 9.99 ¢ | 9.77 ¢ |
| 202603 | sp500 | Virtu Americas, LLC | NITE | 18.7% | 21.4% | 23.2% | 16.8% | 10.00 ¢ | 9.34 ¢ |
| 202603 | sp500 | Hudson River Trading (HRT) | HRTF | 16.7% | 11.3% | 9.8% | 19.3% | 9.87 ¢ | 9.99 ¢ |
| 202603 | sp500 | Jane Street Capital | JNST | 10.1% | 10.1% | 12.4% | 10.1% | 10.00 ¢ | 8.96 ¢ |
| 202603 | sp500 | Two Sigma Securities, LLC | Unmapped | 8.4% | 4.0% | 4.2% | 11.0% | 9.99 ¢ | 10.00 ¢ |
| 202601 | options | CITADEL SECURITIES LLC (CDRG) | CDRG | 33.8% | 0.0% | 36.2% | 34.0% | 0.00 ¢ | 44.64 ¢ |
| 202601 | options | DASH FINANCIAL OPTION ATS (DASH) | Unmapped | 10.2% | 0.0% | 11.2% | 10.2% | 0.00 ¢ | 41.42 ¢ |
| 202601 | options | DASH FINANCIAL TECH LLC (DFIN) | Unmapped | 2.8% | 100.0% | 0.0% | 0.1% | 9.07 ¢ | 0.00 ¢ |
| 202601 | options | JNOP (JNOP) | Unmapped | 3.3% | 0.0% | 3.9% | 3.3% | 0.00 ¢ | 45.75 ¢ |
| 202601 | options | GLOBAL EXECUTION BROKERS, LP. (SUSQ) | Unmapped | 28.3% | 0.0% | 28.0% | 29.7% | 0.00 ¢ | 49.03 ¢ |
| 202601 | options | WOLVERINE EXECUTION SERV, LLC (WEXX) | Unmapped | 21.6% | 0.0% | 20.6% | 22.7% | 0.00 ¢ | 46.80 ¢ |
| 202601 | other_stocks | CITADEL SECURITIES LLC (CDRG) | CDRG | 22.6% | 22.6% | 24.0% | 28.0% | 10.00 ¢ | 10.00 ¢ |
| 202601 | other_stocks | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 16.3% | 16.3% | 17.7% | 15.6% | 9.99 ¢ | 10.00 ¢ |
| 202601 | other_stocks | GTS SECURITIES LLC. (GTSM) | GTSM | 1.3% | 1.3% | 1.2% | 0.6% | 10.00 ¢ | 10.00 ¢ |
| 202601 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 10.0% | 10.0% | 15.0% | 10.6% | 10.00 ¢ | 10.00 ¢ |
| 202601 | other_stocks | ICRS (ICRS) | Unmapped | 0.6% | 0.6% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | STONEX FINANCIAL INC. (INTL) | INTL | 4.3% | 4.3% | 4.3% | 2.0% | 9.92 ¢ | 10.00 ¢ |
| 202601 | other_stocks | JANE STREET CAPITAL, LLC (JNST) | JNST | 19.5% | 19.5% | 17.3% | 18.2% | 10.00 ¢ | 10.00 ¢ |
| 202601 | other_stocks | VIRTU AMERICAS LLC (NITE) | NITE | 11.7% | 11.7% | 11.4% | 12.6% | 10.00 ¢ | 10.00 ¢ |
| 202601 | other_stocks | TWO SIGMA SECURITIES (SOHO) | SOHO | 6.8% | 6.8% | 4.3% | 5.6% | 10.00 ¢ | 10.00 ¢ |
| 202601 | other_stocks | UBS SECURITIES (UBSS) | UBSS | 6.9% | 6.9% | 3.5% | 6.9% | 9.99 ¢ | 10.00 ¢ |
| 202601 | sp500 | CITADEL SECURITIES LLC (CDRG) | CDRG | 25.9% | 25.9% | 25.0% | 20.4% | 10.00 ¢ | 10.00 ¢ |
| 202601 | sp500 | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 13.1% | 13.1% | 17.5% | 10.2% | 10.00 ¢ | 10.00 ¢ |
| 202601 | sp500 | GTS SECURITIES LLC. (GTSM) | GTSM | 0.0% | 0.0% | 0.0% | 0.0% | 10.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 14.0% | 14.0% | 32.5% | 14.8% | 10.00 ¢ | 10.00 ¢ |
| 202601 | sp500 | ICRS (ICRS) | Unmapped | 0.8% | 0.8% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | STONEX FINANCIAL INC. (INTL) | INTL | 4.5% | 4.5% | 0.0% | 6.5% | 10.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | JANE STREET CAPITAL, LLC (JNST) | JNST | 17.8% | 17.8% | 12.5% | 21.3% | 10.00 ¢ | 10.00 ¢ |
| 202601 | sp500 | VIRTU AMERICAS LLC (NITE) | NITE | 10.8% | 10.8% | 10.0% | 8.3% | 10.00 ¢ | 10.00 ¢ |
| 202601 | sp500 | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.5% | 5.5% | 0.0% | 8.3% | 10.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | UBS SECURITIES (UBSS) | UBSS | 7.5% | 7.5% | 2.5% | 10.2% | 10.00 ¢ | 10.00 ¢ |
| 202602 | options | CITADEL SECURITIES LLC (CDRG) | CDRG | 31.5% | 31.9% | 31.2% | 32.8% | 33.13 ¢ | 43.69 ¢ |
| 202602 | options | DASH FINANCIAL OPTION ATS (DASH) | Unmapped | 13.3% | 12.8% | 16.6% | 12.4% | 30.00 ¢ | 38.73 ¢ |
| 202602 | options | DASH FINANCIAL TECH LLC (DFIN) | Unmapped | 3.4% | 34.0% | 0.0% | 0.1% | 10.32 ¢ | 0.00 ¢ |
| 202602 | options | JNOP (JNOP) | Unmapped | 5.6% | 0.0% | 8.0% | 5.0% | 0.00 ¢ | 40.59 ¢ |
| 202602 | options | GLOBAL EXECUTION BROKERS, LP. (SUSQ) | Unmapped | 29.1% | 14.9% | 25.6% | 32.4% | 38.65 ¢ | 44.74 ¢ |
| 202602 | options | WOLVERINE EXECUTION SERV, LLC (WEXX) | Unmapped | 17.1% | 6.4% | 18.6% | 17.3% | 30.00 ¢ | 42.61 ¢ |
| 202602 | other_stocks | CITADEL SECURITIES LLC (CDRG) | CDRG | 22.7% | 22.6% | 22.8% | 30.6% | 9.99 ¢ | 10.00 ¢ |
| 202602 | other_stocks | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 16.0% | 16.0% | 17.7% | 19.6% | 9.96 ¢ | 10.00 ¢ |
| 202602 | other_stocks | GTS SECURITIES LLC. (GTSM) | GTSM | 1.2% | 1.3% | 0.9% | 0.1% | 10.00 ¢ | 10.00 ¢ |
| 202602 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 9.7% | 9.7% | 10.1% | 10.7% | 9.99 ¢ | 10.00 ¢ |
| 202602 | other_stocks | ICRS (ICRS) | Unmapped | 0.7% | 0.8% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | STONEX FINANCIAL INC. (INTL) | INTL | 4.4% | 4.4% | 4.1% | 6.5% | 9.97 ¢ | 10.00 ¢ |
| 202602 | other_stocks | JANE STREET CAPITAL, LLC (JNST) | JNST | 19.3% | 19.4% | 13.9% | 16.1% | 10.00 ¢ | 10.00 ¢ |
| 202602 | other_stocks | VIRTU AMERICAS LLC (NITE) | NITE | 11.9% | 11.9% | 23.1% | 10.1% | 9.98 ¢ | 10.00 ¢ |
| 202602 | other_stocks | TWO SIGMA SECURITIES (SOHO) | SOHO | 7.0% | 7.1% | 3.8% | 2.4% | 9.97 ¢ | 10.00 ¢ |
| 202602 | other_stocks | UBS SECURITIES (UBSS) | UBSS | 7.0% | 7.0% | 3.2% | 3.9% | 9.99 ¢ | 10.00 ¢ |
| 202602 | sp500 | CITADEL SECURITIES LLC (CDRG) | CDRG | 25.8% | 25.8% | 17.6% | 34.5% | 10.00 ¢ | 10.00 ¢ |
| 202602 | sp500 | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 13.0% | 13.0% | 17.6% | 3.5% | 10.00 ¢ | 10.00 ¢ |
| 202602 | sp500 | GTS SECURITIES LLC. (GTSM) | GTSM | 0.0% | 0.0% | 0.0% | 0.0% | 10.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 14.0% | 14.0% | 0.0% | 5.2% | 10.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | ICRS (ICRS) | Unmapped | 0.8% | 0.8% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | STONEX FINANCIAL INC. (INTL) | INTL | 4.5% | 4.5% | 0.0% | 10.3% | 10.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | JANE STREET CAPITAL, LLC (JNST) | JNST | 17.7% | 17.7% | 14.7% | 12.1% | 10.00 ¢ | 10.00 ¢ |
| 202602 | sp500 | VIRTU AMERICAS LLC (NITE) | NITE | 10.9% | 10.9% | 35.3% | 15.5% | 10.00 ¢ | 10.00 ¢ |
| 202602 | sp500 | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.7% | 5.7% | 5.9% | 13.8% | 10.00 ¢ | 10.00 ¢ |
| 202602 | sp500 | UBS SECURITIES (UBSS) | UBSS | 7.6% | 7.6% | 8.8% | 5.2% | 10.00 ¢ | 10.00 ¢ |
| 202603 | options | CITADEL SECURITIES LLC (CDRG) | CDRG | 34.5% | 8.3% | 35.6% | 35.0% | 30.00 ¢ | 42.99 ¢ |
| 202603 | options | DASH FINANCIAL OPTION ATS (DASH) | Unmapped | 10.7% | 0.0% | 11.1% | 10.8% | 0.00 ¢ | 34.21 ¢ |
| 202603 | options | DASH FINANCIAL TECH LLC (DFIN) | Unmapped | 2.3% | 91.7% | 0.0% | 0.0% | 17.25 ¢ | 0.00 ¢ |
| 202603 | options | JNOP (JNOP) | Unmapped | 7.3% | 0.0% | 8.1% | 7.2% | 0.00 ¢ | 40.76 ¢ |
| 202603 | options | GLOBAL EXECUTION BROKERS, LP. (SUSQ) | Unmapped | 28.4% | 0.0% | 27.1% | 30.0% | 0.00 ¢ | 44.84 ¢ |
| 202603 | options | WOLVERINE EXECUTION SERV, LLC (WEXX) | Unmapped | 16.9% | 0.0% | 18.2% | 16.9% | 0.00 ¢ | 38.78 ¢ |
| 202603 | other_stocks | CITADEL SECURITIES LLC (CDRG) | CDRG | 23.3% | 23.3% | 26.7% | 25.3% | 9.99 ¢ | 10.00 ¢ |
| 202603 | other_stocks | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 16.9% | 16.8% | 20.4% | 23.1% | 9.99 ¢ | 7.41 ¢ |
| 202603 | other_stocks | GTS SECURITIES LLC. (GTSM) | GTSM | 1.4% | 1.4% | 1.1% | 0.0% | 10.00 ¢ | 10.00 ¢ |
| 202603 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 9.0% | 9.0% | 8.5% | 11.1% | 10.00 ¢ | 10.00 ¢ |
| 202603 | other_stocks | ICRS (ICRS) | Unmapped | 0.7% | 0.7% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | STONEX FINANCIAL INC. (INTL) | INTL | 4.1% | 4.1% | 2.3% | 5.2% | 9.98 ¢ | 10.00 ¢ |
| 202603 | other_stocks | JANE STREET CAPITAL, LLC (JNST) | JNST | 19.4% | 19.4% | 16.5% | 16.3% | 9.99 ¢ | 10.00 ¢ |
| 202603 | other_stocks | VIRTU AMERICAS LLC (NITE) | NITE | 11.2% | 11.2% | 12.5% | 12.1% | 9.99 ¢ | 9.47 ¢ |
| 202603 | other_stocks | TWO SIGMA SECURITIES (SOHO) | SOHO | 7.0% | 7.0% | 5.1% | 3.5% | 9.94 ¢ | 10.00 ¢ |
| 202603 | other_stocks | UBS SECURITIES (UBSS) | UBSS | 7.0% | 7.1% | 6.8% | 3.5% | 9.96 ¢ | 10.00 ¢ |
| 202603 | sp500 | CITADEL SECURITIES LLC (CDRG) | CDRG | 26.4% | 26.4% | 21.2% | 23.5% | 10.00 ¢ | 10.00 ¢ |
| 202603 | sp500 | G1 EXECUTION SERVICES, LLC (ETMM) | ETMM | 13.7% | 13.7% | 18.2% | 19.1% | 10.00 ¢ | 10.00 ¢ |
| 202603 | sp500 | GTS SECURITIES LLC. (GTSM) | GTSM | 0.0% | 0.0% | 0.0% | 0.0% | 10.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 13.4% | 13.4% | 18.2% | 13.2% | 10.00 ¢ | 10.00 ¢ |
| 202603 | sp500 | ICRS (ICRS) | Unmapped | 0.6% | 0.6% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | STONEX FINANCIAL INC. (INTL) | INTL | 4.1% | 4.1% | 6.1% | 0.0% | 10.00 ¢ | 10.00 ¢ |
| 202603 | sp500 | JANE STREET CAPITAL, LLC (JNST) | JNST | 18.0% | 18.0% | 15.2% | 19.1% | 10.00 ¢ | 10.00 ¢ |
| 202603 | sp500 | VIRTU AMERICAS LLC (NITE) | NITE | 10.4% | 10.4% | 9.1% | 5.9% | 10.00 ¢ | 10.00 ¢ |
| 202603 | sp500 | TWO SIGMA SECURITIES (SOHO) | SOHO | 5.7% | 5.7% | 0.0% | 11.8% | 10.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | UBS SECURITIES (UBSS) | UBSS | 7.7% | 7.7% | 12.1% | 7.3% | 10.00 ¢ | 10.00 ¢ |
| 202601 | options | Citadel Securities LLC (CDRG) | CDRG | 32.5% | 37.4% | 35.1% | 33.1% | 28.86 ¢ | 28.60 ¢ |
| 202601 | options | Wolverine Execution Services LLC (WEXX) | Unmapped | 21.7% | 5.9% | 9.1% | 25.1% | 16.17 ¢ | 14.75 ¢ |
| 202601 | options | Dash Financial Technologies LLC (DASH) | Unmapped | 18.9% | 13.1% | 13.6% | 17.7% | 26.42 ¢ | 24.63 ¢ |
| 202601 | options | Jane Street Capital, LLC (JNST) | JNST | 16.4% | 23.1% | 21.5% | 16.9% | 29.35 ¢ | 29.19 ¢ |
| 202601 | options | GLOBAL EXECUTION BROKERS, LP (GEBB) | Unmapped | 9.9% | 20.3% | 18.1% | 6.6% | 29.06 ¢ | 28.50 ¢ |
| 202601 | other_stocks | National Financial Services LLC (XSTM) | XSTM | 21.3% | 34.5% | 33.2% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | Citadel Securities LLC (CDRG) | CDRG | 11.8% | 11.5% | 14.5% | 9.1% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | VIRTU Americas, LLC (NITE) | NITE | 11.7% | 12.0% | 14.8% | 9.2% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | G1 Execution Services, LLC (ETMM) | ETMM | 11.6% | 14.5% | 11.0% | 7.2% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | Jane Street Capital, LLC (JNST) | JNST | 8.4% | 10.2% | 9.7% | 6.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | NASDAQ Stock Market (NSDQ) | Unmapped | 7.9% | 0.0% | 0.5% | 22.3% | -10.75 ¢ | -10.22 ¢ |
| 202601 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 7.5% | 9.8% | 7.4% | 4.7% | 0.00 ¢ | 0.00 ¢ |
| 202601 | other_stocks | New York Stock Exchange (NYSE) | Unmapped | 4.3% | 0.0% | 0.3% | 11.9% | 0.00 ¢ | -10.15 ¢ |
| 202601 | other_stocks | NYSE Arca (ARCA) | Unmapped | 3.7% | 0.0% | 0.7% | 10.3% | -17.81 ¢ | -6.28 ¢ |
| 202601 | other_stocks | Cboe EDGX US Equities Exchange (EDGX) | EDGK | 2.7% | 0.0% | 0.0% | 7.6% | -26.01 ¢ | 0.00 ¢ |
| 202601 | sp500 | National Financial Services LLC (XSTM) | XSTM | 13.3% | 24.4% | 21.8% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | G1 Execution Services, LLC (ETMM) | ETMM | 13.2% | 16.8% | 12.4% | 8.8% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | VIRTU Americas, LLC (NITE) | NITE | 12.8% | 14.0% | 18.7% | 10.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | Citadel Securities LLC (CDRG) | CDRG | 12.8% | 13.4% | 18.1% | 9.7% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | NASDAQ Stock Market (NSDQ) | Unmapped | 11.4% | 0.0% | 1.8% | 26.6% | -14.50 ¢ | -15.21 ¢ |
| 202601 | sp500 | Jane Street Capital, LLC (JNST) | JNST | 9.6% | 12.0% | 11.6% | 7.0% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | New York Stock Exchange (NYSE) | Unmapped | 9.1% | 0.0% | 1.1% | 21.2% | 0.00 ¢ | -10.02 ¢ |
| 202601 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 8.7% | 11.6% | 8.4% | 5.9% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | UBS Securities, LLC (UBSS) | UBSS | 2.1% | 2.5% | 1.9% | 1.4% | 0.00 ¢ | 0.00 ¢ |
| 202601 | sp500 | Two Sigma Securities, LLC (SOHO) | SOHO | 2.1% | 2.5% | 1.9% | 1.3% | 0.00 ¢ | 0.00 ¢ |
| 202602 | options | Citadel Securities LLC (CDRG) | CDRG | 32.5% | 37.6% | 34.8% | 31.4% | 29.14 ¢ | 28.21 ¢ |
| 202602 | options | Wolverine Execution Services LLC (WEXX) | Unmapped | 19.6% | 6.2% | 9.2% | 23.5% | 14.97 ¢ | 10.62 ¢ |
| 202602 | options | Dash Financial Technologies LLC (DASH) | Unmapped | 18.8% | 11.9% | 12.8% | 18.7% | 25.88 ¢ | 22.88 ¢ |
| 202602 | options | Jane Street Capital, LLC (JNST) | JNST | 17.8% | 23.7% | 22.1% | 18.5% | 29.48 ¢ | 29.06 ¢ |
| 202602 | options | GLOBAL EXECUTION BROKERS, LP (GEBB) | Unmapped | 10.8% | 20.5% | 18.5% | 7.5% | 28.94 ¢ | 27.60 ¢ |
| 202602 | other_stocks | National Financial Services LLC (XSTM) | XSTM | 19.9% | 32.6% | 31.3% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | Citadel Securities LLC (CDRG) | CDRG | 13.0% | 12.5% | 15.6% | 10.8% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | G1 Execution Services, LLC (ETMM) | ETMM | 12.6% | 15.4% | 11.4% | 8.5% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | VIRTU Americas, LLC (NITE) | NITE | 12.3% | 12.3% | 15.4% | 10.4% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | Jane Street Capital, LLC (JNST) | JNST | 9.2% | 11.1% | 10.2% | 6.9% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | NASDAQ Stock Market (NSDQ) | Unmapped | 7.3% | 0.0% | 0.4% | 20.1% | -15.34 ¢ | -11.91 ¢ |
| 202602 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 6.7% | 8.7% | 6.3% | 4.5% | 0.00 ¢ | 0.00 ¢ |
| 202602 | other_stocks | NYSE Arca (ARCA) | Unmapped | 3.6% | 0.0% | 0.5% | 9.9% | -19.96 ¢ | -6.31 ¢ |
| 202602 | other_stocks | New York Stock Exchange (NYSE) | Unmapped | 3.6% | 0.0% | 0.3% | 10.0% | -25.66 ¢ | -10.36 ¢ |
| 202602 | other_stocks | Cboe EDGX US Equities Exchange (EDGX) | EDGK | 2.6% | 0.0% | 0.0% | 7.2% | -23.07 ¢ | 0.00 ¢ |
| 202602 | sp500 | G1 Execution Services, LLC (ETMM) | ETMM | 14.5% | 17.7% | 13.0% | 10.5% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | Citadel Securities LLC (CDRG) | CDRG | 14.4% | 14.4% | 19.6% | 11.8% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | VIRTU Americas, LLC (NITE) | NITE | 13.7% | 14.1% | 19.3% | 11.6% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | National Financial Services LLC (XSTM) | XSTM | 13.1% | 23.2% | 20.3% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | Jane Street Capital, LLC (JNST) | JNST | 10.7% | 12.8% | 12.4% | 8.4% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | NASDAQ Stock Market (NSDQ) | Unmapped | 10.1% | 0.0% | 1.4% | 24.7% | -14.50 ¢ | -15.17 ¢ |
| 202602 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 7.8% | 10.0% | 7.2% | 5.7% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | New York Stock Exchange (NYSE) | Unmapped | 6.4% | 0.0% | 0.6% | 15.8% | -10.00 ¢ | -10.03 ¢ |
| 202602 | sp500 | UBS Securities, LLC (UBSS) | UBSS | 2.2% | 2.5% | 1.9% | 1.6% | 0.00 ¢ | 0.00 ¢ |
| 202602 | sp500 | Goldman, Sachs & Co. LLC (GSCO) | GSCO | 2.0% | 2.6% | 1.9% | 1.4% | 0.00 ¢ | 0.00 ¢ |
| 202603 | options | Citadel Securities LLC (CDRG) | CDRG | 33.5% | 38.2% | 35.1% | 32.4% | 29.12 ¢ | 28.29 ¢ |
| 202603 | options | Wolverine Execution Services LLC (WEXX) | Unmapped | 18.4% | 5.3% | 8.9% | 22.9% | 13.07 ¢ | 11.48 ¢ |
| 202603 | options | Dash Financial Technologies LLC (DASH) | Unmapped | 17.6% | 14.1% | 14.4% | 16.6% | 27.26 ¢ | 25.40 ¢ |
| 202603 | options | Jane Street Capital, LLC (JNST) | JNST | 17.1% | 23.0% | 21.2% | 16.7% | 29.49 ¢ | 29.19 ¢ |
| 202603 | options | GLOBAL EXECUTION BROKERS, LP (GEBB) | Unmapped | 12.9% | 19.3% | 17.7% | 10.9% | 28.50 ¢ | 27.12 ¢ |
| 202603 | other_stocks | National Financial Services LLC (XSTM) | XSTM | 19.8% | 33.1% | 31.4% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | Citadel Securities LLC (CDRG) | CDRG | 13.6% | 13.8% | 16.3% | 11.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | VIRTU Americas, LLC (NITE) | NITE | 13.2% | 13.8% | 16.3% | 10.9% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | G1 Execution Services, LLC (ETMM) | ETMM | 11.1% | 13.9% | 10.2% | 7.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | Jane Street Capital, LLC (JNST) | JNST | 10.6% | 12.9% | 11.5% | 7.9% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | NASDAQ Stock Market (NSDQ) | Unmapped | 7.6% | 0.0% | 0.6% | 20.0% | -14.22 ¢ | -12.05 ¢ |
| 202603 | other_stocks | NYSE Arca (ARCA) | Unmapped | 4.7% | 0.0% | 1.0% | 12.3% | 0.00 ¢ | -6.20 ¢ |
| 202603 | other_stocks | HRT FINANCIAL LP (HRTF) | HRTF | 4.6% | 6.0% | 4.4% | 3.1% | 0.00 ¢ | 0.00 ¢ |
| 202603 | other_stocks | New York Stock Exchange (NYSE) | Unmapped | 3.6% | 0.0% | 0.3% | 9.6% | 0.00 ¢ | -10.27 ¢ |
| 202603 | other_stocks | Cboe EDGX US Equities Exchange (EDGX) | EDGK | 2.7% | 0.0% | 0.0% | 7.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | Citadel Securities LLC (CDRG) | CDRG | 15.0% | 15.7% | 19.6% | 11.9% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | VIRTU Americas, LLC (NITE) | NITE | 14.5% | 15.6% | 19.6% | 11.9% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | National Financial Services LLC (XSTM) | XSTM | 14.2% | 25.1% | 22.5% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | G1 Execution Services, LLC (ETMM) | ETMM | 12.8% | 15.7% | 11.4% | 8.8% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | Jane Street Capital, LLC (JNST) | JNST | 12.0% | 14.6% | 13.5% | 9.2% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | NASDAQ Stock Market (NSDQ) | Unmapped | 10.5% | 0.0% | 1.6% | 25.8% | -14.50 ¢ | -15.13 ¢ |
| 202603 | sp500 | New York Stock Exchange (NYSE) | Unmapped | 7.2% | 0.0% | 1.0% | 17.7% | 0.00 ¢ | -10.05 ¢ |
| 202603 | sp500 | HRT FINANCIAL LP (HRTF) | HRTF | 5.3% | 6.8% | 5.0% | 3.8% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | Goldman, Sachs & Co. LLC (GSCO) | GSCO | 2.0% | 2.6% | 1.9% | 1.4% | 0.00 ¢ | 0.00 ¢ |
| 202603 | sp500 | Cboe EDGX US Equities Exchange (EDGX) | EDGK | 1.7% | 0.0% | 0.0% | 4.2% | 0.00 ¢ | 0.00 ¢ |
2. Venue Scorecards (Amended Rule 605)
Execution quality metrics for routed venues benchmarked against mix-adjusted competitors on identical symbols and size tiers.
| Month | Venue | Class | Notional × Lot | Fill Rate | PI Rate | NPI (bps) | Peer Bench (bps) | Coverage | Rank Pctl | Eff Spread | Speed <1s |
|---|
3. Routing-Weighted Composite Quality
Implied execution quality achieved by the firm’s routing mix across the 24 amended size tiers, compared against the best and median competing venues.
| Month | Class | Notional × Lot | Metric | Firm Composite | Best Competing | Best Venue | Median Competing | Mapped Flow |
|---|
4. Payment for Order Flow vs. Execution Quality
Addresses FINRA 5310.09 conflicts: comparing PFOF received (¢/100 sh) against net price improvement shortfall vs mix-adjusted peers.
| Month | Venue | Order Class | Route % | 606 Net PFOF (¢/100) | NPI (bps) | Peer Bench (bps) | Delta (bps) | Ref Price | Delta (¢/100 sh) | Conflict Flag |
|---|
Conflict Methodology Note: Quality delta (¢/100 sh) is estimated as Δ_bps × ref_price. A positive PFOF beside a negative delta indicates the firm received payment while the venue delivered less price improvement than competing market centers on identical symbols and size tiers.
5. Material Changes Since Prior Quarter
Changes in routing share (≥ 5 pp), newly added/dropped venues, and PFOF rate shifts since 2025Q4.
No material shifts (≥ 5 percentage point route share or PFOF rate change) detected relative to 2025Q4.
6. Coverage, Exclusions & Standing Limitations
Mandatory regulatory disclosure of data availability, unmapped destinations, and methodological caveats.
Suppressed Cells
0
Cells with < 100 covered ordersUnmapped Venues
5
606 destinations without 605 matchChallenged / Missing 605
0
Venues missing monthly 605 reportUnmapped Routing Destinations:
NYSE Arca (ARCA), ICRS (ICRS), NASDAQ Stock Market (NSDQ), New York Stock Exchange (NYSE), Two Sigma Securities, LLC (name:TWO SIGMA SECURITIES)
Standing Review Limitations:
- A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
- 606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
- FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
- This report is not legal or compliance advice.
- Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.