OSAIC WEALTH, INC.

Reporter ID: OWIN • Quarter: 2026Q3 • Methodology: exq-3

Status: ACTIVE

Generated: Thu, 15 Oct 2026 22:43:42 GMT

Quarter:2026Q3

Covered Orders235,597Across all reported tiers

Covered Shares37,910,616In Q3 2026

Active Tiers82Order class × notional buckets

Routing Brokers0Disclosed in 606 filings

1. Amended Rule 605 Scorecard vs. Mix-Adjusted Peers — 2026-08

Execution metrics across order classes and the 24 notional × lot categories, benchmarked against what competing market centers delivered on identical symbols.

Class	Notional × Lot	Orders	Covered Sh	Fill Rate	PI Rate	NPI (bps)	Peer Bench (bps)	Coverage	Rank Pctl	Eff Spread	Speed <1s
Market	<$250 • Fractional	18,400	7,182	—	98.5%	2.4 bps	—	—	62nd	—	100.0%
Market	<$250 • Odd Lot	12,778	47,488	—	98.3%	6.3 bps	—	—	51st	—	99.3%
Market	<$250 • Round Lot	27	5,883	—	—	—	—	—	—	—	—
Market	$250–$999 • Fractional	132	86	—	96.2%	0.8 bps	—	—	40th	—	100.0%
Market	$250–$999 • Odd Lot	23,927	271,558	—	97.6%	5.8 bps	—	—	64th	—	99.4%
Market	$250–$999 • Round Lot	381	75,648	—	97.5%	24.9 bps	—	—	93rd	—	99.7%
Market	$1k–$5k • Fractional	2	1	—	—	—	—	—	—	—	—
Market	$1k–$5k • Odd Lot	35,916	1,183,806	—	96.4%	4.6 bps	—	—	65th	—	99.2%
Market	$1k–$5k • Round Lot	7,389	1,736,175	—	94.7%	11.6 bps	—	—	91st	—	99.8%
Market	$5k–$10k • Odd Lot	7,735	387,633	—	96.4%	3.8 bps	—	—	62nd	—	99.0%
Market	$5k–$10k • Round Lot	9,913	2,890,817	—	94.0%	6.0 bps	—	—	74th	—	99.5%
Market	$10k–$20k • Odd Lot	2,581	142,761	—	96.7%	3.6 bps	—	—	54th	—	99.6%
Market	$10k–$20k • Round Lot	11,157	4,184,948	—	94.8%	4.4 bps	—	—	69th	—	99.2%
Market	$20k–$50k • Odd Lot	316	20,439	—	95.1%	2.2 bps	—	—	35th	—	98.8%
Market	$20k–$50k • Round Lot	10,636	7,475,928	—	90.6%	3.7 bps	—	—	71st	—	98.9%
Market	$50k–$200k • Round Lot	4,924	7,979,151	—	88.0%	2.7 bps	—	—	75th	—	98.0%
Market	≥$200k • Round Lot	712	5,438,018	—	47.2%	-0.8 bps	—	—	38th	—	71.2%
Marketable Limit	<$250 • Odd Lot	1	3	—	—	—	—	—	—	—	—
Marketable Limit	$250–$999 • Odd Lot	9	237	—	—	—	—	—	—	—	—
Marketable Limit	$250–$999 • Round Lot	2	400	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Odd Lot	124	6,217	—	89.0%	25.5 bps	—	—	98th	—	100.0%
Marketable Limit	$1k–$5k • Round Lot	221	40,060	—	91.2%	35.9 bps	—	—	100th	—	100.0%
Marketable Limit	$5k–$10k • Odd Lot	20	1,422	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Round Lot	203	85,483	—	89.5%	17.3 bps	—	—	100th	—	99.2%
Marketable Limit	$10k–$20k • Odd Lot	5	274	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Round Lot	175	117,970	—	77.7%	7.8 bps	—	—	95th	—	95.9%
Marketable Limit	$20k–$50k • Odd Lot	1	29	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Round Lot	153	256,491	—	86.8%	6.9 bps	—	—	97th	—	98.1%
Marketable Limit	$50k–$200k • Round Lot	48	210,167	—	—	—	—	—	—	—	—
Marketable Limit	≥$200k • Round Lot	30	521,740	—	—	—	—	—	—	—	—
Non-Marketable Limit	<$250 • Odd Lot	7	151	—	—	—	—	—	—	—	—
Non-Marketable Limit	$250–$999 • Odd Lot	18	507	—	—	—	—	—	—	—	—
Non-Marketable Limit	$250–$999 • Round Lot	8	1,430	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Odd Lot	80	3,127	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Round Lot	170	46,739	—	100.0%	7.8 bps	—	—	7th	—	27.4%
Non-Marketable Limit	$5k–$10k • Odd Lot	45	2,259	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Round Lot	261	114,111	—	100.0%	18.6 bps	—	—	61st	—	8.5%
Non-Marketable Limit	$10k–$20k • Odd Lot	16	715	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Round Lot	237	158,665	—	100.0%	38.5 bps	—	—	96th	—	12.1%
Non-Marketable Limit	$20k–$50k • Odd Lot	2	60	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Round Lot	207	245,474	—	100.0%	14.5 bps	—	—	75th	—	23.3%
Non-Marketable Limit	$50k–$200k • Round Lot	80	193,224	—	—	—	—	—	—	—	—
Non-Marketable Limit	≥$200k • Round Lot	31	275,083	—	—	—	—	—	—	—	—
Market	<$250 • Fractional	11,856	2,947	—	99.6%	5.4 bps	—	—	95th	—	100.0%
Market	<$250 • Odd Lot	5,889	11,013	—	98.5%	4.0 bps	—	—	90th	—	99.5%
Market	$250–$999 • Fractional	391	281	—	97.9%	4.8 bps	—	—	90th	—	100.0%
Market	$250–$999 • Odd Lot	18,895	86,905	—	98.5%	4.2 bps	—	—	91st	—	99.4%
Market	$250–$999 • Round Lot	1	100	—	—	—	—	—	—	—	—
Market	$1k–$5k • Fractional	3	3	—	—	—	—	—	—	—	—
Market	$1k–$5k • Odd Lot	27,378	400,002	—	97.9%	3.9 bps	—	—	91st	—	99.6%
Market	$1k–$5k • Round Lot	514	54,682	—	99.8%	2.2 bps	—	—	83rd	—	99.3%
Market	$5k–$10k • Odd Lot	7,871	238,031	—	97.5%	3.7 bps	—	—	88th	—	99.6%
Market	$5k–$10k • Round Lot	927	143,269	—	98.8%	2.3 bps	—	—	90th	—	99.7%
Market	$10k–$20k • Odd Lot	3,665	151,634	—	97.4%	3.5 bps	—	—	84th	—	99.7%
Market	$10k–$20k • Round Lot	2,246	341,547	—	98.2%	2.8 bps	—	—	84th	—	99.5%
Market	$20k–$50k • Odd Lot	751	32,285	—	97.5%	3.9 bps	—	—	77th	—	99.6%
Market	$20k–$50k • Round Lot	3,446	661,772	—	97.7%	3.1 bps	—	—	87th	—	99.3%
Market	$50k–$200k • Odd Lot	9	283	—	—	—	—	—	—	—	—
Market	$50k–$200k • Round Lot	1,825	803,275	—	94.7%	3.6 bps	—	—	95th	—	99.6%
Market	≥$200k • Round Lot	354	785,917	—	65.7%	0.8 bps	—	—	51st	—	89.2%
Marketable Limit	$250–$999 • Odd Lot	5	23	—	—	—	—	—	—	—	—
Marketable Limit	$1k–$5k • Odd Lot	50	702	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Odd Lot	23	862	—	—	—	—	—	—	—	—
Marketable Limit	$5k–$10k • Round Lot	9	1,199	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Odd Lot	16	573	—	—	—	—	—	—	—	—
Marketable Limit	$10k–$20k • Round Lot	13	1,855	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Odd Lot	7	288	—	—	—	—	—	—	—	—
Marketable Limit	$20k–$50k • Round Lot	18	4,526	—	—	—	—	—	—	—	—
Marketable Limit	$50k–$200k • Round Lot	18	8,818	—	—	—	—	—	—	—	—
Marketable Limit	≥$200k • Round Lot	2	2,775	—	—	—	—	—	—	—	—
Non-Marketable Limit	<$250 • Odd Lot	2	3	—	—	—	—	—	—	—	—
Non-Marketable Limit	$250–$999 • Odd Lot	15	110	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Odd Lot	64	827	—	—	—	—	—	—	—	—
Non-Marketable Limit	$1k–$5k • Round Lot	1	100	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Odd Lot	59	1,783	—	—	—	—	—	—	—	—
Non-Marketable Limit	$5k–$10k • Round Lot	7	859	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Odd Lot	38	1,685	—	—	—	—	—	—	—	—
Non-Marketable Limit	$10k–$20k • Round Lot	37	6,597	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Odd Lot	9	367	—	—	—	—	—	—	—	—
Non-Marketable Limit	$20k–$50k • Round Lot	63	14,876	—	—	—	—	—	—	—	—
Non-Marketable Limit	$50k–$200k • Round Lot	35	16,235	—	—	—	—	—	—	—	—
Non-Marketable Limit	≥$200k • Round Lot	5	2,047	—	—	—	—	—	—	—	—

2. Broker-Dealers Routing Here (Reverse 606 Index)

Firms directing customer order flow to this market center under SEC Rule 606(a), with route percentages and PFOF rates.

No broker-dealers identified routing flow to this market center in 2026Q3.

3. Rule 605 Report Files & Ingestion History

Published monthly execution quality data files crawled from vendor and exchange landing pages.

File Name	Month	Kind	Status	Fetched At	Source URL
OWIN202608.zip	202608	detailed	stored	2026-10-15T20:12:45.433386877+00:00	File Link ↗
OWIN202608.csv	202608	summary	too_large	2026-10-15T22:24:31.815+00:00	File Link ↗

4. Coverage Gaps & Review Limitations

Suppressed Cells

Tiers with < 100 covered orders

Missing Files

Months unretrievable

Methodological Caveats:

A venue's Rule 605 statistics describe all flow it handled, not this firm's orders.
606 route shares are per order, not per share, and list only the top 10 venues plus any venue with at least 5% of non-directed orders.
FINRA Rule 5310.09 also requires the firm's own order-level review of its executions.
This report is not legal or compliance advice.
Net price improvement is in basis points of executed notional (quote midpoint × shares). The PFOF comparison converts the difference to ¢/100 sh at the venue's average executed price; it is an estimate.
Brokers routing here reflect venue aliases as of the last crosswalk-venues run.

Does your firm route to OSAIC WEALTH, INC.? See which competing venues beat it on your symbol mix → Enter your Firm CRD