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Rule 605 Market Center Scorecard
HRT Financial LP
MPID Firm: HRT FINANCIAL LP(HRTF)
Status: ACTIVE
Generated: Wed, 14 Oct 2026 18:34:02 GMT
Quarter:2026Q3
Covered Orders61,782,509Across all reported tiers
Covered Shares19,029,364,109In Q3 2026
Active Tiers104Order class × notional buckets
Routing Brokers8Disclosed in 606 filings
1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08
Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.
| Class | Notional × Lot | Orders | Covered Sh | Fill Rate | PI Rate | NPI (bps) | Peer Bench (bps) | Coverage | Rank Pctl | Eff Spread | Speed <1s |
|---|---|---|---|---|---|---|---|---|---|---|---|
| market | <$250 • FRACT | 311,286 | 96,269 | 72.6% | 20.0% | 1.1 bps | 5.1 bps | 65% | 16th | $0.1346 | 100.0% |
| market | <$250 • ODD | 5,387,490 | 35,792,369 | 97.0% | 84.9% | 11.7 bps | 9.8 bps | 98% | 80th | $0.0048 | 99.9% |
| market | <$250 • ROUND | 367,929 | 99,475,220 | 98.0% | 73.4% | 30.1 bps | 23.5 bps | 95% | 65th | $0.0010 | 100.0% |
| market | $250–$999 • FRACT | 13,577 | 8,411 | 55.7% | 21.5% | 0.5 bps | 1.5 bps | 83% | 17th | $0.4385 | 100.0% |
| market | $250–$999 • ODD | 2,836,564 | 46,296,123 | 97.1% | 89.5% | 7.4 bps | 6.1 bps | 91% | 81st | $0.0075 | 100.0% |
| market | $250–$999 • ROUND | 726,936 | 363,871,774 | 98.1% | 76.7% | 21.2 bps | 18.0 bps | 95% | 77th | $0.0024 | 100.0% |
| market | $1k–$5k • FRACT | 342 | 251 | 65.7% | 27.9% | 0.8 bps | 3.8 bps | 97% | 0th | $1.3385 | 100.0% |
| market | $1k–$5k • ODD | 2,222,834 | 67,451,379 | 97.3% | 92.9% | 5.3 bps | 4.7 bps | 91% | 80th | $0.0086 | 100.0% |
| market | $1k–$5k • ROUND | 1,596,708 | 1,602,182,160 | 95.2% | 71.6% | 11.0 bps | 9.6 bps | 95% | 80th | $0.0034 | 100.0% |
| market | $5k–$10k • ODD | 470,647 | 22,556,295 | 97.1% | 95.5% | 4.7 bps | 3.9 bps | 88% | 80th | $0.0161 | 100.0% |
| market | $5k–$10k • ROUND | 875,642 | 1,071,196,591 | 94.7% | 74.6% | 7.0 bps | 5.5 bps | 85% | 80th | $0.0046 | 100.0% |
| market | $10k–$20k • ODD | 155,761 | 8,483,586 | 96.6% | 96.8% | 5.5 bps | 5.2 bps | 89% | 84th | $0.0406 | 100.0% |
| market | $10k–$20k • ROUND | 862,384 | 824,176,043 | 94.0% | 77.0% | 5.2 bps | 4.0 bps | 71% | 82nd | $0.0075 | 100.0% |
| market | $20k–$50k • ODD | 15,815 | 954,643 | 96.8% | 96.0% | 4.7 bps | 3.8 bps | 84% | 81st | $0.0876 | 100.0% |
| market | $20k–$50k • ROUND | 858,513 | 1,181,031,262 | 95.4% | 82.7% | 4.2 bps | 3.5 bps | 77% | 81st | $0.0089 | 100.0% |
| market | $50k–$200k • ROUND | 588,154 | 1,922,545,534 | 95.6% | 87.6% | 3.1 bps | 2.8 bps | 82% | 81st | $0.0093 | 99.9% |
| market | ≥$200k • ROUND | 86,495 | 700,934,884 | 77.5% | 54.2% | -0.4 bps | -0.3 bps | 43% | 52nd | $0.0436 | 99.6% |
| marketable_limit | <$250 • FRACT | 38,550 | 12,128 | 100.0% | 0.1% | 0.0 bps | 1.9 bps | 68% | 13th | $0.0745 | 100.0% |
| marketable_limit | <$250 • ODD | 1,263,872 | 11,723,499 | 96.9% | 80.5% | 11.2 bps | -24.0 bps | 90% | 89th | $0.0057 | 99.9% |
| marketable_limit | <$250 • ROUND | 184,178 | 46,023,761 | 96.6% | 67.4% | 24.6 bps | -70.1 bps | 89% | 84th | $0.0013 | 99.5% |
| marketable_limit | $250–$999 • FRACT | 917 | 634 | 100.0% | 0.0% | -0.0 bps | 0.4 bps | 56% | 22nd | $0.3260 | 100.0% |
| marketable_limit | $250–$999 • ODD | 500,687 | 10,610,520 | 97.1% | 85.8% | 6.7 bps | -11.1 bps | 75% | 82nd | $0.0108 | 100.0% |
| marketable_limit | $250–$999 • ROUND | 303,630 | 143,171,174 | 96.5% | 70.4% | 17.7 bps | -52.9 bps | 87% | 86th | $0.0030 | 99.8% |
| marketable_limit | $1k–$5k • FRACT | 27 | 19 | — | — | — | — | — | — | — | — |
| marketable_limit | $1k–$5k • ODD | 370,124 | 12,124,236 | 97.9% | 84.9% | 5.5 bps | -3.9 bps | 74% | 93rd | $0.0238 | 100.0% |
| marketable_limit | $1k–$5k • ROUND | 504,670 | 474,237,833 | 93.8% | 65.1% | 11.8 bps | -20.1 bps | 84% | 90th | $0.0043 | 99.7% |
| marketable_limit | $5k–$10k • ODD | 64,877 | 3,228,384 | 97.6% | 88.6% | 4.3 bps | -5.8 bps | 72% | 89th | $0.0315 | 100.0% |
| marketable_limit | $5k–$10k • ROUND | 235,422 | 350,049,330 | 91.9% | 62.8% | 7.7 bps | -7.4 bps | 60% | 88th | $0.0057 | 99.5% |
| marketable_limit | $10k–$20k • ODD | 17,127 | 940,069 | 97.3% | 92.9% | 4.6 bps | -3.3 bps | 66% | 86th | $0.0488 | 100.0% |
| marketable_limit | $10k–$20k • ROUND | 228,978 | 448,745,665 | 92.5% | 64.7% | 5.5 bps | -4.5 bps | 60% | 84th | $0.0072 | 99.5% |
| marketable_limit | $20k–$50k • ODD | 1,293 | 82,037 | 98.0% | 92.8% | 4.1 bps | -0.2 bps | 15% | 89th | $0.1027 | 100.0% |
| marketable_limit | $20k–$50k • ROUND | 244,047 | 707,590,791 | 93.5% | 62.4% | 3.2 bps | -2.7 bps | 71% | 76th | $0.0084 | 99.5% |
| marketable_limit | $50k–$200k • ODD | 1 | 6 | — | — | — | — | — | — | — | — |
| marketable_limit | $50k–$200k • ROUND | 158,824 | 870,238,969 | 91.8% | 54.6% | 1.9 bps | -2.0 bps | 70% | 83rd | $0.0100 | 98.9% |
| marketable_limit | ≥$200k • ROUND | 25,961 | 385,992,047 | 77.4% | 47.8% | -0.2 bps | -3.1 bps | 35% | 50th | $0.0242 | 93.0% |
| nonmarketable_limit | <$250 • FRACT | 585 | 153 | 80.3% | 100.0% | 22.8 bps | — | 0% | 85th | $-0.0658 | 78.8% |
| nonmarketable_limit | <$250 • ODD | 8,965,848 | 173,040,322 | 8.2% | 100.0% | 30.9 bps | 70.1 bps | 99% | 67th | $0.0248 | 34.8% |
| nonmarketable_limit | <$250 • ROUND | 1,106,131 | 133,883,102 | 36.2% | 100.0% | 72.7 bps | 102.7 bps | 98% | 68th | $0.0013 | 78.8% |
| nonmarketable_limit | $250–$999 • FRACT | 13 | 9 | — | — | — | — | — | — | — | — |
| nonmarketable_limit | $250–$999 • ODD | 3,200,140 | 70,072,873 | 11.1% | 100.0% | 20.5 bps | 59.6 bps | 91% | 73rd | $0.0615 | 42.8% |
| nonmarketable_limit | $250–$999 • ROUND | 1,781,446 | 336,590,243 | 19.9% | 100.0% | 54.6 bps | 160.7 bps | 97% | 60th | $0.0038 | 61.1% |
| nonmarketable_limit | $1k–$5k • ODD | 3,552,090 | 93,251,099 | 9.0% | 100.0% | 22.1 bps | 60.2 bps | 86% | 86th | $0.1616 | 54.1% |
| nonmarketable_limit | $1k–$5k • ROUND | 1,848,102 | 884,688,399 | 11.7% | 100.0% | 28.9 bps | 99.0 bps | 88% | 63rd | $0.0112 | 45.2% |
| nonmarketable_limit | $5k–$10k • ODD | 852,913 | 37,576,102 | 10.4% | 100.0% | 25.2 bps | 68.7 bps | 87% | 89th | $0.3505 | 69.2% |
| nonmarketable_limit | $5k–$10k • ROUND | 912,014 | 879,141,743 | 9.4% | 100.0% | 19.4 bps | 60.9 bps | 74% | 66th | $0.0183 | 43.5% |
| nonmarketable_limit | $10k–$20k • ODD | 517,838 | 25,962,243 | 8.8% | 100.0% | 24.7 bps | 58.1 bps | 91% | 88th | $0.6335 | 78.7% |
| nonmarketable_limit | $10k–$20k • ROUND | 746,652 | 718,088,676 | 13.3% | 100.0% | 13.9 bps | 44.5 bps | 71% | 55th | $0.0289 | 40.2% |
| nonmarketable_limit | $20k–$50k • ODD | 86,950 | 5,791,719 | 8.1% | 100.0% | 22.7 bps | 33.7 bps | 91% | 78th | $0.8982 | 85.5% |
| nonmarketable_limit | $20k–$50k • ROUND | 568,996 | 837,755,230 | 12.0% | 100.0% | 13.0 bps | 47.2 bps | 63% | 69th | $0.0445 | 32.4% |
| nonmarketable_limit | $50k–$200k • ROUND | 298,341 | 929,645,571 | 14.8% | 100.0% | 10.2 bps | 32.6 bps | 55% | 66th | $0.0447 | 26.4% |
| nonmarketable_limit | ≥$200k • ROUND | 71,171 | 880,170,150 | 23.7% | 100.0% | 5.9 bps | 28.0 bps | 49% | 42nd | $0.0482 | 15.1% |
| market | <$250 • FRACT | 342,739 | 70,956 | 68.7% | 20.6% | 0.5 bps | 3.0 bps | 96% | 7th | $0.1701 | 100.0% |
| market | <$250 • ODD | 940,488 | 1,454,239 | 95.2% | 96.9% | 3.3 bps | 2.9 bps | 100% | 73rd | $0.0016 | 100.0% |
| market | $250–$999 • FRACT | 37,880 | 22,760 | 62.8% | 20.6% | 0.5 bps | 3.3 bps | 90% | 11th | $0.4843 | 100.0% |
| market | $250–$999 • ODD | 1,843,458 | 6,977,986 | 96.3% | 97.7% | 3.3 bps | 2.9 bps | 100% | 77th | $0.0025 | 100.0% |
| market | $250–$999 • ROUND | 159 | 16,084 | 99.6% | 87.4% | 5.5 bps | 5.2 bps | 100% | 100th | $0.0013 | 100.0% |
| market | $1k–$5k • FRACT | 1,254 | 1,032 | 71.2% | 21.6% | 0.9 bps | 4.6 bps | 83% | 14th | $1.5070 | 100.0% |
| market | $1k–$5k • ODD | 2,172,775 | 28,363,689 | 96.9% | 98.3% | 3.4 bps | 3.1 bps | 100% | 79th | $0.0032 | 100.0% |
| market | $1k–$5k • ROUND | 76,478 | 9,463,878 | 98.8% | 93.7% | 2.1 bps | 2.0 bps | 99% | 76th | $0.0011 | 100.0% |
| market | $5k–$10k • FRACT | 1 | 1 | — | — | — | — | — | — | — | — |
| market | $5k–$10k • ODD | 767,976 | 20,646,511 | 96.8% | 98.8% | 3.2 bps | 3.0 bps | 99% | 77th | $0.0065 | 100.0% |
| market | $5k–$10k • ROUND | 123,253 | 20,620,191 | 98.5% | 96.1% | 1.9 bps | 1.8 bps | 99% | 79th | $0.0022 | 100.0% |
| market | $10k–$20k • ODD | 434,591 | 15,369,699 | 96.7% | 98.8% | 3.1 bps | 3.0 bps | 97% | 75th | $0.0149 | 100.0% |
| market | $10k–$20k • ROUND | 325,430 | 50,881,704 | 98.4% | 98.2% | 2.5 bps | 2.5 bps | 98% | 72nd | $0.0074 | 100.0% |
| market | $20k–$50k • ODD | 171,501 | 5,996,688 | 96.9% | 99.2% | 3.7 bps | 3.7 bps | 97% | 80th | $0.0582 | 100.0% |
| market | $20k–$50k • ROUND | 651,204 | 142,197,333 | 98.6% | 98.5% | 2.2 bps | 2.5 bps | 98% | 59th | $0.0157 | 100.0% |
| market | $50k–$200k • ODD | 3,783 | 131,386 | 96.8% | 99.5% | 3.8 bps | 4.0 bps | 96% | 74th | $0.2141 | 100.0% |
| market | $50k–$200k • ROUND | 629,071 | 335,150,736 | 98.6% | 97.7% | 2.6 bps | 3.1 bps | 96% | 67th | $0.0292 | 100.0% |
| market | ≥$200k • ROUND | 112,745 | 224,938,634 | 85.1% | 72.8% | 0.7 bps | 0.5 bps | 80% | 51st | $0.0989 | 99.9% |
| marketable_limit | <$250 • FRACT | 103,130 | 34,545 | 100.0% | 0.0% | 0.0 bps | 3.6 bps | 96% | 14th | $0.1854 | 100.0% |
| marketable_limit | <$250 • ODD | 225,657 | 414,008 | 89.7% | 90.6% | 2.6 bps | -2.7 bps | 99% | 89th | $0.0047 | 100.0% |
| marketable_limit | <$250 • ROUND | 1 | 100 | — | — | — | — | — | — | — | — |
| marketable_limit | $250–$999 • FRACT | 6,848 | 4,660 | 100.0% | 0.0% | -0.0 bps | 3.1 bps | 30% | 18th | $0.7498 | 100.0% |
| marketable_limit | $250–$999 • ODD | 350,275 | 1,848,736 | 94.7% | 89.9% | 2.5 bps | -2.7 bps | 99% | 84th | $0.0048 | 100.0% |
| marketable_limit | $250–$999 • ROUND | 72 | 7,255 | — | — | — | — | — | — | — | — |
| marketable_limit | $1k–$5k • FRACT | 160 | 133 | 100.0% | 0.0% | 0.0 bps | — | 0% | 0th | $2.3256 | 100.0% |
| marketable_limit | $1k–$5k • ODD | 362,972 | 5,538,705 | 96.1% | 91.7% | 2.6 bps | -4.2 bps | 97% | 83rd | $0.0060 | 100.0% |
| marketable_limit | $1k–$5k • ROUND | 25,166 | 3,004,426 | 97.3% | 94.6% | 2.0 bps | -5.6 bps | 95% | 89th | $0.0011 | 100.0% |
| marketable_limit | $5k–$10k • ODD | 105,656 | 2,957,586 | 96.1% | 94.0% | 2.6 bps | -5.2 bps | 86% | 84th | $0.0102 | 100.0% |
| marketable_limit | $5k–$10k • ROUND | 29,028 | 4,930,623 | 96.3% | 94.1% | 1.7 bps | -5.4 bps | 87% | 83rd | $0.0024 | 100.0% |
| marketable_limit | $10k–$20k • ODD | 57,191 | 2,113,533 | 96.1% | 94.8% | 2.6 bps | -3.7 bps | 87% | 86th | $0.0192 | 100.0% |
| marketable_limit | $10k–$20k • ROUND | 69,940 | 11,912,853 | 96.9% | 95.5% | 2.3 bps | -4.6 bps | 86% | 83rd | $0.0081 | 100.0% |
| marketable_limit | $20k–$50k • ODD | 17,376 | 625,800 | 96.3% | 96.3% | 3.1 bps | -0.4 bps | 90% | 87th | $0.0673 | 100.0% |
| marketable_limit | $20k–$50k • ROUND | 103,666 | 26,370,820 | 97.1% | 94.2% | 1.7 bps | -4.4 bps | 86% | 71st | $0.0146 | 100.0% |
| marketable_limit | $50k–$200k • ODD | 293 | 9,888 | 95.5% | 98.2% | 3.4 bps | 1.2 bps | 98% | 83rd | $0.2965 | 99.9% |
| marketable_limit | $50k–$200k • ROUND | 86,819 | 52,482,813 | 97.3% | 94.0% | 1.6 bps | -3.0 bps | 84% | 68th | $0.0236 | 100.0% |
| marketable_limit | ≥$200k • ROUND | 25,080 | 72,799,326 | 76.8% | 60.0% | 0.3 bps | -3.8 bps | 62% | 68th | $0.0768 | 91.7% |
| nonmarketable_limit | <$250 • FRACT | 549 | 122 | 63.2% | 100.0% | 14.8 bps | — | 0% | 88th | $-0.0597 | 75.6% |
| nonmarketable_limit | <$250 • ODD | 423,382 | 1,273,845 | 16.9% | 100.0% | 4.6 bps | 20.7 bps | 98% | 52nd | $0.0168 | 37.0% |
| nonmarketable_limit | $250–$999 • FRACT | 34 | 21 | — | — | — | — | — | — | — | — |
| nonmarketable_limit | $250–$999 • ODD | 1,312,694 | 12,884,386 | 12.8% | 100.0% | 4.3 bps | 23.2 bps | 98% | 62nd | $0.0323 | 39.7% |
| nonmarketable_limit | $250–$999 • ROUND | 102 | 10,224 | 15.0% | 100.0% | 22.6 bps | — | 0% | 76th | $0.0100 | 31.2% |
| nonmarketable_limit | $1k–$5k • FRACT | 1 | 1 | — | — | — | — | — | — | — | — |
| nonmarketable_limit | $1k–$5k • ODD | 1,707,534 | 21,136,394 | 10.9% | 100.0% | 4.2 bps | 26.3 bps | 96% | 53rd | $0.0440 | 53.2% |
| nonmarketable_limit | $1k–$5k • ROUND | 135,773 | 15,477,856 | 18.0% | 100.0% | 4.1 bps | 12.4 bps | 98% | 64th | $0.0026 | 45.8% |
| nonmarketable_limit | $5k–$10k • ODD | 496,136 | 11,644,176 | 12.4% | 100.0% | 4.4 bps | 28.0 bps | 89% | 57th | $0.0659 | 58.2% |
| nonmarketable_limit | $5k–$10k • ROUND | 83,176 | 16,146,184 | 11.7% | 100.0% | 3.2 bps | 22.1 bps | 88% | 62nd | $0.0074 | 40.0% |
| nonmarketable_limit | $10k–$20k • ODD | 371,883 | 12,443,818 | 10.4% | 100.0% | 5.0 bps | 23.6 bps | 90% | 70th | $0.1168 | 63.9% |
| nonmarketable_limit | $10k–$20k • ROUND | 179,181 | 28,683,716 | 13.8% | 100.0% | 3.6 bps | 30.5 bps | 86% | 56th | $0.0246 | 45.1% |
| nonmarketable_limit | $20k–$50k • ODD | 138,190 | 5,558,733 | 10.4% | 100.0% | 5.0 bps | 11.6 bps | 93% | 71st | $0.2212 | 65.8% |
| nonmarketable_limit | $20k–$50k • ROUND | 350,505 | 82,497,421 | 11.5% | 100.0% | 3.2 bps | 34.7 bps | 87% | 40th | $0.0350 | 50.8% |
| nonmarketable_limit | $50k–$200k • ODD | 4,221 | 67,849 | 12.6% | 100.0% | 12.4 bps | 16.3 bps | 96% | 88th | $2.7382 | 69.3% |
| nonmarketable_limit | $50k–$200k • ROUND | 262,375 | 115,154,701 | 13.7% | 100.0% | 3.1 bps | 28.3 bps | 82% | 46th | $0.0481 | 48.4% |
| nonmarketable_limit | ≥$200k • ROUND | 83,165 | 241,543,811 | 37.1% | 100.0% | 2.4 bps | 24.8 bps | 76% | 26th | $0.0871 | 32.2% |
2. Broker-Dealers Routing Here (Reverse 606 Index)
Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.
| Broker-Dealer | CRD | Month | Section | Route % | Mkt % | Limit % | PFOF Mkt (¢/100) | PFOF Mkt ($) | Action |
|---|---|---|---|---|---|---|---|---|---|
| Janney Montgomery Scott, Inc. | 463 | 7- | other_stocks | 17.4% | 17.6% | 13.4% | 0.00 ¢ | $0.00 | Firm Review → |
| Janney Montgomery Scott, Inc. | 463 | 7- | sp500 | 16.8% | 17.2% | 10.0% | 0.00 ¢ | $0.00 | Firm Review → |
| Janney Montgomery Scott, Inc. | 463 | 8- | other_stocks | 17.6% | 17.7% | 15.7% | 0.00 ¢ | $0.00 | Firm Review → |
| Janney Montgomery Scott, Inc. | 463 | 8- | sp500 | 17.1% | 17.3% | 12.7% | 0.00 ¢ | $0.00 | Firm Review → |
| Janney Montgomery Scott, Inc. | 463 | 9- | other_stocks | 17.1% | 17.3% | 13.4% | 0.00 ¢ | $0.00 | Firm Review → |
| Janney Montgomery Scott, Inc. | 463 | 9- | sp500 | 16.7% | 17.2% | 13.0% | 0.00 ¢ | $0.00 | Firm Review → |
| T.ROWE PRICE | 8348 | 7- | other_stocks | 7.8% | 8.2% | 7.9% | 0.00 ¢ | $0.00 | Firm Review → |
| T.ROWE PRICE | 8348 | 7- | sp500 | 12.2% | 11.7% | 10.8% | 0.00 ¢ | $0.00 | Firm Review → |
| T.ROWE PRICE | 8348 | 8- | other_stocks | 7.8% | 8.0% | 8.1% | 0.00 ¢ | $0.00 | Firm Review → |
| T.ROWE PRICE | 8348 | 8- | sp500 | 12.0% | 11.5% | 12.6% | 0.00 ¢ | $0.00 | Firm Review → |
| T.ROWE PRICE | 8348 | 9- | other_stocks | 8.1% | 8.4% | 8.4% | 0.00 ¢ | $0.00 | Firm Review → |
| T.ROWE PRICE | 8348 | 9- | sp500 | 12.9% | 12.4% | 13.1% | 0.00 ¢ | $0.00 | Firm Review → |
| STATE FARM VP MANAGEMENT CORP | 43036 | 7- | other_stocks | 11.8% | 11.8% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| STATE FARM VP MANAGEMENT CORP | 43036 | 7- | sp500 | 13.6% | 11.9% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| STATE FARM VP MANAGEMENT CORP | 43036 | 8- | other_stocks | 12.6% | 12.6% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| STATE FARM VP MANAGEMENT CORP | 43036 | 8- | sp500 | 13.3% | 13.3% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| STATE FARM VP MANAGEMENT CORP | 43036 | 9- | other_stocks | 8.4% | 8.4% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| STATE FARM VP MANAGEMENT CORP | 43036 | 9- | sp500 | 12.6% | 12.6% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| GENW | 120894 | 7- | other_stocks | 10.2% | 10.1% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| GENW | 120894 | 7- | sp500 | 11.1% | 11.3% | 12.5% | 0.00 ¢ | $0.00 | Firm Review → |
| GENW | 120894 | 8- | other_stocks | 12.1% | 12.2% | 14.3% | 0.00 ¢ | $0.00 | Firm Review → |
| GENW | 120894 | 8- | sp500 | 15.6% | 15.9% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| GENW | 120894 | 9- | other_stocks | 13.9% | 13.9% | 18.2% | 0.00 ¢ | $0.00 | Firm Review → |
| GENW | 120894 | 9- | sp500 | 17.7% | 17.8% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| ANDBANC BROKERAGE LLC | 155979 | 7- | other_stocks | 9.9% | 11.4% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| ANDBANC BROKERAGE LLC | 155979 | 7- | sp500 | 7.6% | 6.9% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| ANDBANC BROKERAGE LLC | 155979 | 8- | other_stocks | 7.4% | 7.8% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| ANDBANC BROKERAGE LLC | 155979 | 8- | sp500 | 9.1% | 8.9% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| ANDBANC BROKERAGE LLC | 155979 | 9- | other_stocks | 7.7% | 8.4% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| ANDBANC BROKERAGE LLC | 155979 | 9- | sp500 | 9.7% | 10.3% | 10.0% | 0.00 ¢ | $0.00 | Firm Review → |
| CGIS SECURITIES LLC | 155984 | 7- | other_stocks | 13.7% | 13.3% | 8.3% | 0.00 ¢ | $0.00 | Firm Review → |
| CGIS SECURITIES LLC | 155984 | 7- | sp500 | 10.6% | 9.9% | 16.7% | 0.00 ¢ | $0.00 | Firm Review → |
| CGIS SECURITIES LLC | 155984 | 8- | other_stocks | 11.8% | 12.6% | 6.1% | 0.00 ¢ | $0.00 | Firm Review → |
| CGIS SECURITIES LLC | 155984 | 8- | sp500 | 14.8% | 17.9% | 9.1% | 0.00 ¢ | $0.00 | Firm Review → |
| CGIS SECURITIES LLC | 155984 | 9- | other_stocks | 8.6% | 8.4% | 4.8% | 0.00 ¢ | $0.00 | Firm Review → |
| CGIS SECURITIES LLC | 155984 | 9- | sp500 | 12.4% | 15.3% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| FENX | 159481 | 7- | other_stocks | 14.3% | 11.7% | 15.8% | 9.88 ¢ | $8.43 | Firm Review → |
| FENX | 159481 | 7- | sp500 | 13.4% | 12.4% | 7.8% | 10.00 ¢ | $2.59 | Firm Review → |
| FENX | 159481 | 8- | other_stocks | 13.2% | 15.7% | 11.6% | 9.50 ¢ | $109.32 | Firm Review → |
| FENX | 159481 | 8- | sp500 | 12.0% | 11.1% | 14.6% | 10.00 ¢ | $4.74 | Firm Review → |
| FENX | 159481 | 9- | other_stocks | 16.0% | 20.3% | 15.1% | 0.00 ¢ | $0.00 | Firm Review → |
| FENX | 159481 | 9- | sp500 | 16.9% | 19.1% | 24.3% | 0.00 ¢ | $0.00 | Firm Review → |
| TD PRIVATE CLIENT WEALTH LLC | 164484 | 7- | other_stocks | 12.2% | 12.2% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| TD PRIVATE CLIENT WEALTH LLC | 164484 | 7- | sp500 | 13.2% | 13.2% | 23.1% | 0.00 ¢ | $0.00 | Firm Review → |
| TD PRIVATE CLIENT WEALTH LLC | 164484 | 8- | other_stocks | 12.1% | 12.1% | 10.0% | 0.00 ¢ | $0.00 | Firm Review → |
| TD PRIVATE CLIENT WEALTH LLC | 164484 | 8- | sp500 | 13.1% | 13.2% | 28.6% | 0.00 ¢ | $0.00 | Firm Review → |
| TD PRIVATE CLIENT WEALTH LLC | 164484 | 9- | other_stocks | 12.2% | 12.2% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
| TD PRIVATE CLIENT WEALTH LLC | 164484 | 9- | sp500 | 13.5% | 13.6% | 0.0% | 0.00 ¢ | $0.00 | Firm Review → |
3. Rule 605 Report Files & Ingestion History
Published monthly execution quality data files crawled from vendor and exchange landing pages.
| File Name | Month | Kind | Status | Fetched At | Source URL |
|---|---|---|---|---|---|
| THRTF202607.dat | 202607 | detailed | stored | 2026-09-28T18:18:12.354+00:00 | File Link ↗ |
| THRTF202607.zip | 202607 | detailed | variant | File Link ↗ |
4. Coverage Gaps & Review Limitations
Suppressed Cells
8
Tiers with < 100 covered ordersMissing Files
0
Months unretrievableMethodological Caveats:
- A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
- 606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
- FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
- This report is not legal or compliance advice.
- Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
- Brokers routing here reflect venue aliases as of the last crosswalk-venues run.
Does your firm route to HRT Financial LP? See which competing venues beat it on your symbol mix → Enter your Firm CRD