NYLIFE SECURITIES LLC

Reporter ID: NYLS • Quarter: 2026Q3 • Methodology: exq-2

Status: ACTIVE

Generated: Wed, 14 Oct 2026 18:30:22 GMT

Quarter:2026Q3

Covered Orders99,100Across all reported tiers

Covered Shares6,688,553In Q3 2026

Active Tiers71Order class × notional buckets

Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

Class	Notional × Lot	Orders	Covered Sh	Fill Rate	PI Rate	NPI (bps)	Peer Bench (bps)	Coverage	Rank Pctl	Eff Spread	Speed <1s
market	<$250 • FRACT	14,555	5,383	100.0%	98.3%	4.6 bps	2.1 bps	49%	84th	$0.0001	100.0%
market	<$250 • ODD	7,596	28,702	—	99.1%	8.1 bps	—	—	59th	—	99.7%
market	<$250 • ROUND	9	2,650	—	—	—	—	—	—	—	—
market	$250–$999 • FRACT	230	150	100.0%	98.3%	1.8 bps	0.2 bps	59%	83rd	$-0.0020	100.0%
market	$250–$999 • ODD	15,100	154,478	—	98.5%	7.6 bps	—	—	83rd	—	99.8%
market	$250–$999 • ROUND	110	26,595	—	98.7%	23.1 bps	—	—	87th	—	70.3%
market	$1k–$5k • FRACT	1	1	—	—	—	—	—	—	—	—
market	$1k–$5k • ODD	11,570	330,083	—	97.6%	6.0 bps	—	—	84th	—	99.8%
market	$1k–$5k • ROUND	1,221	266,287	—	95.0%	7.3 bps	—	—	55th	—	89.7%
market	$5k–$10k • ODD	1,583	79,973	—	96.8%	4.3 bps	—	—	76th	—	99.5%
market	$5k–$10k • ROUND	1,438	374,706	—	93.0%	3.9 bps	—	—	41st	—	94.1%
market	$10k–$20k • ODD	428	22,587	—	96.9%	2.3 bps	—	—	17th	—	99.3%
market	$10k–$20k • ROUND	1,460	477,247	—	96.5%	3.3 bps	—	—	43rd	—	98.5%
market	$20k–$50k • ODD	45	2,640	—	—	—	—	—	—	—	—
market	$20k–$50k • ROUND	1,233	708,734	—	94.9%	2.6 bps	—	—	44th	—	97.2%
market	$50k–$200k • ROUND	480	948,552	—	89.6%	1.7 bps	—	—	45th	—	95.9%
market	≥$200k • ROUND	86	1,011,126	—	—	—	—	—	—	—	—
marketable_limit	<$250 • ODD	2	20	—	—	—	—	—	—	—	—
marketable_limit	$250–$999 • ROUND	1	500	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ODD	13	412	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ROUND	14	5,214	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ODD	3	79	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ROUND	8	3,069	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ODD	1	50	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ROUND	8	13,698	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ROUND	15	51,050	—	—	—	—	—	—	—	—
marketable_limit	$50k–$200k • ROUND	41	370,730	—	—	—	—	—	—	—	—
marketable_limit	≥$200k • ROUND	17	396,121	—	—	—	—	—	—	—	—
nonmarketable_limit	<$250 • ODD	3	11	—	—	—	—	—	—	—	—
nonmarketable_limit	$250–$999 • ODD	4	79	—	—	—	—	—	—	—	—
nonmarketable_limit	$250–$999 • ROUND	4	754	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ODD	14	341	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ROUND	20	7,083	—	—	—	—	—	—	—	—
nonmarketable_limit	$5k–$10k • ODD	10	436	—	—	—	—	—	—	—	—
nonmarketable_limit	$5k–$10k • ROUND	12	11,012	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ODD	2	100	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ROUND	35	27,859	—	—	—	—	—	—	—	—
nonmarketable_limit	$20k–$50k • ROUND	45	122,117	—	—	—	—	—	—	—	—
nonmarketable_limit	$50k–$200k • ROUND	61	491,383	—	—	—	—	—	—	—	—
nonmarketable_limit	≥$200k • ROUND	15	198,508	—	—	—	—	—	—	—	—
market	<$250 • FRACT	10,226	2,729	100.0%	99.2%	5.6 bps	5.3 bps	16%	100th	$-0.0000	100.0%
market	<$250 • ODD	4,915	9,782	—	98.5%	4.0 bps	—	—	89th	—	100.0%
market	$250–$999 • FRACT	359	252	100.0%	99.5%	5.6 bps	—	0%	93rd	$0.0037	100.0%
market	$250–$999 • ODD	12,815	57,928	—	98.7%	4.4 bps	—	—	93rd	—	99.9%
market	$1k–$5k • FRACT	4	4	—	—	—	—	—	—	—	—
market	$1k–$5k • ODD	10,435	141,960	—	98.5%	4.1 bps	—	—	92nd	—	99.9%
market	$1k–$5k • ROUND	123	13,960	—	99.2%	2.2 bps	—	—	80th	—	99.2%
market	$5k–$10k • ODD	1,258	38,085	—	97.0%	3.6 bps	—	—	83rd	—	99.0%
market	$5k–$10k • ROUND	157	28,271	—	97.5%	1.9 bps	—	—	77th	—	100.0%
market	$10k–$20k • ODD	501	19,468	—	97.1%	3.2 bps	—	—	81st	—	99.1%
market	$10k–$20k • ROUND	216	36,008	—	99.3%	2.4 bps	—	—	70th	—	99.7%
market	$20k–$50k • ODD	69	3,193	—	—	—	—	—	—	—	—
market	$20k–$50k • ROUND	282	54,235	—	97.3%	2.5 bps	—	—	70th	—	94.7%
market	$50k–$200k • ROUND	145	78,573	—	94.7%	2.4 bps	—	—	58th	—	95.3%
market	≥$200k • ROUND	24	38,682	—	—	—	—	—	—	—	—
marketable_limit	$250–$999 • ODD	1	10	—	—	—	—	—	—	—	—
marketable_limit	$1k–$5k • ODD	8	109	—	—	—	—	—	—	—	—
marketable_limit	$5k–$10k • ODD	6	146	—	—	—	—	—	—	—	—
marketable_limit	$10k–$20k • ROUND	3	800	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ODD	2	114	—	—	—	—	—	—	—	—
marketable_limit	$20k–$50k • ROUND	5	424	—	—	—	—	—	—	—	—
marketable_limit	$50k–$200k • ROUND	1	432	—	—	—	—	—	—	—	—
nonmarketable_limit	$250–$999 • ODD	2	15	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ODD	12	199	—	—	—	—	—	—	—	—
nonmarketable_limit	$1k–$5k • ROUND	2	220	—	—	—	—	—	—	—	—
nonmarketable_limit	$5k–$10k • ODD	4	49	—	—	—	—	—	—	—	—
nonmarketable_limit	$5k–$10k • ROUND	4	720	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ODD	8	212	—	—	—	—	—	—	—	—
nonmarketable_limit	$10k–$20k • ROUND	3	465	—	—	—	—	—	—	—	—
nonmarketable_limit	$20k–$50k • ROUND	6	2,253	—	—	—	—	—	—	—	—
nonmarketable_limit	$50k–$200k • ROUND	11	18,735	—	—	—	—	—	—	—	—

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

File Name	Month	Kind	Status	Fetched At	Source URL
NYLS202608.zip	202608	detailed	stored	2026-09-30T21:17:20.841350700+00:00	File Link ↗

4. Coverage Gaps & Review Limitations

Suppressed Cells

Tiers with < 100 covered orders

Missing Files

Months unretrievable

Methodological Caveats:

A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
This report is not legal or compliance advice.
Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
Brokers routing here reflect venue aliases as of the last crosswalk-venues run.

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