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Adopted Clearing Firm Rule 606 Reports
Under FINRA Rule 6151, this broker-dealer adopts by reference the 606 routing reports of its clearing firm(s): NATIONAL FINANCIAL SERVICES LLC, RBC CAPITAL MARKETS, LLC. Every underlying execution venue and clearing context is evaluated below.
CRD #282710
Review Period: 2026Q2
Filing: Adopts clearing firm report
ARKADIOS CAPITAL (CRD #282710) — Quarterly Rule 606 vs. Amended Rule 605 Competing Market Review
• 0 COMPETING-MARKET EXCEPTIONS DETECTED (>1.0 BPS THRESHOLD)
Primary Routed Venues (606)
1. Wolverine Execution Services, LLC(449.2%)
2. CITADEL SECURITIES LLC(384.3%)
3. Virtu Americas, LLC(269.2%)
Top routed order shares
Disclosed PFOF / Rebates
Clears via NATIONAL FINANCIAL SERVICES LLC, RBC CAPITAL MARKETS, LLC • Subject to 5310.09(c) supervision
Clearing firm adoption
Competing-Market Exceptions
0 of 0
Scored cells with >1.0 bps shortfall
Data Coverage
0 mo • 0 builds
Amended 605 builds
Rule 5310.09 Exceptions Preview (0 Total)
All scored order size and routing buckets where venue net price improvement trailed mix-adjusted peers by > 1.0 bps.
No statistically significant competing-market shortfalls exceeding 1.0 bps were detected in this quarter’s scored cells.
FINRA Rule 5310.09 Review Packet
ARKADIOS CAPITAL
CRD Number: 282710 •
Quarter: 2026Q2 •
Generated: Wed, 14 Oct 2026 20:20:23 GMT
Methodology: exq-2
Status: CLOSED QUARTER
Resolved Rule 606 Source Filings
| Author / Clearing Firm | CRD | Variant / Context | Version | SHA-256 Digest | Source Document |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC(Clearing: NATIONAL FINANCIAL SERVICES LLC) | 13041 | Direct | V1 | f8839db1e72daba791e5ecc16517e73cf7896af522640164ac1e4a53f64d3e53 | Download XML ↗ |
| RBC Clearing & Custody(Clearing: RBC CAPITAL MARKETS, LLC) | 31194 | RBCCLEARINGCUSTODY | V1 | e2f8ce6d0ff2387d4a553e58cb32abb4a053354585ecea426900c27b36416398 | Download XML ↗ |
| RBC Wealth Management(Clearing: RBC CAPITAL MARKETS, LLC) | 31194 | RBCWEALTHMANAGEMENT | V1 | e2f9308578f1a1ca74f195de5960b91f34ea736157dbf6f6bba77be9c52ade78 | Download XML ↗ |
| RBC Capital Markets Corporation(Clearing: RBC CAPITAL MARKETS, LLC) | 31194 | RBCM | V1 | 1b2aad613315e733b0879cecd92b9ed1d4a8a2ed4433bcff3cba34d3cd09cb14 | Download XML ↗ |
1. SEC Rule 606(a)(1) Order Routing
Quarterly non-directed customer order routing shares and net PFOF/rebates by section and venue.
| Month | Section | Execution Venue | 605 Reporter | Route % | Market % | Mkt Limit % | Non-Mkt % | PFOF Mkt (¢/100) | PFOF Limit (¢/100) |
|---|---|---|---|---|---|---|---|---|---|
| 202604 | options | Citadel Securities LLC (CDRG) | CDRG | 20.2% | 39.6% | 42.0% | 38.1% | 25.93 ¢ | 6.16 ¢ |
| 202604 | options | Dash Financial Technologies LLC (DASH) | Unmapped | 18.0% | 17.2% | 14.4% | 13.9% | 27.30 ¢ | 19.19 ¢ |
| 202604 | options | Wolverine Execution Services LLC (WEXX) | Unmapped | 17.8% | 3.3% | 4.7% | 18.8% | 28.27 ¢ | 19.95 ¢ |
| 202604 | options | Global Execution Brokers, LP (GEBB) | Unmapped | 16.9% | 15.1% | 12.4% | 8.4% | 29.01 ¢ | 20.08 ¢ |
| 202604 | options | NYSE Arca Options (ARCA) | Unmapped | 9.5% | 0.0% | 0.0% | 0.0% | 0.00 ¢ | 27.46 ¢ |
| 202604 | options | CBOE Options Exchange (CBOE) | Unmapped | 8.6% | 0.0% | 0.0% | 0.0% | 0.00 ¢ | -23.87 ¢ |
| 202604 | other_stocks | CrossStream ATS (XSTM) | XSTM | 18.4% | 20.1% | 12.1% | 0.1% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Citadel Securities LLC (CDRG) | CDRG | 16.7% | 17.6% | 27.6% | 2.4% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Virtu Americas, LLC (NITE) | NITE | 16.6% | 17.6% | 25.8% | 2.5% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Jane Street Capital, LLC (JNST) | JNST | 14.6% | 15.9% | 4.9% | 0.9% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | G1 Execution Services, LLC (ETMM) | ETMM | 14.2% | 15.5% | 4.5% | 0.9% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | HRT Financial LP (HRTF) | HRTF | 5.8% | 6.4% | 1.9% | 0.4% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Goldman, Sachs and Co. LLC (GSCO) | GSCO | 2.5% | 2.8% | 0.8% | 0.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Nasdaq Stock Market (NSDQ) | Unmapped | 2.2% | 0.0% | 1.0% | 27.7% | -14.09 ¢ | -8.18 ¢ |
| 202604 | other_stocks | New York Stock Exchange (NYSE) | Unmapped | 2.1% | 0.0% | 0.4% | 27.4% | -12.46 ¢ | -12.90 ¢ |
| 202604 | other_stocks | NYSE Arca (ARCA) | Unmapped | 1.9% | 0.0% | 1.7% | 25.1% | -25.76 ¢ | -20.59 ¢ |
| 202604 | sp500 | Virtu Americas, LLC (NITE) | NITE | 18.6% | 20.0% | 24.4% | 1.9% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Citadel Securities LLC (CDRG) | CDRG | 18.5% | 19.8% | 28.8% | 2.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Jane Street Capital, LLC (JNST) | JNST | 16.2% | 17.9% | 2.2% | 1.1% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | G1 Execution Services, LLC (ETMM) | ETMM | 15.8% | 17.4% | 2.2% | 1.1% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | CrossStream ATS (XSTM) | XSTM | 9.3% | 10.3% | 4.3% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | HRT Financial LP (HRTF) | HRTF | 6.5% | 7.2% | 1.0% | 0.4% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | New York Stock Exchange (NYSE) | Unmapped | 4.2% | 0.0% | 0.9% | 48.4% | -11.00 ¢ | -11.13 ¢ |
| 202604 | sp500 | Nasdaq Stock Market (NSDQ) | Unmapped | 3.5% | 0.0% | 1.7% | 40.2% | -14.49 ¢ | -2.99 ¢ |
| 202604 | sp500 | Goldman, Sachs and Co. LLC (GSCO) | GSCO | 2.8% | 3.1% | 0.5% | 0.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | UBS Securities, LLC (UBSS) | UBSS | 1.6% | 1.8% | 0.3% | 0.2% | 0.00 ¢ | 0.00 ¢ |
| 202605 | options | Citadel Securities LLC (CDRG) | CDRG | 21.4% | 39.6% | 24.1% | 7.9% | 26.09 ¢ | 8.88 ¢ |
| 202605 | options | Dash Financial Technologies LLC (DASH) | Unmapped | 19.7% | 18.0% | 9.2% | 3.4% | 28.88 ¢ | 24.06 ¢ |
| 202605 | options | Wolverine Execution Services LLC (WEXX) | Unmapped | 19.3% | 3.6% | 2.6% | 3.5% | 28.43 ¢ | 14.39 ¢ |
| 202605 | options | Global Execution Brokers, LP (GEBB) | Unmapped | 19.1% | 12.7% | 6.0% | 1.8% | 29.64 ¢ | 25.36 ¢ |
| 202605 | options | NYSE Arca Options (ARCA) | Unmapped | 7.0% | 0.0% | 23.3% | 29.4% | 0.00 ¢ | 27.83 ¢ |
| 202605 | options | CBOE Options Exchange (CBOE) | Unmapped | 6.0% | 0.0% | 8.8% | 25.5% | -25.11 ¢ | -25.11 ¢ |
| 202605 | other_stocks | Citadel Securities LLC (CDRG) | CDRG | 21.3% | 22.5% | 27.3% | 5.4% | 4.01 ¢ | 1.80 ¢ |
| 202605 | other_stocks | CrossStream ATS (XSTM) | XSTM | 19.2% | 21.1% | 12.0% | 0.9% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Virtu Americas, LLC (NITE) | NITE | 16.5% | 17.3% | 24.7% | 4.4% | 3.79 ¢ | 4.02 ¢ |
| 202605 | other_stocks | G1 Execution Services, LLC (ETMM) | ETMM | 16.2% | 17.8% | 4.2% | 2.6% | 3.91 ¢ | 4.13 ¢ |
| 202605 | other_stocks | Jane Street Capital, LLC (JNST) | JNST | 8.1% | 8.9% | 2.4% | 1.2% | 3.45 ¢ | 3.63 ¢ |
| 202605 | other_stocks | HRT Financial LP (HRTF) | HRTF | 5.7% | 6.3% | 1.5% | 0.9% | 3.67 ¢ | 4.92 ¢ |
| 202605 | other_stocks | Goldman, Sachs and Co. LLC (GSCO) | GSCO | 2.5% | 2.7% | 0.7% | 0.4% | 3.90 ¢ | 2.80 ¢ |
| 202605 | other_stocks | Nasdaq Stock Market (NSDQ) | Unmapped | 2.2% | 0.0% | 1.1% | 26.8% | -14.57 ¢ | -15.13 ¢ |
| 202605 | other_stocks | Two Sigma Securities, LLC (SOHO) | SOHO | 1.7% | 1.9% | 0.4% | 0.3% | 4.08 ¢ | 2.79 ¢ |
| 202605 | other_stocks | New York Stock Exchange (NYSE) | Unmapped | 1.7% | 0.0% | 0.3% | 21.1% | -19.37 ¢ | -26.07 ¢ |
| 202605 | sp500 | Citadel Securities LLC (CDRG) | CDRG | 24.2% | 25.5% | 35.6% | 4.5% | 2.78 ¢ | 0.15 ¢ |
| 202605 | sp500 | Virtu Americas, LLC (NITE) | NITE | 18.6% | 19.6% | 30.2% | 3.4% | 2.59 ¢ | 1.24 ¢ |
| 202605 | sp500 | G1 Execution Services, LLC (ETMM) | ETMM | 18.4% | 20.0% | 2.9% | 2.8% | 2.88 ¢ | 5.17 ¢ |
| 202605 | sp500 | CrossStream ATS (XSTM) | XSTM | 10.2% | 11.2% | 3.4% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Jane Street Capital, LLC (JNST) | JNST | 9.3% | 10.1% | 1.4% | 1.4% | 2.57 ¢ | 5.92 ¢ |
| 202605 | sp500 | HRT Financial LP (HRTF) | HRTF | 6.5% | 7.1% | 0.9% | 1.0% | 2.63 ¢ | 4.99 ¢ |
| 202605 | sp500 | New York Stock Exchange (NYSE) | Unmapped | 3.2% | 0.0% | 0.3% | 41.9% | -17.87 ¢ | -18.71 ¢ |
| 202605 | sp500 | Nasdaq Stock Market (NSDQ) | Unmapped | 3.1% | 0.0% | 1.4% | 39.8% | -14.14 ¢ | -8.27 ¢ |
| 202605 | sp500 | Goldman, Sachs and Co. LLC (GSCO) | GSCO | 2.8% | 3.1% | 0.4% | 0.4% | 2.61 ¢ | 2.57 ¢ |
| 202605 | sp500 | Two Sigma Securities, LLC (SOHO) | SOHO | 2.0% | 2.1% | 0.3% | 0.3% | 2.74 ¢ | 1.87 ¢ |
| 202606 | options | Citadel Securities LLC (CDRG) | CDRG | 21.9% | 36.9% | 36.1% | 29.5% | 27.16 ¢ | 5.09 ¢ |
| 202606 | options | Dash Financial Technologies LLC (DASH) | Unmapped | 20.5% | 23.3% | 18.5% | 16.0% | 28.99 ¢ | 24.30 ¢ |
| 202606 | options | Global Execution Brokers, LP (GEBB) | Unmapped | 19.2% | 13.7% | 10.7% | 7.3% | 30.13 ¢ | 25.21 ¢ |
| 202606 | options | Wolverine Execution Services LLC (WEXX) | Unmapped | 12.5% | 2.5% | 3.7% | 11.5% | 29.79 ¢ | 14.19 ¢ |
| 202606 | options | NYSE Arca Options (ARCA) | Unmapped | 7.4% | 0.0% | 0.8% | 4.9% | 0.00 ¢ | 33.68 ¢ |
| 202606 | options | CBOE Options Exchange (CBOE) | Unmapped | 7.3% | 0.0% | 0.0% | 4.8% | 0.00 ¢ | -22.58 ¢ |
| 202606 | options | CBOE BZX Options Exchange, Inc. (BATS) | BATS | 5.0% | 0.0% | 0.0% | 4.5% | 0.00 ¢ | 28.60 ¢ |
| 202606 | other_stocks | Citadel Securities LLC (CDRG) | CDRG | 25.3% | 26.2% | 29.1% | 11.8% | 5.33 ¢ | 3.40 ¢ |
| 202606 | other_stocks | CrossStream ATS (XSTM) | XSTM | 18.8% | 20.5% | 11.3% | 0.1% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Virtu Americas, LLC (NITE) | NITE | 16.4% | 16.7% | 25.1% | 8.6% | 5.34 ¢ | 6.59 ¢ |
| 202606 | other_stocks | G1 Execution Services, LLC (ETMM) | ETMM | 16.1% | 17.2% | 5.0% | 5.4% | 5.34 ¢ | 6.96 ¢ |
| 202606 | other_stocks | Jane Street Capital, LLC (JNST) | JNST | 7.8% | 8.3% | 3.0% | 2.7% | 5.93 ¢ | 7.01 ¢ |
| 202606 | other_stocks | HRT Financial LP (HRTF) | HRTF | 4.8% | 5.1% | 1.4% | 1.6% | 5.20 ¢ | 7.51 ¢ |
| 202606 | other_stocks | Goldman, Sachs and Co. LLC (GSCO) | GSCO | 2.7% | 2.9% | 0.8% | 0.9% | 5.43 ¢ | 7.45 ¢ |
| 202606 | other_stocks | Nasdaq Stock Market (NSDQ) | Unmapped | 2.0% | 0.0% | 0.9% | 27.3% | -13.50 ¢ | -14.86 ¢ |
| 202606 | other_stocks | Two Sigma Securities, LLC (SOHO) | SOHO | 1.6% | 1.7% | 0.5% | 0.5% | 5.33 ¢ | 6.54 ¢ |
| 202606 | other_stocks | NYSE Arca (ARCA) | Unmapped | 1.1% | 0.0% | 1.1% | 15.4% | -30.89 ¢ | -30.50 ¢ |
| 202606 | sp500 | Citadel Securities LLC (CDRG) | CDRG | 28.2% | 29.5% | 32.3% | 9.5% | 3.74 ¢ | 0.30 ¢ |
| 202606 | sp500 | G1 Execution Services, LLC (ETMM) | ETMM | 18.2% | 19.5% | 3.2% | 5.5% | 3.78 ¢ | 7.43 ¢ |
| 202606 | sp500 | Virtu Americas, LLC (NITE) | NITE | 18.0% | 18.7% | 26.2% | 6.2% | 3.74 ¢ | 2.44 ¢ |
| 202606 | sp500 | CrossStream ATS (XSTM) | XSTM | 9.9% | 10.8% | 3.8% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Jane Street Capital, LLC (JNST) | JNST | 8.8% | 9.4% | 1.6% | 2.8% | 4.23 ¢ | 7.66 ¢ |
| 202606 | sp500 | HRT Financial LP (HRTF) | HRTF | 5.4% | 5.8% | 0.9% | 1.6% | 3.99 ¢ | 7.73 ¢ |
| 202606 | sp500 | Goldman, Sachs and Co. LLC (GSCO) | GSCO | 3.1% | 3.3% | 0.5% | 0.9% | 3.86 ¢ | 14.75 ¢ |
| 202606 | sp500 | Nasdaq Stock Market (NSDQ) | Unmapped | 2.8% | 0.0% | 1.4% | 38.6% | -14.46 ¢ | -9.49 ¢ |
| 202606 | sp500 | New York Stock Exchange (NYSE) | Unmapped | 2.1% | 0.0% | 0.1% | 30.0% | -30.48 ¢ | -29.95 ¢ |
| 202606 | sp500 | Two Sigma Securities, LLC (SOHO) | SOHO | 1.8% | 1.9% | 0.3% | 0.6% | 3.83 ¢ | 7.07 ¢ |
| 202604 | options | Wolverine Execution Services, LLC | Unmapped | 74.3% | 62.1% | 56.4% | 61.4% | 29.63 ¢ | 33.80 ¢ |
| 202604 | options | CITADEL SECURITIES LLC | CDRG | 23.7% | 37.9% | 40.8% | 38.0% | 12.91 ¢ | 23.24 ¢ |
| 202604 | options | Dash/IMC Financial Markets | Unmapped | 2.0% | 0.0% | 2.8% | 0.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | CITADEL SECURITIES LLC | CDRG | 20.2% | 20.1% | 19.0% | 23.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Jane Street Capital | JNST | 15.9% | 16.1% | 15.2% | 12.9% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Two Sigma Securities, LLC | Unmapped | 12.9% | 13.1% | 10.0% | 7.4% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Virtu Americas, LLC | NITE | 12.4% | 12.1% | 16.6% | 18.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | G1 Execution Services, LLC | ETMM | 10.7% | 10.5% | 12.1% | 14.4% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Hudson River Trading (HRT) | HRTF | 10.5% | 10.6% | 9.7% | 7.7% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | UBS Securities, LLC | Unmapped | 8.5% | 8.5% | 6.2% | 8.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | StoneX Financial, Inc. | Unmapped | 7.0% | 7.0% | 9.7% | 6.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | GTS SECURITIES LLC | Unmapped | 1.8% | 1.8% | 1.5% | 1.3% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | CITADEL SECURITIES LLC | CDRG | 21.0% | 20.7% | 25.5% | 30.1% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Virtu Americas, LLC | NITE | 15.8% | 15.6% | 19.1% | 22.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Jane Street Capital | JNST | 15.3% | 15.5% | 11.6% | 7.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | G1 Execution Services, LLC | ETMM | 10.5% | 10.4% | 12.7% | 14.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | UBS Securities, LLC | Unmapped | 10.4% | 10.3% | 12.3% | 13.3% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Hudson River Trading (HRT) | HRTF | 10.0% | 10.2% | 7.3% | 5.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Two Sigma Securities, LLC | Unmapped | 9.2% | 9.3% | 4.3% | 3.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | StoneX Financial, Inc. | Unmapped | 6.0% | 6.1% | 6.1% | 3.7% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | GTS SECURITIES LLC | Unmapped | 1.8% | 1.8% | 1.3% | 0.8% | 0.00 ¢ | 0.00 ¢ |
| 202605 | options | Wolverine Execution Services, LLC | Unmapped | 75.9% | 64.7% | 63.2% | 63.4% | 31.73 ¢ | 30.58 ¢ |
| 202605 | options | CITADEL SECURITIES LLC | CDRG | 23.4% | 35.3% | 35.3% | 35.6% | 16.82 ¢ | 24.05 ¢ |
| 202605 | options | Dash/IMC Financial Markets | Unmapped | 0.8% | 0.0% | 1.5% | 1.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | CITADEL SECURITIES LLC | CDRG | 20.6% | 20.4% | 20.6% | 25.5% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Jane Street Capital | JNST | 15.4% | 15.6% | 14.6% | 11.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Hudson River Trading (HRT) | HRTF | 13.0% | 13.3% | 10.2% | 7.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Virtu Americas, LLC | NITE | 12.4% | 12.1% | 15.1% | 18.8% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | G1 Execution Services, LLC | ETMM | 10.8% | 10.5% | 13.1% | 15.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Two Sigma Securities, LLC | Unmapped | 9.9% | 10.1% | 8.9% | 6.7% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | UBS Securities, LLC | Unmapped | 8.3% | 8.3% | 7.0% | 7.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | StoneX Financial, Inc. | Unmapped | 7.0% | 7.1% | 8.6% | 6.5% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | GTS SECURITIES LLC | Unmapped | 2.5% | 2.6% | 2.0% | 1.7% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | CITADEL SECURITIES LLC | CDRG | 20.6% | 20.2% | 22.8% | 30.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Virtu Americas, LLC | NITE | 15.7% | 15.4% | 18.3% | 24.6% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Jane Street Capital | JNST | 15.4% | 15.8% | 13.8% | 6.8% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | G1 Execution Services, LLC | ETMM | 10.5% | 10.3% | 11.2% | 14.5% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | UBS Securities, LLC | Unmapped | 10.2% | 10.2% | 12.4% | 11.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Hudson River Trading (HRT) | HRTF | 10.0% | 10.2% | 7.6% | 4.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Two Sigma Securities, LLC | Unmapped | 9.1% | 9.2% | 4.6% | 3.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | StoneX Financial, Inc. | Unmapped | 6.0% | 6.2% | 6.7% | 3.7% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | GTS SECURITIES LLC | Unmapped | 2.5% | 2.6% | 2.6% | 1.3% | 0.00 ¢ | 0.00 ¢ |
| 202606 | options | Wolverine Execution Services, LLC | Unmapped | 74.4% | 63.3% | 63.3% | 64.2% | 35.08 ¢ | 29.16 ¢ |
| 202606 | options | CITADEL SECURITIES LLC | CDRG | 25.0% | 36.7% | 36.7% | 35.8% | 14.85 ¢ | 25.30 ¢ |
| 202606 | options | Dash/IMC Financial Markets | Unmapped | 0.7% | 0.0% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | CITADEL SECURITIES LLC | CDRG | 20.4% | 20.2% | 19.6% | 23.5% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Jane Street Capital | JNST | 16.3% | 16.5% | 16.1% | 13.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Hudson River Trading (HRT) | HRTF | 14.3% | 14.7% | 10.2% | 8.1% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Virtu Americas, LLC | NITE | 11.1% | 10.6% | 14.7% | 17.9% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Two Sigma Securities, LLC | Unmapped | 10.2% | 10.4% | 9.7% | 7.5% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | G1 Execution Services, LLC | ETMM | 9.6% | 9.4% | 10.0% | 11.4% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | UBS Securities, LLC | Unmapped | 8.3% | 8.3% | 7.2% | 8.7% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | StoneX Financial, Inc. | Unmapped | 7.1% | 7.2% | 9.3% | 7.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | GTS SECURITIES LLC | Unmapped | 2.7% | 2.7% | 3.1% | 2.9% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Jane Street Capital | JNST | 19.5% | 19.8% | 12.4% | 7.2% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | CITADEL SECURITIES LLC | CDRG | 17.3% | 16.9% | 25.5% | 31.4% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Virtu Americas, LLC | NITE | 14.8% | 14.6% | 17.8% | 22.7% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Hudson River Trading (HRT) | HRTF | 10.6% | 10.8% | 7.8% | 4.7% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | UBS Securities, LLC | Unmapped | 10.1% | 10.0% | 10.5% | 10.8% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | G1 Execution Services, LLC | ETMM | 9.8% | 9.7% | 11.9% | 15.3% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Two Sigma Securities, LLC | Unmapped | 9.4% | 9.6% | 6.3% | 3.8% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | StoneX Financial, Inc. | Unmapped | 5.9% | 6.0% | 5.4% | 2.9% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | GTS SECURITIES LLC | Unmapped | 2.6% | 2.6% | 2.4% | 1.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | options | Wolverine Execution Services, LLC | Unmapped | 74.3% | 62.1% | 56.4% | 61.4% | 29.63 ¢ | 33.80 ¢ |
| 202604 | options | CITADEL SECURITIES LLC | CDRG | 23.7% | 37.9% | 40.8% | 38.0% | 12.91 ¢ | 23.24 ¢ |
| 202604 | options | Dash/IMC Financial Markets | Unmapped | 2.0% | 0.0% | 2.8% | 0.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | CITADEL SECURITIES LLC | CDRG | 20.2% | 20.1% | 19.0% | 23.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Jane Street Capital | JNST | 15.9% | 16.1% | 15.2% | 12.9% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Two Sigma Securities, LLC | Unmapped | 12.9% | 13.1% | 10.0% | 7.4% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Virtu Americas, LLC | NITE | 12.4% | 12.1% | 16.6% | 18.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | G1 Execution Services, LLC | ETMM | 10.7% | 10.5% | 12.1% | 14.4% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Hudson River Trading (HRT) | HRTF | 10.5% | 10.6% | 9.7% | 7.7% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | UBS Securities, LLC | Unmapped | 8.5% | 8.5% | 6.2% | 8.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | StoneX Financial, Inc. | Unmapped | 7.0% | 7.0% | 9.7% | 6.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | GTS SECURITIES LLC | Unmapped | 1.8% | 1.8% | 1.5% | 1.3% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | CITADEL SECURITIES LLC | CDRG | 21.0% | 20.7% | 25.5% | 30.1% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Virtu Americas, LLC | NITE | 15.8% | 15.6% | 19.1% | 22.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Jane Street Capital | JNST | 15.3% | 15.5% | 11.6% | 7.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | G1 Execution Services, LLC | ETMM | 10.5% | 10.4% | 12.7% | 14.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | UBS Securities, LLC | Unmapped | 10.4% | 10.3% | 12.3% | 13.3% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Hudson River Trading (HRT) | HRTF | 10.0% | 10.2% | 7.3% | 5.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Two Sigma Securities, LLC | Unmapped | 9.2% | 9.3% | 4.3% | 3.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | StoneX Financial, Inc. | Unmapped | 6.0% | 6.1% | 6.1% | 3.7% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | GTS SECURITIES LLC | Unmapped | 1.8% | 1.8% | 1.3% | 0.8% | 0.00 ¢ | 0.00 ¢ |
| 202605 | options | Wolverine Execution Services, LLC | Unmapped | 75.9% | 64.7% | 63.2% | 63.4% | 31.73 ¢ | 30.58 ¢ |
| 202605 | options | CITADEL SECURITIES LLC | CDRG | 23.4% | 35.3% | 35.3% | 35.6% | 16.82 ¢ | 24.05 ¢ |
| 202605 | options | Dash/IMC Financial Markets | Unmapped | 0.8% | 0.0% | 1.5% | 1.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | CITADEL SECURITIES LLC | CDRG | 20.6% | 20.4% | 20.6% | 25.5% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Jane Street Capital | JNST | 15.4% | 15.6% | 14.6% | 11.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Hudson River Trading (HRT) | HRTF | 13.0% | 13.3% | 10.2% | 7.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Virtu Americas, LLC | NITE | 12.4% | 12.1% | 15.1% | 18.8% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | G1 Execution Services, LLC | ETMM | 10.8% | 10.5% | 13.1% | 15.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Two Sigma Securities, LLC | Unmapped | 9.9% | 10.1% | 8.9% | 6.7% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | UBS Securities, LLC | Unmapped | 8.3% | 8.3% | 7.0% | 7.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | StoneX Financial, Inc. | Unmapped | 7.0% | 7.1% | 8.6% | 6.5% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | GTS SECURITIES LLC | Unmapped | 2.5% | 2.6% | 2.0% | 1.7% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | CITADEL SECURITIES LLC | CDRG | 20.6% | 20.2% | 22.8% | 30.1% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Virtu Americas, LLC | NITE | 15.7% | 15.4% | 18.3% | 24.6% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Jane Street Capital | JNST | 15.4% | 15.8% | 13.8% | 6.8% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | G1 Execution Services, LLC | ETMM | 10.5% | 10.3% | 11.2% | 14.5% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | UBS Securities, LLC | Unmapped | 10.2% | 10.2% | 12.4% | 11.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Hudson River Trading (HRT) | HRTF | 10.0% | 10.2% | 7.6% | 4.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Two Sigma Securities, LLC | Unmapped | 9.1% | 9.2% | 4.6% | 3.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | StoneX Financial, Inc. | Unmapped | 6.0% | 6.2% | 6.7% | 3.7% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | GTS SECURITIES LLC | Unmapped | 2.5% | 2.6% | 2.6% | 1.3% | 0.00 ¢ | 0.00 ¢ |
| 202606 | options | Wolverine Execution Services, LLC | Unmapped | 74.4% | 63.3% | 63.3% | 64.2% | 35.08 ¢ | 29.16 ¢ |
| 202606 | options | CITADEL SECURITIES LLC | CDRG | 25.0% | 36.7% | 36.7% | 35.8% | 14.85 ¢ | 25.30 ¢ |
| 202606 | options | Dash/IMC Financial Markets | Unmapped | 0.7% | 0.0% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | CITADEL SECURITIES LLC | CDRG | 20.4% | 20.2% | 19.6% | 23.5% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Jane Street Capital | JNST | 16.3% | 16.5% | 16.1% | 13.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Hudson River Trading (HRT) | HRTF | 14.3% | 14.7% | 10.2% | 8.1% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Virtu Americas, LLC | NITE | 11.1% | 10.6% | 14.7% | 17.9% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Two Sigma Securities, LLC | Unmapped | 10.2% | 10.4% | 9.7% | 7.5% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | G1 Execution Services, LLC | ETMM | 9.6% | 9.4% | 10.0% | 11.4% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | UBS Securities, LLC | Unmapped | 8.3% | 8.3% | 7.2% | 8.7% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | StoneX Financial, Inc. | Unmapped | 7.1% | 7.2% | 9.3% | 7.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | GTS SECURITIES LLC | Unmapped | 2.7% | 2.7% | 3.1% | 2.9% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Jane Street Capital | JNST | 19.5% | 19.8% | 12.4% | 7.2% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | CITADEL SECURITIES LLC | CDRG | 17.3% | 16.9% | 25.5% | 31.4% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Virtu Americas, LLC | NITE | 14.8% | 14.6% | 17.8% | 22.7% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Hudson River Trading (HRT) | HRTF | 10.6% | 10.8% | 7.8% | 4.7% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | UBS Securities, LLC | Unmapped | 10.1% | 10.0% | 10.5% | 10.8% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | G1 Execution Services, LLC | ETMM | 9.8% | 9.7% | 11.9% | 15.3% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Two Sigma Securities, LLC | Unmapped | 9.4% | 9.6% | 6.3% | 3.8% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | StoneX Financial, Inc. | Unmapped | 5.9% | 6.0% | 5.4% | 2.9% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | GTS SECURITIES LLC | Unmapped | 2.6% | 2.6% | 2.4% | 1.2% | 0.00 ¢ | 0.00 ¢ |
| 202604 | options | RBC Capital Markets Corporation | Unmapped | 87.1% | 100.0% | 73.8% | 81.5% | 0.00 ¢ | 0.00 ¢ |
| 202604 | options | Dash/IMC Financial Markets | Unmapped | 9.8% | 0.0% | 26.2% | 18.5% | 0.00 ¢ | 0.00 ¢ |
| 202604 | options | GELP | Unmapped | 3.1% | 0.0% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | Virtu Agency | Unmapped | 30.0% | 10.0% | 45.0% | 36.5% | 0.95 ¢ | 1.20 ¢ |
| 202604 | other_stocks | Citadel Securities | CDRG | 28.0% | 8.1% | 6.5% | 54.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | UBS Securities, LLC ATS | Unmapped | 22.4% | 26.7% | 45.3% | 6.9% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | GTS SECURITIES LLC | Unmapped | 15.9% | 48.7% | 0.9% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | MCAP LLC | Unmapped | 1.5% | 4.6% | 0.0% | 0.0% | 0.02 ¢ | 0.00 ¢ |
| 202604 | other_stocks | The Nasdaq Stock Market LLC | Unmapped | 0.7% | 0.0% | 1.0% | 0.7% | 0.00 ¢ | 3.07 ¢ |
| 202604 | other_stocks | Wallachbeth | Unmapped | 0.6% | 1.9% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | other_stocks | NYSE Arca, Inc. | Unmapped | 0.3% | 0.0% | 0.4% | 0.4% | 0.00 ¢ | -19.67 ¢ |
| 202604 | other_stocks | Cboe EDGX Exchange, Inc. | Unmapped | 0.2% | 0.0% | 0.3% | 0.2% | 0.00 ¢ | 30.00 ¢ |
| 202604 | other_stocks | MEMX LLC | Unmapped | 0.1% | 0.0% | 0.4% | 0.1% | 0.00 ¢ | 29.00 ¢ |
| 202604 | sp500 | Virtu Agency | Unmapped | 84.2% | 100.0% | 52.6% | 78.6% | 0.07 ¢ | 0.00 ¢ |
| 202604 | sp500 | GTS SECURITIES LLC | Unmapped | 14.0% | 0.0% | 47.4% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Cboe BYX Exchange, Inc. | Unmapped | 0.3% | 0.0% | 0.0% | 1.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | NEW YORK STOCK EXCHANGE, INC. | Unmapped | 0.3% | 0.0% | 0.0% | 3.6% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | MEMX LLC | Unmapped | 0.1% | 0.0% | 0.0% | 1.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | The Nasdaq Stock Market LLC | Unmapped | 0.1% | 0.0% | 0.0% | 1.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | NYSE Arca, Inc. | Unmapped | 0.1% | 0.0% | 0.0% | 1.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Investors Exchange (IEXG) | Unmapped | 0.1% | 0.0% | 0.0% | 1.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Cboe EDGA Exchange, Inc. | Unmapped | 0.1% | 0.0% | 0.0% | 1.8% | 0.00 ¢ | 0.00 ¢ |
| 202604 | sp500 | Cboe EDGX Exchange, Inc. | Unmapped | 0.1% | 0.0% | 0.0% | 1.8% | 0.00 ¢ | 0.00 ¢ |
| 202605 | options | RBC Capital Markets Corporation | Unmapped | 89.7% | 100.0% | 94.9% | 79.6% | 0.00 ¢ | 0.00 ¢ |
| 202605 | options | Dash/IMC Financial Markets | Unmapped | 8.0% | 0.0% | 5.1% | 20.4% | 0.00 ¢ | 0.00 ¢ |
| 202605 | options | GELP | Unmapped | 2.3% | 0.0% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Citadel Securities | CDRG | 34.6% | 46.9% | 19.2% | 3.9% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | UBS Securities, LLC ATS | Unmapped | 26.1% | 40.3% | 0.0% | 0.9% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Virtu Agency | Unmapped | 20.2% | 3.5% | 33.1% | 76.2% | 1.15 ¢ | 0.00 ¢ |
| 202605 | other_stocks | GTS SECURITIES LLC | Unmapped | 13.3% | 3.5% | 43.5% | 16.4% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | MCAP LLC | Unmapped | 2.7% | 4.0% | 0.7% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Wallachbeth | Unmapped | 1.2% | 1.8% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Cboe BYX Exchange, Inc. | Unmapped | 0.7% | 0.0% | 0.0% | 0.4% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | The Nasdaq Stock Market LLC | Unmapped | 0.3% | 0.0% | 0.7% | 1.3% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | NYSE NATIONAL, INC | Unmapped | 0.2% | 0.0% | 0.3% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202605 | other_stocks | Knight Capital Markets | Unmapped | 0.2% | 0.0% | 1.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | Virtu Agency | Unmapped | 66.1% | 53.6% | 87.5% | 100.0% | 1.01 ¢ | 0.00 ¢ |
| 202605 | sp500 | UBS Securities, LLC ATS | Unmapped | 33.6% | 46.4% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202605 | sp500 | NYSE Arca, Inc. | Unmapped | 0.4% | 0.0% | 12.5% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Citadel Securities | CDRG | 41.5% | 48.8% | 74.5% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Virtu Agency | Unmapped | 40.5% | 0.8% | 8.0% | 99.4% | 0.00 ¢ | 0.09 ¢ |
| 202606 | other_stocks | GTS SECURITIES LLC | Unmapped | 7.7% | 23.2% | 7.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | UBS Securities, LLC ATS | Unmapped | 7.7% | 15.9% | 10.4% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | MCAP LLC | Unmapped | 2.1% | 10.4% | 0.0% | 0.0% | 0.09 ¢ | 0.00 ¢ |
| 202606 | other_stocks | Wallachbeth | Unmapped | 0.1% | 0.7% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | The Nasdaq Stock Market LLC | Unmapped | 0.1% | 0.0% | 0.1% | 0.1% | 0.00 ¢ | 28.00 ¢ |
| 202606 | other_stocks | NEW YORK STOCK EXCHANGE, INC. | Unmapped | 0.1% | 0.0% | 0.0% | 0.2% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | NYSE Arca, Inc. | Unmapped | 0.0% | 0.0% | 0.0% | 0.1% | 0.00 ¢ | 0.00 ¢ |
| 202606 | other_stocks | NYSE American LLC | Unmapped | 0.0% | 0.0% | 0.0% | 0.1% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | UBS Securities, LLC ATS | Unmapped | 59.4% | 59.9% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Citadel Securities | CDRG | 32.6% | 32.9% | 0.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | Virtu Agency | Unmapped | 7.4% | 7.2% | 50.0% | 0.0% | 5.25 ¢ | 0.00 ¢ |
| 202606 | sp500 | Cboe EDGX Exchange, Inc. | Unmapped | 0.3% | 0.0% | 0.0% | 100.0% | 0.00 ¢ | 0.00 ¢ |
| 202606 | sp500 | NYSE Arca, Inc. | Unmapped | 0.3% | 0.0% | 50.0% | 0.0% | 0.00 ¢ | 0.00 ¢ |
2. Venue Scorecards (Amended Rule 605)
Execution quality metrics for routed venues benchmarked against mix-adjusted competitors on identical symbols and size tiers.
| Month | Venue | Class | Notional × Lot | Fill Rate | PI Rate | NPI (bps) | Peer Bench (bps) | Coverage | Rank Pctl | Eff Spread | Speed <1s |
|---|
3. Routing-Weighted Composite Quality
Implied execution quality achieved by the firm’s routing mix across the 24 amended size tiers, compared against the best and median competing venues.
| Month | Class | Notional × Lot | Metric | Firm Composite | Best Competing | Best Venue | Median Competing | Mapped Flow |
|---|
4. Payment for Order Flow vs. Execution Quality
Addresses FINRA 5310.09 conflicts: comparing PFOF received (¢/100 sh) against net price improvement shortfall vs mix-adjusted peers.
| Month | Venue | Order Class | Route % | 606 Net PFOF (¢/100) | NPI (bps) | Peer Bench (bps) | Delta (bps) | Ref Price | Delta (¢/100 sh) | Conflict Flag |
|---|
Conflict Methodology Note: Quality delta (¢/100 sh) is estimated as Δ_bps × ref_price. A positive PFOF beside a negative delta indicates the firm received payment while the venue delivered less price improvement than competing market centers on identical symbols and size tiers.
5. Material Changes Since Prior Quarter
Changes in routing share (≥ 5 pp), newly added/dropped venues, and PFOF rate shifts since 2026Q1.
| Section | Venue | Type of Change | Order Class | Prior Value | Current Value | Net Shift |
|---|---|---|---|---|---|---|
| sp500 | Citadel Securities LLC | route_share | — | 15.98 ¢ | 23.63 ¢ | 7.65 ¢ |
| sp500 | Citadel Securities LLC | pfof_rate | market | 0.00 ¢ | 2.17 ¢ | 2.17 ¢ |
| sp500 | Citadel Securities LLC | pfof_rate | marketable_limit | 0.00 ¢ | 0.15 ¢ | 0.15 ¢ |
| sp500 | Citadel Securities LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 4.62 ¢ | 4.62 ¢ |
| sp500 | Citadel Securities LLC | pfof_rate | other | 0.00 ¢ | 4.22 ¢ | 4.22 ¢ |
| sp500 | G1 Execution Services, LLC | pfof_rate | market | 0.00 ¢ | 2.22 ¢ | 2.22 ¢ |
| sp500 | G1 Execution Services, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 4.20 ¢ | 4.20 ¢ |
| sp500 | G1 Execution Services, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 16.95 ¢ | 16.95 ¢ |
| sp500 | Goldman, Sachs and Co. LLC | pfof_rate | market | 0.00 ¢ | 2.16 ¢ | 2.16 ¢ |
| sp500 | Goldman, Sachs and Co. LLC | pfof_rate | marketable_limit | 0.00 ¢ | 5.77 ¢ | 5.77 ¢ |
| sp500 | Goldman, Sachs and Co. LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 16.42 ¢ | 16.42 ¢ |
| sp500 | GTS SECURITIES LLC | dropped | — | 0.13 ¢ | — | — |
| sp500 | HRT Financial LP | pfof_rate | market | 0.00 ¢ | 2.21 ¢ | 2.21 ¢ |
| sp500 | HRT Financial LP | pfof_rate | marketable_limit | 0.00 ¢ | 4.24 ¢ | 4.24 ¢ |
| sp500 | HRT Financial LP | pfof_rate | non_marketable_limit | 0.00 ¢ | 18.75 ¢ | 18.75 ¢ |
| sp500 | Intelligent Cross LLC | dropped | — | 0.24 ¢ | — | — |
| sp500 | Jane Street Capital, LLC | pfof_rate | market | 0.00 ¢ | 2.27 ¢ | 2.27 ¢ |
| sp500 | Jane Street Capital, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 4.53 ¢ | 4.53 ¢ |
| sp500 | Jane Street Capital, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 15.94 ¢ | 15.94 ¢ |
| sp500 | Virtu Americas, LLC | pfof_rate | market | 0.00 ¢ | 2.11 ¢ | 2.11 ¢ |
| sp500 | Virtu Americas, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 1.23 ¢ | 1.23 ¢ |
| sp500 | Virtu Americas, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 12.68 ¢ | 12.68 ¢ |
| sp500 | Virtu Americas, LLC | pfof_rate | other | 0.00 ¢ | 3.57 ¢ | 3.57 ¢ |
| sp500 | Nasdaq Stock Market | pfof_rate | market | -14.50 ¢ | -14.36 ¢ | 0.14 ¢ |
| sp500 | Nasdaq Stock Market | pfof_rate | marketable_limit | 0.00 ¢ | -6.92 ¢ | -6.92 ¢ |
| sp500 | Nasdaq Stock Market | pfof_rate | non_marketable_limit | 16.93 ¢ | 21.36 ¢ | 4.43 ¢ |
| sp500 | Nasdaq Stock Market | pfof_rate | other | 0.00 ¢ | -5.00 ¢ | -5.00 ¢ |
| sp500 | New York Stock Exchange | added | — | — | 3.19 ¢ | — |
| sp500 | Two Sigma Securities, LLC | pfof_rate | market | 0.00 ¢ | 3.29 ¢ | 3.29 ¢ |
| sp500 | Two Sigma Securities, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 4.47 ¢ | 4.47 ¢ |
| sp500 | Two Sigma Securities, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 15.97 ¢ | 15.97 ¢ |
| sp500 | CrossStream ATS | route_share | — | 15.71 ¢ | 9.81 ¢ | -5.89 ¢ |
| other_stocks | NYSE Arca | pfof_rate | market | -12.00 ¢ | -28.33 ¢ | -16.33 ¢ |
| other_stocks | NYSE Arca | pfof_rate | marketable_limit | -1.64 ¢ | -25.54 ¢ | -23.91 ¢ |
| other_stocks | NYSE Arca | pfof_rate | non_marketable_limit | 12.05 ¢ | 13.70 ¢ | 1.65 ¢ |
| other_stocks | NYSE Arca | pfof_rate | other | 0.00 ¢ | -6.00 ¢ | -6.00 ¢ |
| other_stocks | Citadel Securities LLC | route_share | — | 14.59 ¢ | 21.10 ¢ | 6.50 ¢ |
| other_stocks | Citadel Securities LLC | pfof_rate | market | 0.00 ¢ | 3.11 ¢ | 3.11 ¢ |
| other_stocks | Citadel Securities LLC | pfof_rate | marketable_limit | 0.00 ¢ | 1.73 ¢ | 1.73 ¢ |
| other_stocks | Citadel Securities LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 9.82 ¢ | 9.82 ¢ |
| other_stocks | Citadel Securities LLC | pfof_rate | other | 0.00 ¢ | 6.54 ¢ | 6.54 ¢ |
| other_stocks | G1 Execution Services, LLC | pfof_rate | market | 0.00 ¢ | 3.08 ¢ | 3.08 ¢ |
| other_stocks | G1 Execution Services, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 3.70 ¢ | 3.70 ¢ |
| other_stocks | G1 Execution Services, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 14.84 ¢ | 14.84 ¢ |
| other_stocks | Goldman, Sachs and Co. LLC | pfof_rate | market | 0.00 ¢ | 3.11 ¢ | 3.11 ¢ |
| other_stocks | Goldman, Sachs and Co. LLC | pfof_rate | marketable_limit | 0.00 ¢ | 3.42 ¢ | 3.42 ¢ |
| other_stocks | Goldman, Sachs and Co. LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 16.19 ¢ | 16.19 ¢ |
| other_stocks | HRT Financial LP | pfof_rate | market | 0.00 ¢ | 2.96 ¢ | 2.96 ¢ |
| other_stocks | HRT Financial LP | pfof_rate | marketable_limit | 0.00 ¢ | 4.14 ¢ | 4.14 ¢ |
| other_stocks | HRT Financial LP | pfof_rate | non_marketable_limit | 0.00 ¢ | 12.77 ¢ | 12.77 ¢ |
| other_stocks | Jane Street Capital, LLC | pfof_rate | market | 0.00 ¢ | 3.13 ¢ | 3.13 ¢ |
| other_stocks | Jane Street Capital, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 3.55 ¢ | 3.55 ¢ |
| other_stocks | Jane Street Capital, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 12.96 ¢ | 12.96 ¢ |
| other_stocks | Virtu Americas, LLC | pfof_rate | market | 0.00 ¢ | 3.04 ¢ | 3.04 ¢ |
| other_stocks | Virtu Americas, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 3.54 ¢ | 3.54 ¢ |
| other_stocks | Virtu Americas, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 12.63 ¢ | 12.63 ¢ |
| other_stocks | Virtu Americas, LLC | pfof_rate | other | 0.00 ¢ | 3.64 ¢ | 3.64 ¢ |
| other_stocks | Nasdaq Stock Market | pfof_rate | market | -14.52 ¢ | -14.05 ¢ | 0.46 ¢ |
| other_stocks | Nasdaq Stock Market | pfof_rate | marketable_limit | -5.85 ¢ | -12.73 ¢ | -6.87 ¢ |
| other_stocks | Nasdaq Stock Market | pfof_rate | non_marketable_limit | 0.10 ¢ | 18.06 ¢ | 17.97 ¢ |
| other_stocks | Nasdaq Stock Market | pfof_rate | other | 0.00 ¢ | -11.11 ¢ | -11.11 ¢ |
| other_stocks | New York Stock Exchange | added | — | — | 1.26 ¢ | — |
| other_stocks | Two Sigma Securities, LLC | pfof_rate | market | 0.00 ¢ | 4.71 ¢ | 4.71 ¢ |
| other_stocks | Two Sigma Securities, LLC | pfof_rate | marketable_limit | 0.00 ¢ | 4.66 ¢ | 4.66 ¢ |
| other_stocks | Two Sigma Securities, LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 8.35 ¢ | 8.35 ¢ |
| other_stocks | Two Sigma Securities, LLC | pfof_rate | other | 0.00 ¢ | 7.76 ¢ | 7.76 ¢ |
| other_stocks | UBS Securities, LLC | dropped | — | 1.82 ¢ | — | — |
| other_stocks | CrossStream ATS | route_share | — | 25.84 ¢ | 18.78 ¢ | -7.07 ¢ |
| options | NYSE Arca Options | pfof_rate | marketable_limit | 0.00 ¢ | 29.66 ¢ | 29.66 ¢ |
| options | NYSE Arca Options | pfof_rate | non_marketable_limit | 7.40 ¢ | 29.59 ¢ | 22.18 ¢ |
| options | NYSE Arca Options | pfof_rate | other | 25.02 ¢ | 11.23 ¢ | -13.79 ¢ |
| options | CBOE BZX Options Exchange, Inc. | pfof_rate | marketable_limit | 0.00 ¢ | 28.60 ¢ | 28.60 ¢ |
| options | CBOE BZX Options Exchange, Inc. | pfof_rate | non_marketable_limit | 23.18 ¢ | 28.60 ¢ | 5.42 ¢ |
| options | CBOE BZX Options Exchange, Inc. | pfof_rate | other | 23.18 ¢ | 28.60 ¢ | 5.42 ¢ |
| options | CBOE Options Exchange | pfof_rate | market | 0.00 ¢ | -8.37 ¢ | -8.37 ¢ |
| options | CBOE Options Exchange | pfof_rate | marketable_limit | 0.00 ¢ | -23.85 ¢ | -23.85 ¢ |
| options | CBOE Options Exchange | pfof_rate | non_marketable_limit | -7.93 ¢ | -23.85 ¢ | -15.92 ¢ |
| options | CBOE Options Exchange | pfof_rate | other | -23.86 ¢ | -7.53 ¢ | 16.33 ¢ |
| options | Citadel Securities LLC | pfof_rate | market | 0.00 ¢ | 26.39 ¢ | 26.39 ¢ |
| options | Citadel Securities LLC | pfof_rate | marketable_limit | 0.00 ¢ | 6.71 ¢ | 6.71 ¢ |
| options | Citadel Securities LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 13.67 ¢ | 13.67 ¢ |
| options | Citadel Securities LLC | pfof_rate | other | -52.42 ¢ | -0.07 ¢ | 52.36 ¢ |
| options | Dash Financial Technologies LLC | pfof_rate | market | 0.00 ¢ | 28.39 ¢ | 28.39 ¢ |
| options | Dash Financial Technologies LLC | pfof_rate | marketable_limit | 0.00 ¢ | 22.52 ¢ | 22.52 ¢ |
| options | Dash Financial Technologies LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 43.66 ¢ | 43.66 ¢ |
| options | Dash Financial Technologies LLC | pfof_rate | other | 3.22 ¢ | 21.11 ¢ | 17.89 ¢ |
| options | Global Execution Brokers, LP | pfof_rate | market | 0.00 ¢ | 29.59 ¢ | 29.59 ¢ |
| options | Global Execution Brokers, LP | pfof_rate | marketable_limit | 0.00 ¢ | 23.55 ¢ | 23.55 ¢ |
| options | Global Execution Brokers, LP | pfof_rate | non_marketable_limit | 0.00 ¢ | 36.99 ¢ | 36.99 ¢ |
| options | Global Execution Brokers, LP | pfof_rate | other | -33.37 ¢ | -1.49 ¢ | 31.88 ¢ |
| options | Wolverine Execution Services LLC | pfof_rate | market | 0.00 ¢ | 28.83 ¢ | 28.83 ¢ |
| options | Wolverine Execution Services LLC | pfof_rate | marketable_limit | 0.00 ¢ | 16.18 ¢ | 16.18 ¢ |
| options | Wolverine Execution Services LLC | pfof_rate | non_marketable_limit | 0.00 ¢ | 45.91 ¢ | 45.91 ¢ |
| options | Wolverine Execution Services LLC | pfof_rate | other | -14.56 ¢ | 12.90 ¢ | 27.46 ¢ |
| sp500 | GTS SECURITIES LLC | added | — | — | 2.29 ¢ | — |
| other_stocks | GTS SECURITIES LLC | added | — | — | 2.35 ¢ | — |
| options | CITADEL SECURITIES LLC | pfof_rate | market | 12.61 ¢ | 14.86 ¢ | 2.25 ¢ |
| options | CITADEL SECURITIES LLC | pfof_rate | marketable_limit | 26.67 ¢ | 24.20 ¢ | -2.47 ¢ |
| options | CITADEL SECURITIES LLC | pfof_rate | non_marketable_limit | 39.79 ¢ | 43.75 ¢ | 3.97 ¢ |
| options | CITADEL SECURITIES LLC | pfof_rate | other | 40.45 ¢ | 38.63 ¢ | -1.83 ¢ |
| options | Dash/IMC Financial Markets | pfof_rate | other | 6.29 ¢ | 9.60 ¢ | 3.31 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | market | 29.62 ¢ | 32.15 ¢ | 2.52 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | marketable_limit | 33.31 ¢ | 31.18 ¢ | -2.12 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | non_marketable_limit | 34.81 ¢ | 35.60 ¢ | 0.79 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | other | 30.74 ¢ | 28.11 ¢ | -2.63 ¢ |
| sp500 | GTS SECURITIES LLC | added | — | — | 2.29 ¢ | — |
| other_stocks | GTS SECURITIES LLC | added | — | — | 2.35 ¢ | — |
| options | CITADEL SECURITIES LLC | pfof_rate | market | 12.61 ¢ | 14.86 ¢ | 2.25 ¢ |
| options | CITADEL SECURITIES LLC | pfof_rate | marketable_limit | 26.67 ¢ | 24.20 ¢ | -2.47 ¢ |
| options | CITADEL SECURITIES LLC | pfof_rate | non_marketable_limit | 39.79 ¢ | 43.75 ¢ | 3.97 ¢ |
| options | CITADEL SECURITIES LLC | pfof_rate | other | 40.45 ¢ | 38.63 ¢ | -1.83 ¢ |
| options | Dash/IMC Financial Markets | pfof_rate | other | 6.29 ¢ | 9.60 ¢ | 3.31 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | market | 29.62 ¢ | 32.15 ¢ | 2.52 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | marketable_limit | 33.31 ¢ | 31.18 ¢ | -2.12 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | non_marketable_limit | 34.81 ¢ | 35.60 ¢ | 0.79 ¢ |
| options | Wolverine Execution Services, LLC | pfof_rate | other | 30.74 ¢ | 28.11 ¢ | -2.63 ¢ |
| sp500 | Cboe BYX Exchange, Inc. | pfof_rate | marketable_limit | 30.00 ¢ | 0.00 ¢ | -30.00 ¢ |
| sp500 | Cboe BZX Exchange, Inc. | dropped | — | 0.13 ¢ | — | — |
| sp500 | Cboe EDGA Exchange, Inc. | added | — | — | 0.05 ¢ | — |
| sp500 | Cboe EDGX Exchange, Inc. | pfof_rate | marketable_limit | 30.00 ¢ | 0.00 ¢ | -30.00 ¢ |
| sp500 | Citadel Securities | route_share | — | 48.12 ¢ | 10.88 ¢ | -37.24 ¢ |
| sp500 | GTS SECURITIES LLC | added | — | — | 4.68 ¢ | — |
| sp500 | Investors Exchange (IEXG) | pfof_rate | marketable_limit | 10.00 ¢ | 0.00 ¢ | -10.00 ¢ |
| sp500 | MEMX LLC | added | — | — | 0.05 ¢ | — |
| sp500 | NEW YORK STOCK EXCHANGE, INC. | added | — | — | 0.09 ¢ | — |
| sp500 | NYSE American LLC | dropped | — | 0.11 ¢ | — | — |
| sp500 | NYSE Arca, Inc. | pfof_rate | marketable_limit | 10.45 ¢ | 0.00 ¢ | -10.45 ¢ |
| sp500 | UBS Securities, LLC ATS | route_share | — | 21.91 ¢ | 30.98 ¢ | 9.07 ¢ |
| sp500 | Virtu Agency | route_share | — | 28.88 ¢ | 52.55 ¢ | 23.67 ¢ |
| sp500 | Virtu Agency | pfof_rate | market | 0.38 ¢ | 2.11 ¢ | 1.73 ¢ |
| sp500 | Virtu Agency | pfof_rate | marketable_limit | -1.70 ¢ | 0.00 ¢ | 1.70 ¢ |
| sp500 | Virtu Agency | pfof_rate | non_marketable_limit | 0.00 ¢ | 0.88 ¢ | 0.88 ¢ |
| other_stocks | Canaccord Genuity Securities | dropped | — | 0.62 ¢ | — | — |
| other_stocks | Cboe BYX Exchange, Inc. | added | — | — | 0.22 ¢ | — |
| other_stocks | Cboe EDGX Exchange, Inc. | pfof_rate | marketable_limit | 7.92 ¢ | 30.00 ¢ | 22.08 ¢ |
| other_stocks | Cboe EDGX Exchange, Inc. | pfof_rate | non_marketable_limit | 0.00 ¢ | 30.00 ¢ | 30.00 ¢ |
| other_stocks | GTS SECURITIES LLC | route_share | — | 6.00 ¢ | 12.31 ¢ | 6.31 ¢ |
| other_stocks | Investors Exchange (IEXG) | dropped | — | 0.34 ¢ | — | — |
| other_stocks | Knight Capital Markets | pfof_rate | market | -1.97 ¢ | 0.00 ¢ | 1.97 ¢ |
| other_stocks | MCAP LLC | pfof_rate | non_marketable_limit | 1.74 ¢ | 0.00 ¢ | -1.74 ¢ |
| other_stocks | MEMX LLC | added | — | — | 0.05 ¢ | — |
| other_stocks | NEW YORK STOCK EXCHANGE, INC. | pfof_rate | marketable_limit | 0.05 ¢ | 0.00 ¢ | -0.05 ¢ |
| other_stocks | NEW YORK STOCK EXCHANGE, INC. | pfof_rate | other | 10.00 ¢ | 0.00 ¢ | -10.00 ¢ |
| other_stocks | NYSE American LLC | added | — | — | 0.01 ¢ | — |
| other_stocks | NYSE Arca, Inc. | pfof_rate | marketable_limit | 10.64 ¢ | -9.84 ¢ | -20.48 ¢ |
| other_stocks | NYSE Arca, Inc. | pfof_rate | non_marketable_limit | 2.63 ¢ | 0.00 ¢ | -2.63 ¢ |
| other_stocks | NYSE NATIONAL, INC | added | — | — | 0.06 ¢ | — |
| other_stocks | The Nasdaq Stock Market LLC | pfof_rate | market | 4.29 ¢ | 0.00 ¢ | -4.29 ¢ |
| other_stocks | The Nasdaq Stock Market LLC | pfof_rate | marketable_limit | 10.30 ¢ | 10.36 ¢ | 0.05 ¢ |
| other_stocks | The Nasdaq Stock Market LLC | pfof_rate | non_marketable_limit | -11.54 ¢ | 3.33 ¢ | 14.87 ¢ |
| other_stocks | Virtu Agency | pfof_rate | market | 1.76 ¢ | 0.70 ¢ | -1.06 ¢ |
| other_stocks | Virtu Agency | pfof_rate | marketable_limit | 0.11 ¢ | 0.43 ¢ | 0.32 ¢ |
| other_stocks | Virtu Agency | pfof_rate | non_marketable_limit | 0.07 ¢ | 0.29 ¢ | 0.21 ¢ |
| options | Dash/IMC Financial Markets | route_share | — | 20.40 ¢ | 8.89 ¢ | -11.51 ¢ |
| options | RBC Capital Markets Corporation | route_share | — | 78.67 ¢ | 88.42 ¢ | 9.75 ¢ |
6. Coverage, Exclusions & Standing Limitations
Mandatory regulatory disclosure of data availability, unmapped destinations, and methodological caveats.
Suppressed Cells
0
Cells with < 100 covered ordersUnmapped Venues
22
606 destinations without 605 matchChallenged / Missing 605
0
Venues missing monthly 605 reportUnmapped Routing Destinations:
NYSE Arca (ARCA), Nasdaq Stock Market (NSDQ), New York Stock Exchange (NYSE), Cboe BYX Exchange, Inc. (name:CBOE BYX EXCHANGE), Cboe EDGA Exchange, Inc. (name:CBOE EDGA EXCHANGE), Cboe EDGX Exchange, Inc. (name:CBOE EDGX EXCHANGE), GTS SECURITIES LLC (name:GTS SECURITIES), Investors Exchange (IEXG) (name:INVESTORS EXCHANGE IEXG), Knight Capital Markets (name:KNIGHT CAPITAL MARKETS), MCAP LLC (name:MCAP), MEMX LLC (name:MEMX), NEW YORK STOCK EXCHANGE, INC. (name:NEW YORK STOCK EXCHANGE), NYSE American LLC (name:NYSE AMERICAN), NYSE Arca, Inc. (name:NYSE ARCA), NYSE NATIONAL, INC (name:NYSE NATIONAL), StoneX Financial, Inc. (name:STONEX FINANCIAL), The Nasdaq Stock Market LLC (name:THE NASDAQ STOCK MARKET), Two Sigma Securities, LLC (name:TWO SIGMA SECURITIES), UBS Securities, LLC (name:UBS SECURITIES), UBS Securities, LLC ATS (name:UBS SECURITIES LLC ATS), Virtu Agency (name:VIRTU AGENCY), Wallachbeth (name:WALLACHBETH)
Standing Review Limitations:
- A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
- 606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
- FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
- This report is not legal or compliance advice.
- Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.