EXECUTIONREPORTS.COM AMENDED SEC RULE 605 / FINRA 5310.09 ENGINE
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Rule 605 Market Center Scorecard

NYLIFE SECURITIES LLC

Reporter ID: NYLS • Quarter: 2026Q3 • Methodology: exq-2
Status: ACTIVE
Generated: Wed, 14 Oct 2026 19:14:05 GMT
Quarter:2026Q3
Covered Orders99,100Across all reported tiers
Covered Shares6,688,553In Q3 2026
Active Tiers71Order class × notional buckets
Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

ClassNotional × LotOrdersCovered ShFill RatePI RateNPI (bps)Peer Bench (bps)CoverageRank PctlEff SpreadSpeed <1s
market<$250 • FRACT14,5555,383100.0%98.3%4.6 bps2.1 bps49%84th$0.0001100.0%
market<$250 • ODD7,59628,702—99.1%8.1 bps——59th—99.7%
market<$250 • ROUND92,650————————
market$250–$999 • FRACT230150100.0%98.3%1.8 bps0.2 bps59%83rd$-0.0020100.0%
market$250–$999 • ODD15,100154,478—98.5%7.6 bps——83rd—99.8%
market$250–$999 • ROUND11026,595—98.7%23.1 bps——87th—70.3%
market$1k–$5k • FRACT11————————
market$1k–$5k • ODD11,570330,083—97.6%6.0 bps——84th—99.8%
market$1k–$5k • ROUND1,221266,287—95.0%7.3 bps——55th—89.7%
market$5k–$10k • ODD1,58379,973—96.8%4.3 bps——76th—99.5%
market$5k–$10k • ROUND1,438374,706—93.0%3.9 bps——41st—94.1%
market$10k–$20k • ODD42822,587—96.9%2.3 bps——17th—99.3%
market$10k–$20k • ROUND1,460477,247—96.5%3.3 bps——43rd—98.5%
market$20k–$50k • ODD452,640————————
market$20k–$50k • ROUND1,233708,734—94.9%2.6 bps——44th—97.2%
market$50k–$200k • ROUND480948,552—89.6%1.7 bps——45th—95.9%
market≥$200k • ROUND861,011,126————————
marketable_limit<$250 • ODD220————————
marketable_limit$250–$999 • ROUND1500————————
marketable_limit$1k–$5k • ODD13412————————
marketable_limit$1k–$5k • ROUND145,214————————
marketable_limit$5k–$10k • ODD379————————
marketable_limit$5k–$10k • ROUND83,069————————
marketable_limit$10k–$20k • ODD150————————
marketable_limit$10k–$20k • ROUND813,698————————
marketable_limit$20k–$50k • ROUND1551,050————————
marketable_limit$50k–$200k • ROUND41370,730————————
marketable_limit≥$200k • ROUND17396,121————————
nonmarketable_limit<$250 • ODD311————————
nonmarketable_limit$250–$999 • ODD479————————
nonmarketable_limit$250–$999 • ROUND4754————————
nonmarketable_limit$1k–$5k • ODD14341————————
nonmarketable_limit$1k–$5k • ROUND207,083————————
nonmarketable_limit$5k–$10k • ODD10436————————
nonmarketable_limit$5k–$10k • ROUND1211,012————————
nonmarketable_limit$10k–$20k • ODD2100————————
nonmarketable_limit$10k–$20k • ROUND3527,859————————
nonmarketable_limit$20k–$50k • ROUND45122,117————————
nonmarketable_limit$50k–$200k • ROUND61491,383————————
nonmarketable_limit≥$200k • ROUND15198,508————————
market<$250 • FRACT10,2262,729100.0%99.2%5.6 bps5.3 bps16%100th$-0.0000100.0%
market<$250 • ODD4,9159,782—98.5%4.0 bps——89th—100.0%
market$250–$999 • FRACT359252100.0%99.5%5.6 bps—0%93rd$0.0037100.0%
market$250–$999 • ODD12,81557,928—98.7%4.4 bps——93rd—99.9%
market$1k–$5k • FRACT44————————
market$1k–$5k • ODD10,435141,960—98.5%4.1 bps——92nd—99.9%
market$1k–$5k • ROUND12313,960—99.2%2.2 bps——80th—99.2%
market$5k–$10k • ODD1,25838,085—97.0%3.6 bps——83rd—99.0%
market$5k–$10k • ROUND15728,271—97.5%1.9 bps——77th—100.0%
market$10k–$20k • ODD50119,468—97.1%3.2 bps——81st—99.1%
market$10k–$20k • ROUND21636,008—99.3%2.4 bps——70th—99.7%
market$20k–$50k • ODD693,193————————
market$20k–$50k • ROUND28254,235—97.3%2.5 bps——70th—94.7%
market$50k–$200k • ROUND14578,573—94.7%2.4 bps——58th—95.3%
market≥$200k • ROUND2438,682————————
marketable_limit$250–$999 • ODD110————————
marketable_limit$1k–$5k • ODD8109————————
marketable_limit$5k–$10k • ODD6146————————
marketable_limit$10k–$20k • ROUND3800————————
marketable_limit$20k–$50k • ODD2114————————
marketable_limit$20k–$50k • ROUND5424————————
marketable_limit$50k–$200k • ROUND1432————————
nonmarketable_limit$250–$999 • ODD215————————
nonmarketable_limit$1k–$5k • ODD12199————————
nonmarketable_limit$1k–$5k • ROUND2220————————
nonmarketable_limit$5k–$10k • ODD449————————
nonmarketable_limit$5k–$10k • ROUND4720————————
nonmarketable_limit$10k–$20k • ODD8212————————
nonmarketable_limit$10k–$20k • ROUND3465————————
nonmarketable_limit$20k–$50k • ROUND62,253————————
nonmarketable_limit$50k–$200k • ROUND1118,735————————

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

File NameMonthKindStatusFetched AtSource URL
NYLS202608.zip202608detailedstored2026-09-30T21:17:20.841350700+00:00 File Link ↗

4. Coverage Gaps & Review Limitations

Suppressed Cells
46
Tiers with < 100 covered orders
Missing Files
0
Months unretrievable

Methodological Caveats:

  • A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
  • 606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
  • FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
  • This report is not legal or compliance advice.
  • Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
  • Brokers routing here reflect venue aliases as of the last crosswalk-venues run.
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